Category Archives: History

Systemic Realignment and the Long Transition.

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The last few decades have seen a world in increasing turmoil. Technological advances, climate deterioration, sharpening domestic and international political conflict and global pandemics are just some of the hallmarks of the contemporary world moment. In this essay I hope to outline some of the dynamics of this time by conceptually framing its recent historical underpinnings.

Think of international relations as a complex system. Because it involves living creatures (humans), rather than inanimate objects, we can think of it as an ecosystem made up of people and their institutions, norms, rules and the behaviours (confirmative or transgressive) that flow from them. The world order is comprised of various subsystems, including regional (meso) and national (micro) systems that encompass economic, political/diplomatic and socio-cultural features linked to but distinct from the global (macro) system.They key is to understand international relations and world politics as a malleable human enterprise.

International systems are dynamic, not static. Although they may enjoy long periods of relative stability or stasis, they are fluid in nature and therefore prone to change over time. In the last century stable world order cycles have become shorter and transitional cycles have become longer due to a number of factors, including technological advances in areas such as transportation and telecommunications, demographic shifts, the globalisation of production, consumption and exchange, ideological diffusion, cultural transfer and increased permeability of national borders. Status quos are more short-lived and transitional moments–moments leading to systemic realignment–are decades in length.

We are currently in the midst of such a long transitional moment.

In fact, the post-Cold War era is a period of long transition. After the fall of the USSR in 1990, the international order moved away from a tight bi-polar system where two nuclear-armed superpowers and their respective alliance systems deterred and balanced each other through credible counter-force based on second-strike capabilities in the event of strategic nuclear war. The bipolar alliance systems were “tight” in the dual sense that their diplomatic and military perspectives were closely bound to those of their respective superpowers (think NATO and the Warsaw Pact), and States in each security bloc tended to trade preferentially with each other (known as trade and security issue linkage).

The geopolitical map of the Cold War was divided into shatter and peripheral zones, with the former being places where direct superpower confrontation was probable and therefore to be avoided (such as Central Europe and East Asia), and the latter being places where the probability of escalation was low and therefore conflicts could be “managed” at the sub-nuclear level because no existential threats to the superpowers were involved (SE Asia, Latin America, Sub-Saharan Africa and the South Pacific come to mind). Here proxy wars, guerrilla conflicts and direct superpower interventions could flourish as trialing grounds for great power weaponry and ideological supremacy, but the nature of the conflicts were opportunistic or expedient, not existential for the superpowers and their major allies. Escalation was dangerous in shatter zones; escalation was limited in the periphery.

With the demise of the USSR the bipolar world was replaced by a unipolar world where the US was the sole superpower and therefore considered the “hegemon” (in international relations jargon) where its economic, military and political power was unmatched by any one country or group of countries. This is noteworthy because “hegemonic” superpowers intervene in the international system for systemic reasons. That is, they approach the international system in ways that preserve an institutional and regulatory status quo that supports and reaffirms their position of dominance. In contrast, great and middle powers intervene in the international system in order to pursue national interests rather than systemic values. Absent a hegemon to act as systems regulator, this may or may not lead to disorder.

The hegemonic premise is the conceptual foundation of the liberal international foreign policy approach adopted by US administration and many of its allies (including NZ) during the post -Cold War period and which persists to this day. For the West, the combination of market economics and liberal democracy is the preferred political-economic form because it is seen as the best way to achieve peace and prosperity for its subjects. As a result, it needs to be expanded globally and supported by a “rules-based” international institutional order crafted in its image. Although this belief was honoured most often in the breach (as any number of US-backed military coups d’état demonstrate), it constituted the ideological foundation for post-Cold War international relations because there was no global alternative to it.

US dominance as the sole superpower and global “hegemon” lasted little more than a decade. After the 9/11 attacks (which were not, in spite of their horrifying spectacle, an existential threat to the US unless it over-reacted), the US engaged in a series of military adventures under the umbrella justification of fighting the (sic) “war on terror.” In doing so it engaged in what may be called neo-imperial hubris, which in turn led to neo-imperial overreach. By invading Iraq and extending the (arguably legitimate) original irregular warfare mission against the Taliban and al-Qaeda in Afghanistan into an open-ended nation-building exercise, then invading Iraq on a pretext that it was involved in the 9/11 plot while conducting counter-terrorism operations in the Middle East, Sub-Saharan Africa, Latin America, Southeast Asia and even in the wider European Rim, the US expended vast amounts of blood and treasure in pursuit of the unachievable goal of redrawing the map of the Middle East in an US-centred image.

That is because although terrorists can be physically eliminated, the ideas that propel them cannot, and unless there is an ideological project that can counter the ideological beliefs of the “extremists,” then the physical wars are a short-term solution to a long-term problem. The US (and the West in general) lacked an ideological counter to Wahabism and Salafism, so the roots of Islamic extremism remain even if its human materiel has been depleted. In addition, pursuing a war of opportunity (rather than of necessity) in Iraq only generated concern and resentment in the Arab world and laid the foundations of the emergence of ISIS as an irregular Sunni fighting force, prompted Iran to pursue its nuclear deterrence option, and diverted resources from the fight in Afghanistan. That in turn allowed the latter to turn into a tar baby for the ISAF coalition fighting the Taliban and various Sunni irregular groups, which eventually produced the graveyard of Empire scenes at Kabul and Bagram airports in 2022.

More importantly for our purposes, despite its surface appearances and the claims of some scholars that a unipolar international hierarchy is the most stable systemic arrangement, a unipolar world is inherently an unstable world. As the hegemon attempts to maintain its dominance in the international order by engaging in wars of conquest, military interventions in peripheral areas or by attempting to be the world’s “policeman” in parallel with economic and diplomatic efforts across the globe, it expends its power on several dimensions. At the same time, pretenders to the throne build their power while avoiding direct confrontations with the superpower until the balance shifts in their favour and the time becomes ripe for a challenge. That is the time when the knives come out. That time could well have arrived and the moment of long transition may be coming to a head.

The move from a unipolar to a multipolar world still in the making began on 9/11 and continues to this day. There is good and bad news in this transition. The good news is that multipolar systems characterised by competition and cooperation among a small odd number (3-7) of great powers is arguably the most stable of international orders because it allows each State to form alliances on specific issues and balance or counter-balance the ambitions of others. The preferred configuration is an odd number because that avoids deadlocks and facilitates cross-cutting alliance formation on specific issues. This leads to a situation where balancing becomes a primary feature and objective of the international system as a whole. In a sense, it is the geopolitical equivalent of the invisible hand of the market: actors act in pursuit of their preferred interests and with a desire to secure preferred outcomes, but it is the aggregate of their actions that leads to balancing and realignment. Actors may wish to steer outcomes in their favour but what eventuates is seldom in line with their individual preferences. Instead, multipolar “market” clearance rests on a dynamic balance of great power national interests..

The bad news is that in the period of transition between unipolar and multipolar orders, consensus on the rules governing State behaviour and adherence to institutional edicts and mores breaks down. International norm erosion becomes widespread, uncertainty becomes generalised and conflict becomes the systems regulator. A lack of enforcement capability by international organisations and States themselves allows norm violations to proceed unchecked and perpetrators to act with impunity (as see, for example, in Syria, the South China Sea or the Ukraine). While geopolitical shatter and peripheral zones continue to exist (albeit not as they existed during the Cold War), the majority of the world becomes contested space in which State, multinational and non-state actors vie for influence using a mix of power variables (say, for instance, chequebook and debt diplomacy, direct influence operations or trade and security agreements). This includes cyber- and outer space, which are increasingly at the forefront of hostile great power contestation.

In a sense, the transitional moment marks a return to a Hobbesian “state of nature” where, absent a Leviathan (the hegemonic power), States and non-state international actors use their power to achieve self-interested goals rather than communitarian ideals.

Transitional conflicts may be economic, cultural, political, military or some combination thereof. In the present moment conflicts are increasingly hybrid in nature, with mixes of persuasive and dissuasive (using mixtures of soft, hard, smart and sharp) power operating on multiple dimensions that, due to technological advancements, do not respect national sovereignty. States and non-state actors now appeal to and influence the predilections of foreign audiences in direct ways that might be called “intermestic” or “glocalized:” what is foreign is also domestic, what is local is global. For hostile actors, the objective of hybrid warfare campaigns that use direct influence tactics is to undermine the enemy from within rather than attack it from without.

There is little governmental filter or defence against such penetrations (say, on social media) and the responses are usually reactive rather than proactive in any event. This is a major problem for liberal democracies that value freedoms of speech and association because often the aim of recent adversarial sharp power campaigns (commonly labeled as disinformation campaigns) is to corrode domestic support for democracy as a form of governance. Because of their repressive nature, authoritarian regimes do not have quite the same problem when confronted by foreign direct influence operations. In that sense, as China and Russia have understood, freedoms of speech, movement and association in liberal democracies constitute Achilles heels that can be exploited by hybrid power direct influence campaigns.

Norm erosion, increased uncertainty and the rise of hybrid conflict as the systems regulator have encouraged the emergence of more authoritarian (here defined as command-oriented rather than consultative in approaches to governance and policy-making), less Western-centric approaches to international relations. The liberal international consensus failed to deliver on its promises in most of the post-colonial world as well as in many advanced democracies, so alternatives began to appear that challenged its basic premise. Many of these have a regressive character to them, characterised by a shift to economic nationalism, anti-immigration policies, and a focus on restoring “traditional” values. After decades of promoting free trade, multilateralism and open borders, the last decade has seen a turn inwards that has encouraged nationalistic authoritarian solutions to domestic and international problems.

National populism is one manifestation of the rejection of the liberal democratic order, and the Asian Values school of thought converged with anti-colonial and anti-imperialist sentiment to reject liberal internationalism on the global plane. Instead, the emphasis is on efficiency under strong centralised leadership grounded in nationalist principles rather than on transparency, multilateralism, inclusion and representativeness. Throughout the world democracy (both as a form of governance as well as a social characteristic) is in decline and authoritarianism is on the rise, with their attendant influence on the conduct of foreign policy and international relations.

This brings up one more aspect of transitional moments leading to systemic realignment: competition between rising and declining powers.

The shift between international systems is at its core the result of competition between ascendent and descend great powers. Ascendency and decline can be the result of economic, military, social or ideological factors. States in decline will attempt to maintain their positions against the challenges of new or resurgent rivals. The competition between them can theoretically be managed peacefully if States accept their fate and trust each other to engage with mutual respect. In reality, transitional competition between rising and declining powers is often existential in nature (at least in the eye of those involved), and if multidimensional conflict turns to war it is usually the declining power that starts it. World War I can be seen in this light, and the Russian invasion of Ukraine is a contemporary case in point. Although the US is also in decline, it is undergoing a gradual rather than a rapid loss of power and status. Instead of being a new form of politics, Trump and MAGA are the product of a deep long-term malaise that is as socio-cultural as it is political. Trumpism may act as an accelerant in hastening the US decline but it is not, as of yet, immediately terminal.

Russia, on the other hand, is faced with a societal decline (low birthrates, ageing population, pervasive corruption, export commodity dependence, severely distorted income distribution and social anomaly) that is immediate and likely irreversible. It has an economy equivalent in size to that of Spain or the US state of Texas rather than those of Japan, Germany, China or the US. The invasion of Ukraine, phrased in revisionist “return-to-Empire” language, is a last ditch effort to gain both people and land in order to arrest the decline (because annexing Eastern and Southern Ukraine would provide a younger population of Russian speakers, fertile agricultural lands, a non-extractive manufacturing base and warm water trading ports for Russian goods and imports).

Given Ukraine’s and the NATO response, this is akin to the last gasp of a drowning person. No matter whether it “wins” or loses, Russia will be permanently diminished by having undertaken this war. As it turns out, rather than the US, Russia is the great power whose decline motivated the march to war and which will precipitate the emergence of a new multipolar world order.

What might this new multipolar international system look like? A decade ago there was agreement that Brazil, Russia, India, China and South Africa (BRICS) would emerge as great powers and vie with the US on the global stage. India and China clearly remain as emerging great powers. However, Brazil and South Africa have failed to achieve that status due to internal dysfunctions exacerbated by poor political leadership. Rather than restore some of its Empire, Russia is committing an act of national Hara kiri in Ukraine and has lost its chance at genuine great power status in the post-war future .

So who might emerge if not the BRICs? Germany and Japan clearly have the resources and means to join the new multipolar constellation. Beyond that, the picture is cloudy. The UK is in obvious long-term decline and France is unable to elevate beyond its regional power status. No Middle Eastern, Latin American, SE Asia, Central Asian or African country can do more than become a regional power. Nordic and Mediterranean Europe States can complement but not replace powers like Germany in a multipolar world. Australia and Indonesia may someday emerge as rightful contenders for great power status but that day is a ways off. The US will remain as great rather than a superpower, so perhaps the making of a new multipolar order will involve it, China, India and restored Axis powers finally emerging from the ashes of WW2.

On interesting prospect is that both during the transition to a new multipolar world and once it has consolidated, small and medium States may have increased flexibility nd room to manoeuvre between the great powers. This is due to balancing focus of the new constellation, which its a premium on forging alliances on specific issues. That can encourage smaller states to get more involved in negotiations between the great powers, thereby augmenting their diplomatic influence in ways not seen before. On the other hand, if the opportunity is not recognised by the great powers or seized by smaller States, then the broadening of the multipolar constellation to include satellite alliances around specific great power positions will have been lost.

Hybridity as a transitional hallmark extends beyond warfare and traditional conflict and into the world of so-called “grey area phenomena.” It now refers to the the merging of criminal and State organisations in pursuit of a common purpose that serves their mutual interests. Cyber-hacking is the clearest case in point, where state actors like the Russian GRU signals intelligence unit collude with criminal organisations in cyber theft or cyber disruption campaigns. This hand-in-glove arrangement allows them to share technologies in pursuit of particular rewards: money for the criminals and intellectual property theft, security breaches or backdoor vulnerabilities in foreign networks for the state actor. China. Israel, North Korea and Iran are considered prime suspects of ending in such hybrid activities.

Externalities have been magnified during the long transitional moment. In particular, the Covid pandemic has revealed the crisis of contemporary capitalism and the relative levels of government incompetence around the world. The need to secure national borders and curtail the movement of people and goods across entire regions demonstrated that features like commodity concentration, “just-in-time” production, debt-leveraged financing and other late capitalist features exacerbated the costs of and impeded effective response to the pandemic. In turn, the pandemic exposed government corruption and incompetence on a global scale, where the Peter Principle (a person or agency rises to its own level of incompetence) separated efficient from failed pandemic mitigation policy. Where partisan politics interfered with the application of scientific health policy, the situation was made worse. The US, UK, Russia and Brazil are examples of the latter; NZ, Uruguay, Singapore and Taiwan are generally considered to be examples of the former.

What all of this means is that in the post-pandemic future multipolarity will emerge as the new global alignment under conditions of great uncertainty that produce different rules, prompt institutional reform and which promote different international behaviours. Capitalism will have to adapt and change (such as through near-shoring and friend-shoring investment strategies and a decentralisation of commodity production, perhaps including a return to national self-sufficiency in some productive areas and an embrace of competitive rather than comparative advantage economic strategies). “Living within our means” based on sustainability will become an increasingly common policy approach for those who understand the gravity of the moment.

The most change, however, is in the field of post-pandemic governance. The frailties of liberal democracy have been glaringly exposed, including corruption, lack of transparency, sclerotic systems of representation and voice, and pervasive nepotism and patronage in the linkage between constituents and elected officials. Authoritarians have emerged as alternatives in both historically democratic as well as traditionally undemocratic political systems, with that trend set to continue for the near future. That may or not be a salve rather than a solution to the deep seated problems afflicting global society but what it does demonstrate is that not only is the multipolar future uncertain to discern, but the systemic realignment may not necessarily lead to a more peaceful, egalitarian and representative constellation than what we have seen before.

Only time will tell what our future holds.

*This essay is written as a think piece that will serve as the basis for a public lecture the author will deliver to the World Affairs Forum in Auckland on October 10, 2022.

Missing the forest for the trees.

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The Tertiary Education Union (TEU) has announced with considerable fanfare that members at eight NZ universities have voted overwhelmingly (a claimed average of 80 percent in favour) to strike in pursuit of an eight percent wage increase in the current negotiating round. I used to be a member of the TEU and wrote and co-wrote two books about comparative labour relations in seven countries (Argentina, Australia, Brazil, Chile, Ireland, New Zealand and Uruguay). As part of my field research I observed collective bargaining sessions between Argentine and Uruguayan central labor federations and employers associations. I was a participant in and focus of negotiations between my former university employer and the TEU over my unlawful dismissal, something that resulted in an Employment Court victory but no reinstatement (which is what I wanted but which the TEU argued was a step too far for them to continue to litigate). In other words, I have a fair sense of what collective bargaining entails (including between Marxist and non-Marxist unions, employers and Labor Ministry officials) and I have seen the TEU negotiate with my own eyes.

I mention this because at the same time the TEU is crowing about its high strike support rate across the sector, the Auckland University of Technology has announced plans to eliminate 230 jobs and disestablish entire programs as a cost-cutting measure. This, in spite of generating record surpluses in the past two years (12 percent in 2021; the annual report can be found here). The university managers argue that inflation and the loss of international students due to travel restrictions imposed by Covid mitigation efforts has negatively impacted on their bottom line. That is nonsense. The truth is that the surpluses exceeded expectations in spite of the pandemic impacts. Moreover, most of the programs destined for the chopping block, like the BA in Social Sciences, cater to domestic students. In fact, the majority of students in that particular undergraduate program, which has 300 fees paying students currently enrolled in a year one course on NZ politics, are of Pasifika and Maori heritage and many are the first members of their families to undertake university studies. For many of these students the BA Social Science program is an avenue of upward mobility into a variety of careers, including Law and Policy Studies. That avenue is now being shut down despite AUT management assurances that students “will find some other place to go.”

It is ironic that those directly responsible for disestablishing this program (the AUT Vice Chancellor and the Dean of Arts and Humanities) are Samoan and Maori respectfully.

Yet, even with the imminent displacement of dozens of TEU members from this one university, the TEU is patting itself on the back about the overall membership support for the wage increase strike call (which involves two-to-five-hour workday walkouts on seven campuses so as to not have staff docked pay under current employment law regulations. AUT is the exception, with a 3 week ban on submitting course marks UPDATE: Under threat of a two week suspension without pay for any member who withholds marks from the central office, the AUT TEU branch has caved and will engage in a 4 hour walkout along with the other universities). In spite of the strong support for the strike, I believe this is a short-sighted perspective that ultimately betrays member interests in favour of preserving the influence of what is essentially an employer-cooperative (if not coopted) union that abides by the employer’s logic and rules.

As it is, the 8 percent wage increase is an aspirational, not an achievable goal. The TEU will likely wind up settling for around 5 percent across the board, but then has to deal with each university’s counter-offers based on their different circumstances (wage bargaining for NZ universities occurs in decentralised fashion, with each university TEU branch negotiating with its respective university management based on overall guidelines from the TEU central office). For example, the cost of living in Auckland is higher than in Hamilton, Palmerston. North, Christchurch and Dunedin, so the “one size fits all” TEU approach to wages is clearly unrealistic as a practical tactic. Add to that different enrolment numbers, research grant endowments and other influences on university budgets, and the notion that an eight percent across the board wage increase for all TEU branch members is feasible becomes nothing more than a pipe dream.

The issue is more than a matter of unrealistic wage demands. It is a question of strategic myopia and self-serving organizational preservation. When unions focus solely on short term tactical goals (wage increases) rather than longer term strategic goals (job security, working conditions, individual and collective labor rights), or trade off the latter for the former, they (con)cede the broader contest to the employer. This happened at my former university employer and sadly, looks to be the trade-off that is about to occur at AUT, where “redundancies” may be exchanged for pay rises to the staff that are left (including the (non-union) middle- and upper-layer management layers that free-ride off of collective bargaining outcomes by tying their salary increases to what is negotiated). But those union members at AUT who may benefit now may be the target of future cuts down the road given that the branch union is no longer consulted about employment matters before decisions about them are made. In other words, under the current TEU approach short term gain is traded for long term pain.

Even the focus on wage increases is fraught in a sector such as higher education. Much of the public view academics as overpaid do-nothing navel-gazers with too much free time and very little responsibilities other than to blow hot air at impressionable youth. Saddled with their own economic concerns and in the majority non-unionised, they are therefore unsympathetic to union claims that university wages have not matched inflation and that morale is low. The reality of academic work is very different than this, but it is the context in which the TEU has to operate. It does not appear to be cognisant of this fact.

What is most sad is that the staff designated for redundancy at AUT and eventually elsewhere would likely trade any wage increase for job security, and many of their colleagues not designated for dismissal would agree to less (or even no) wage increases in order to see respected peers retain their jobs. Coupled with voluntary redundancy and retirement schemes for older or unproductive staff after review and consultation, this could achieve both cost and employment savings, thereby bolstering morale for what is now a very anxious and resentful academic cadre. After all, after spending years pursuing advanced degrees in academic disciplines and focusing on undergraduate and graduate-level teaching and research, it is difficult for many university staff to move laterally into other career fields (especially where suspicion of holders of advanced degrees is present), particularly if older than 50 where and when employment ageism is at play. From the perspective of those on the AUT management hit list, that means that they wasted years of time, resources and energy dedicated to pursuing a specialised craft, only to receive a very poor reward for years of service to the institution.

As things stand, this is a classic collective action problem. Myopic focus on wage increases allows union bosses to claim that they are delivering the goods to their members. But ceding involvement in workplace administration decisions leaves the field open for, in this instance, academic management Taylorists to erode both the individual and collective rights of all staff. Decisions on things like research leave, enrolment numbers, course pass rates, ratio of full-time to part-time lecturers, even (in some instances) course content and evaluation requirements are relinquished to non-academic managers with no familiarity, much less degrees in the subjects they are administering and whose main purpose is to engage in “make work” exercises that justify their existences (and salaries) rather than the delivery of a quality intellectual and education product to the research and student communities.

The TEU long ago gave away its participation in the longer-term strategic goal setting in exchange for its iterative resumption of tactical wage bargaining. That is the mandate for its branch unions and that is why NZ universities have been able to erode working conditions for academic staff and downsize permanent staff numbers in favor of part-time, less qualified personnel in pursuit of cost-cutting measures such as those being used as a justification for the AUT jobs massacre. Exceptions to the rule duly noted, the overall impact is a lowering of standards and deterioration of academic quality in NZ universities.

For people like me with a background in academia this is disappointing but not surprising. That is because the TEU is behaving exactly as the sociologist Robert Michels said it will in his seminal 1911 book, Political Parties (I am usually loathed to use Wikipedia as a citation but in the context of a blog post it will suffice. Also see this). Explaining why complex organizations (such as parties, firms and unions) behave as oligarchies in democratic societies, he noted that the first duty of the organization is to itself. That is, preservation of the organization comes before full satisfaction of membership interests. The dynamics of interest group competition and need for ongoing representation leads to a bureaucratic syndrome where leadership (agent) interest in maintaining the organization as a collective representative outweigh the broader interests of the principals (members). This is a dilemma because if unresolved it runs the risk of alienating principals from agents, leading to abandonment of the organization by members and the diminution of the organization’s power over time.

The more that happens within labor organizations, the more unions enter into decline, lose their collective weight when attempting to bargain and consequently are increasingly ignored by employers and the State when reactively defending the interests of their members, much less when making proactive demands. That is especially true when governments adopt market-driven reforms that in their approach to worker’s rights and representation are deliberately designed to weaken union power.

This is exactly what happened in NZ, the US, UK and elsewhere with the rise of so-called “neoliberalism” as the dominant intellectual and policy paradigm. Market-driven approaches to labor relations are designed to atomize individuals in the workplace and subject them to the greater power of corporate or profit-driven entities whose managerial logics are dominated by the quest to generate surpluses, not improving the material and emotional welfare of employees. That logic is now at play at AUT and other NZ universities.

One way of reconciling this agent-principal problem is for union leaders to focus on immediate gains via wage bargaining while sacrificing longer term objectives tied to workplace autonomy and employee job security. In a sense this is a type of false consciousness where, by gaining incremental wage concessions from employers, both the union leadership and many members convince themselves of the value of the short-term tactical approach to collective bargaining even as they are gradually stripped of control over non-wage aspects of the employment relationship.

That is exactly the approach taken by the TEU. But it is just a short-term solution in a much longer-term, extensive form game dominated by market-oriented managerial logics rather than genuine belief in the role of the academe as “critic and conscience” of society. Seen by that measure and notwithstanding the apparent sincerity and commitment of some of its officials, the TEU is acting more as an employer vassal rather than as the committed agent of its members.

Democratic compromise as the mutual second-best.

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For the first ten years of my former academic career I wrote a considerable amount about post-authoritarian democratisation thanks to the mentors that introduced me to the subject and my personal interest in Argentina and the Southern Cone. I alternated this interest with writing about various security related topics like terrorism and comparative civil-military relations, with the natural overlap being that the move from dictatorship to democracy would of necessity entail a move away from state terrorism as practiced by the likes of the Argentine Junta and Pinochet’s regime in Chile and towards civil-military relations that were dominated by civilians, not murderous men in uniforms.

In recent times I have returned to these subjects with some friends and correspondents who share my interest in politics. The erosion of democracy in the US and elsewhere and the rise of national populism, rightwing extremism and various other forms of authoritarianism in places like Brazil, Hungary, Nicaragua, Serbia, Turkey, the Philippines, Venezuela and countries that experienced the “Arab Spring” in the early 2010s has brought the subject of what democracy is and is not back to the forefront of my thought.

Most recently a good friend and I, both Americans by birth but living abroad by choice, have traded views on the rise of Trumpism and the sad turn towards MAGAist politics on the part of the Republican Party. Two areas that emerged as major sources of concern were the GOP stacking of local and state governments with MAGA believers pursuant to a program of gerrymandering and voter suppression that effectively disenfranchises demographic groups considered to be opponents of MAGA policy objectives (say, urban African Americans in Southern states or white liberals in Midwestern states). School boards, country clerk offices, electoral commissions–all of these have been targeted by the GOP as priority areas, something that Steve Bannon consistently advocated more than ten years ago, and in the measure that they have been successful (and they have in many instances) they have guaranteed Republican majorities in those states and localities. That it turn reinforces MAGA dominance over political discourse and practice in those parts of the country.

The second, deeper problem is abandonment of the notion that contingent political and economic compromise is at the heart of the democratic social contract. That causes political competition to be seen in zero-sum terms and opponents as adversary “others” who must be defeated at all costs and hopefully forever. It is this shift that lies at the root of the GOP turn to MAGA and the local take-over strategy.

Here is what I wrote to my friend when we discussed the issue. As friends often do in order to make a point, I began mine with an anecdote (my comment is edited and paraphrased for clarity):

“Two observations. 1) When I lived in Tucson in the late 80s-early 90s Mormons used to try to stack school boards and PTAs by running numerous candidates for every school in the district (in my case, the Amphi district where my kids attended primary and secondary school). This allowed them to shape individual and district-wide school policy wherever they won a majority of seats, but even as minorities they were influential in shaping school direction on things like prayer, the pledge of allegiance etc. This locally-focused “bottom-up” political strategy of organising to elect partisan adherents into grassroots, small-town offices was adopted by the GOP in subsequent decades and became a core strategic tenet in the 2010s. Rather than solely focus on federal-level offices, the Republican National Committee (RNC) also worked hard to stack local political decks with (increasingly MAGA) partisan adherents who then worked in unison to guarantee Republican dominance of state and federal electoral processes in their respective jurisdictions. That has produced permanently Red (GOP) electoral outcomes in states like Oklahoma, Wyoming, and Arkansas.”

“But there is more to this process than the “stacking” strategy, and we might call that 2) democratic socialisation. As (my friend) might recall, I was a student of the great generation of “transitologists” of the late 1970s and early 1980s: Schmitter, O’Donnell, Przeworski (all on my Ph.D. committee), Elster, Garreton, Rouquie, Stepan, Linz, Bobbio, et.al. One of the major points that they made was that democracy was the result of what was known as the mutual second-best game: no one could gain everything that they wanted all of the time in a competitive democracy, so instead everyone pursued “second-best” strategies based on mutual contingent compromise that allowed them to achieve some of their objectives some of the time. This turns out to be a Pareto optimal solution in game-theoretic terms since no one can achieve better individual outcomes without hurting those of others (where each has the ability to do so), and as an extensive form game where preferences and outcomes change based on prior outcomes, it laid the foundation for a durable compromise between class and non-class actors and their political representatives (as agents of sectorial interests).” 

Of course, the democratic compromise only succeeds if it is respected and popular expectations are met with regard to it. If these are not met the compromise is broken, which paves the way for the imposition of zero-sum authoritarian solutions. That appears to be what has happened in, and to, the US.

“What the GOP stacking strategy has done, most negatively, is reject the notion of a political compromise (much less class compromise) grounded in mutual second best approaches to democratic competition. This is, to say the least, a profoundly authoritarian way of pursuing political interests and as such is inimical–and threatening–to democracy as a regime made up of institutions, norms and values. But it is where we are today, although I believe that the GOP may have taken a step too far in the dictatorial direction under Trump and will soon rue the day that it ever chose to go down the MAGA path because it has now become the province of sociopaths and charlatans.”

That is what has been lost in the US: the acceptance that democracy rests on a contingent economic and political compromise between the electorate and elites. Workers agree to accept capitalism in exchange for better wages, job security and living conditions, including educational opportunity and access to affordable housing, drinking water, transportation, power and the like. Elites agree to use a percentage of their pre-tax profits an/or increased corporate and individual taxation to provide the mass of wage-earners with the material conditions required for social peace. Regardless of partisan identity, governments mediate interests and administer the broad terms of the bargain.

That is a central feature. What brings this all together as a workable outcome over time is a regularly refreshed political bargain between agents of elites and workers in all of their guises–lobbies, unions, parties, non-profits, community organisations etc. They all have their specific interests that make for differences in priority and approaches to pursuing them. But they have a larger common interest in seeing the system work because it is the best guarantee that everyone comes away with something now and in the future. All political actors understand this and governments act accordingly.

Democracy may be transactional in practice but it is founded on a common understanding that the mutual-second best approach and contingent compromise are the best way to guarantee social peace. Needless to say, issues such as racism, homophobia, xenophobia and other instances of malicious “othering” are not reducible to game theoretic solutions, but the idea is to inculcate a polity with a political socialisation that places a premium on partisan and sectorial compromise and pursuit of mutual contingent consent as mainstays of both the political as well as social system. That in turn widens space for increased toleration of difference, horizontal solidarity networks between different groups of people, and inter-generational reproduction of political norms and value re-orientation focused on the mutual second best as the preferred collective outcome.

Needless to say this is just a distillation of what democracy is as a political form. It does not address the differences and relationship between procedural (electoral) and substantive (institutional, societal, economic) democracy. But is does reduce the concept to a fundamental core characteristic: contingent compromise.

The US is very far from this ideal at the moment, and even in places like Aotearoa understanding of these core concepts appears to have eroded considerably in recent years (perhaps as a result of the US influence on local political practice). In any event, rather than treat democracy as one means towards a desired partisan end, perhaps it is best for all to reflect on its intrinsic worth as the political aggregator of distinct and heterogenous material and ideological preferences in socially pluralistic societies.

Media Link: AVFA on the Ruso-Ukrainian conflict and what is to come.

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I have not been up to blogging that much as of late for various reasons but continue to do the “A View from Afar” podcast series with Selwyn Manning. This week we reviewed the current status of the Ruso-Ukrainian conflict and explore the broader (economic, diplomatic and longer-term) aspects of it. In short: time is on the Russian side when non-military considerations are factored in, so the Ukrainians have to make the most of the current strategic moment.

Media Link: “A View from Afar” on China, Taiwan and future implications.

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The “A View from Afar” podcast with Selwyn Manning and I resumed after a months hiatus. We discussed the PRC-Taiwan tensions in the wake of Nancy Pelosi’s visit and what pathways, good and bad, may emerge from the escalation of hostilities between the mainland and island. You can find it here.

Considering Pelosi’s visit to Taiwan.

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I have said this in other forums, but here is the deal:

PRC military exercises after Pelosi’s visit are akin to silverback male gorillas who run around thrashing branches and beating their chests when annoyed, disturbed or seeking to show dominance. They are certainly dangerous and not to be ignored, but their aggression is about signaling/posturing, not imminent attack. In other words, the behaviour is a demonstration of physical capabilities and general disposition rather than real immediate intent. If and when the PRC assault on Taiwan comes, it will not be telegraphed.

As for why Pelosi, third in the US chain of command, decided to go in spite of PRC threats and bluster. Along with a number of other factors, it was a show of bipartisan, legislative-executive branch resolve in support of Taiwan to allies and the PRC in a midterm election year. SecDef Austin was at her side, so Biden’s earlier claims that the military “did not think that her trip was a good idea” did not result in an institutional rupture over the issue. The show of unity was designed to allay allied concerns and adversary hopes that the US political elite is too divided to act decisively in a foreign crisis while removing a basis for conservative security hawk accusations in an election year that the Biden administration and Democrats are soft on China.

The PRC can threaten/exercise/engage indirect means of retaliation but cannot seriously escalate at this point. It’s launching of intermediate range ballistic missiles over Taiwan and into Japan’s EEZ as part of the response to Pelosi’s visit certainly deserves concerned attention by security elites, as it signals a readiness by the PRC to broaden the conflict into a regional war involving more than the US and Taiwan. But the PRC is too economically invested in Taiwan (especially in microchips and semi-conductors) to risk economic slow downs caused by disruptions of Taiwanese production in the event of war (which likely will be a protracted affair as Taiwan reverts to the “hedgehog” defence strategy common among island nations and facilitated by Formosa’s terrain), and it is not a full peer competitor with the US when it comes to the East Asian regional military balance, especially if US security allies join the conflict on Taiwan’s side.

The PRC must therefore bide its time and wait until its sea-air-land forces are capable of not only invading and occupying Taiwan, but be able to do so in the face of US-led military response across all kinetic and hybrid warfare domains. Pelosi’s visit was a not to subtle reminder of that fact.

So the visit, while provocative and an act of brinkmanship given the CCP is about to hold its 20th National Party Congress in which President Xi Jinping is expected to be re-elected unopposed to another term in office, was at its most basic level simply conveying a message that the US will not be bullied by the PRC on what was a symbolic visit to a disputed territory ruled by an independent democratic government.

For the moment the PRC must content itself with mock charges and thrashing the bush in the form of large-scale military exercises and some non-escalatory retaliation against the US and Taiwan, but it is unlikely to go beyond that at the moment. It remains to be seen if this sits well with nationalists and security hardliners in the CCP who may see what they perceive to be the relatively soft response as a loss of face and evidence of Xi’s lack of will to strike a blow for the Motherland when he has the chance and which could have also served as a good patriotic diversion from domestic woes caused by Covid and the ripple effect economic slowdown associated with it.

In that light, the Party Congress should give us a better idea if the factional undercurrents operating within the CCP will now spill out into the open over the Pelosi’s visit. If so, perhaps there was even more to the calculus behind her trip than what I have outlined above.

Countering coercive politics

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Prime Minister Jacinda Ardern’s two week foreign mission to Europe and Australia was by all accounts a success. She met with business and government leaders, signed and co-signed several commercial and diplomatic agreements including a EU-NZ trade pact, conferred with NATO officials as an invited participant of this year’s NATO’s Leader’s Summit, gave several keynote speeches on foreign policy and international affairs, and in general flew the Aotearoa flag with grace and a considerable dose of celebrity. As she wraps up her visit to Australia, it is worth noting that she gave different takes on foreign policy to different audiences. These may appear incongruous at first glance but in fact display a fair degree of strategic and diplomatic finesse.

In Europe she emphasized the commonality of shared values among liberal democracies across a range of subjects: approaches to trade, security, human rights, representative governance, the rule of law within and across borders, transparency and rejection of corruption, and the common threat posed to all of these values by authoritarian great powers that are trying to usurp the international order via persistent challenges and encroachments on international norms and institutions.

Towards the end of her trip while in Australia, she shifted tack and emphasized NZ’s “independent” foreign policy while dropping the value-based view of a global geostrategic contest marshalled along ideological lines.

Instead, she publicly decoupled the Ruso-Ukrainian war from broader geostrategic competition between democratic and authoritarian-led powers, treating Russian behavior as idiosyncratic rather than as a result of regime type. That framing of the conflict avoids messy arguments about domestic political legitimacy and its impact on great power rivalries. In doing so Ardern reaffirmed the independence of NZ’s foreign policy approach from those of larger Western allies while reducing the possibility of retaliation by the PRC on trade and other diplomatic fronts. The PRC is well aware of the reality of NZ’s recent strategic shift towards the West, but a public position that pointedly refuses to lump together PRC behavior with Russian aggression based on the authoritarian nature of their respective regimes gives NZ some time and diplomatic space in which to maneuver as it charts a course in the international transitional moment that it is currently navigating. That is a prudent position to take and hence a good diplomatic move assuming that the PRC reads the statement as NZ intends it to be read.

The strategy behind this approach–one that recognizes the larger ideological divide at play in international affairs but treats State actions as unique to individual national history and circumstances–might be called a “confronting coercive politics” approach. Allow me to explain.

Politics ultimately is about the acquisition, accumulation, administration, distribution, maintenance and loss of power. Power is the ability to make others bend to one’s will. It can be persuasive or coercive in nature, i.e., it can induce others to act in certain ways or it can compell them to act under (threat of) duress .

Power is relative and variable across several dimensions, including economic, political, military, personal, class, social (including gender and reputational/”influencer” in this day and age), cultural, intellectual and physical. Power is wielded directly or indirectly as a mixed bag of “hard” and “soft” attributes, a dichotomy that is well mentioned in the international relations and foreign policy literatures. Hybrid combinations of soft and hard power have led to “smart” and “sharp” power subsets depending on the emphasis given to one or the other basic trait.

The harder the exercise of power, the more coercive it is. Conversely, the more persuasive the way in which power is welded, the “softer” it is. Moreover, soft power can give way to hard power if the former is unsuccessful in accomplishing desired objectives, and soft power can be used as a follow up to the exercise of hard power. For example, “dollar diplomacy,” whereby large states fund development projects in small states on generous terms, is a form of soft power that can turn into hard power leverage once it becomes debt diplomacy in the form repayment conditions for those projects.

The exercise of State power has been institutionalized, codified and regulated over the years in a variety of contexts, including international relations and foreign policy. That is designed to strip inter-state relations of more overtly coercive approaches in favor of more consensus or compromise-oriented forms of engagement. However, in recent years the shift from a unipolar to a multipolar world-in-the-making has led to international norm erosion and a diminishing of international rule and law enforcement. That has produced a “back to the future” scenario where the international context has regressed to a modern version of the anarchic state of nature that Hobbes warned about in Leviathan. Emerging or restored great powers, particularly but not exclusively the PRC and Russia, have rejected international norms and laws in favor of a “might makes right” approach to international differences. Geopolitical coercion is at the heart of their international perspectives, which challenges the basic rules, norms and institutions of the liberal international order.

The turn towards more coercive forms of international politics is mirrored in the domestic politics of many States, including those led by democratic regimes. It is this–the emergence of coercive politics as a core feature of domestic and international governance–that is the focus of Ardern’s bifurcated foreign policy pronouncements in recent days. Her government understands that “liberal” governance is more than free and fair elections and respect for human rights. It is based on tolerance, compromise and mutual contingent consent between individuals, factions, parties and States.

Being unable to control the domestic regimes that govern States, Ardern’s bifurcated approach to NZ foreign policy (I would not call it a doctrine or anywhere close to one), is focused on countering coercive politics in international affairs. The general value principles of liberalism are upheld, but individual relations with other states, particularly important trade and security partners, are treated with a mix of value-based and pragmatic considerations, with pragmatism prevailing when strategic interests are at stake.

This approach allows NZ to broadly critique a trade partner’s human rights record while increasing or maintaining its trade with that partner in specific commodities under the argument that engagement with NZ’s values is better than isolation from them.

In other words, adherence in principle to liberal international values cloaks realistic assessments of where Aotearoa’s material interests are woven into the global institutional fabric. That may be cynical, hypocritical or short-sighted in its read of how the global order is evolving, but as a short-term diplomatic stance, it splits the difference between adherence to principle and amoral commitment to self-interested practice.

A Note of Caution.

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The repeal of Roe vs Wade by the US Supreme Court is part of a broader “New Conservative” agenda financed by reactionary billionaires like Peter Thiel, Elon Mush, the Kochs and Murdochs (and others), organised by agitators like Steve Bannon and Rodger Stone and legally weaponised by Conservative (often Catholic) judges who are Federalist Society members. The agenda, as Clarence Thomas openly (but partially) stated, is to roll back the rights of women, ethnic and sexual minorities as part of an attempt to re-impose a heteronormative patriarchal Judeo-Christian social order in the US.

Worse, the influence of these forces radiates outwards from the US into places like NZ, where the rhetoric, tactics and funding of rightwing groups increasingly mirrors that of their US counterparts. Although NZ is not as institutionally fragile as the US, such foreign influences are corrosive of basic NZ social values because of their illiberal and inegalitarian beliefs. In fact, they are deliberately seditious in nature and subversive in intent. Thus, if we worry about the impact of PRC influence operations in Aotearoa, then we need to worry equally about these.

In fact, of the two types of foreign interference, the New Conservative threat is more immediate and prone to inciting anti-State and sectarian violence. Having now been established in NZ under the mantle of anti-vax/mask/mandate/”free speech” resistance, it is the 5th Column that needs the most scrutiny by our security authorities.

Media Link: “A View from Afar” on NATO and BRICS Leader’s summits.

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Selwyn Manning and I discussed the upcoming NATO Leader’s summit (to which NZ Prime Minister Ardern is invited), the rival BRICS Leader’s summit and what they could mean for the Ruso-Ukrainian Wa and beyond.