Something on the Politics of Social Engineering

Over the years here at KP I have episodically written about the impact of ideology on social order and the debates that revolve on what constitutes the “proper” way in which to organise society. In that light I have mentioned the subject of social engineering, that is, social reform projects initiated by both Right and Left-leaning governments that use public policy to influence social behaviour in pursuit of specific collective outcomes. Here I shall return to the subject, with particular reference to how it has an impact on the upcoming NZ general election.

Some readers may recall my writing about the social engineering aspects of the neoliberal projects of the 1980s-2000s in NZ and elsewhere. To recap, the practical success of neoliberalism as an ideological construct went something like this: neoliberalism started out as a Chicago School approach to macroeconomics that was premised on the belief that finance capital was the leading edge of capitalism and could therefore guide societies towards the most efficient material outcomes. Known as “monetarism” as advocated by Milton Friedman and his acolytes, it was given practical application in the authoritarian laboratory known as Pinochet’s Chile and, in less draconian fashion, NZ under the likes of Roger Douglas and Ruth Richardson. (as some will recall, Douglas and Richardson even copied some of Pinochet’s labour laws as part of their NZ reforms).

The operating premise behind the turn to monetarism was that the Keynesian welfare state had exhausted its natural limits and outlived its usefulness, leading to parasitic rent-seeking behaviours on the part of interest groups tied to bloated public bureaucracies represented by corrupt unions that also were more interested in feeding at the public trough rather than pursing the common good. In order to break the grip of this perverse alliance of leeches, a dramatic structural reform project needed to be undertaken in which the State sector was reduced in size, public good provision was privatised, union power was constrained and people were forced to look to the private sector for their immediate and long term needs (and perhaps the wants of a fortunate few).

Note that this was purely a structural project, that is, a macroeconomic effort to reshape national economies in ways that would promote efficiency and reduce waste. Rather than State managers in places like Central Banks, Ministries of Finance or Economy, investment led by international finance capital would determine those areas in the national economy into which resources were directed using neo-Ricardian principles of comparative and competitive advantage. Codified in the so-called “Washington Consensus” adopted by the World Bank and International Monetary Fund, it had severe dislocating effects on the populations in which it was applied, something that required authoritarian imposition in places like the Southern Cone of Latin America but also serious reductions in collective rights in democracies like NZ, the UK and the US.

It turns out that in order to create the “laboratory” in which neoliberal prescriptions could work as theorised by the Chicago Boys, the human subjects needed to be denied their rights via repression (state terror in the case of the Southern Cone experiments) or drastic reductions in their collective rights in the marketplace (in places like NZ). Legally speaking, both in terms of what workers/employees could address as well as with regard to their modes of representation, the overall impact of neoliberalism was a diminution of wage earner’s ability to defend their interests in the labour market (albeit without the repression in NZ that was deemed necessary in less complacent societies like Chile).

The broader idea was to use structural reform projects to break the welfare statist mould and replace it with a stripped down and leaner State focused on core areas such as defense and security while the private sector assumed de facto control of macroeconomic policy via the appointment of its representatives to State economic oversight, management and regulatory agencies. Having done so, behavioural changes in society would inevitably follow because the state-centric mindsets of the welfare state era would give way to more market-influenced approaches by both individuals and groups. What those changes in concrete terms might be mattered less so long as they conformed to market-driven logics.

In this view monetarist structural reforms would lead to market-dominated social logics. Everyone would become a self-interested maximiser of opportunities within the rational limits of their individual choices given the market conditions in which they operate, with the overall aggregate of choices leading to market clearance at a societal level. Reproduced over time and across generations, market-oriented public perceptions of the “proper” society would become self-fulfilling. Those who accepted the premise would succeed in life and those who refused to accept or could not cope with the individualistic focus and atomising impact of a more market-driven social order would be left behind in its wake. Eventually the societal market would clear based on the sum total of the interactions between people acting as homo economicus in the first instance, to which then could be added the ascriptive (non-material) aspects of human endeavour.

This market-oriented project has certainly succeeded in NZ, even if not by original design. The architects of the early structural reforms were focused on institutions and public policy involved in economic matters, not specifically on social behaviour. But as the influence of those reforms seeped deeper into society, accompanying cultural reforms began to be proposed. To the structural reforms of the first phase of the neoliberal project were attached superstructural addenda that helped cement its ideological grip on public perceptions and behaviour. Remember that ideology is a social construction, that is, an idea about how things should and should not be. Ideologies exist in concrete material conditions with their own historical circumstances and legacies as well as their immediate contexts. In that light, ideology specifies the relationship between the imaginary and the real and the preferred path between them (which among other things raises the notion of the perfectibility of humankind). Neoliberals have an ideological bias in favour of the individual rights and freedoms; Leftists have a bias in favour of collective responsibilities and the public good.

Neoliberals are morally agnostic when it comes to social behaviour in market societies, limiting their preferences to broader freedoms of choice for individuals in such circumstances. Leftists have a normative preference for collectively beneficial social dynamics in which individual rights and responsibilities are equitably balanced with the common good.

In that light, at the superstructural level neoliberalism is an ideology that purports to demonstrate the proper way in which human societies should be organised and how people should interact within them using unfettered property and individual rights as cornerstones of the social contract. There can be no doubt that when compared to the early 1980s pre-neoliberal period, NZ society today is largely governed by market-driven principles and market-oriented institutions. And as a result, NZ social behaviour has changed.

Rather than discussing neoliberalism and market-oriented social engineering any further, let me simply point out that it started out as a conscious structural reform project that morphed into a a way of looking at the world. That in turn led to changes in society as the impact of the structural reforms took hold and deepened over the years. Market-oriented social engineering was a product and consequence of the structural reforms rather than something that was specifically envisioned from the onset. In a sense, the social engineering aspect of neoliberalism, insofar as producing behavioural changes in society, came as a bottom-up, spontaneous response to structural reform rather than as a top-down, deliberately thought-out project that extended beyond issues of political economy.

Think of it this way. Once the nature of the game is altered (say, from cricket to basketball), so too the rules of the game change, followed by changes in who plays and the way they play the new game. It may even determine who is more likely to win. But even then, the way in which the new game is played by those favored and disfavored by the new rules may be unanticipated by those who changed it in the first place. That is the essence of the social engineering consequences of the shift from welfare statism to neoliberalism in places like NZ. They were not preordained or foretold. They just happened as a “natural” consequence or response to the market-oriented structural changes undertaken. Neoliberals are comfortable with that alone, figuring that things like the balance between comfort and security will be sorted out by the interplay of social market forces.

That is where Left social engineering projects differ, and often fail. Unlike the neoliberal approach, which focused on structural (macroeconomic) reform that eventually bubbled up through the layers of the social division of labour in civil society to become new social norms and modes of behaviour, Left social engineering projects are consciously top-down in nature. Unlike market-driven social engineering projects, which focus on the downsizing reform of State institutions and regulations in order to free up policy decision-making space and freedom of manoeuver for private interests, here the primary focus is on changing collective and individual behaviour using the regulatory State as the agent of reform.

Left-leaning social engineering is what economists call “nudging” projects, but on steroids. In this context “nudging” are efforts to make discrete policy adjustments that encourage changes in social behavior, for example, by painting hopscotch, tic-tac-toe or even rainbow arcs on staircases in transportation hubs in order to encourage healthy stair climbing rather than indolent escalator riding. However, the thrust of Left social engineering projects is large rather than small, macro rather than micro, overt rather than discrete. It is “nudging” on a grand scale, or if one were to view such projects negatively, “shoving” the body politic in a particular behavioural direction.

Leftist social engineering involves “think big” projects like the recent “Zero Road Toll” land transportation campaigns or the move to replace automobile lanes with cycle and bus lanes in urban centres (where Left-governed councils use funding from the Labour-led government to make changes to local roading systems that discourage the use of cars and encourage substitute modes like bicycles, buses and trains). They focus on inducing big behavioural changes such as the lowering of smoking rates via high taxation of cigarettes or the switch to electric cars via increased taxation on diesel and petrol cars levied in tandem with rebates on new electric car purchases. The focus is on changing behaviours, not underlying structures, in a reverse of the neoliberal approach.

What these top-down Left social engineering projects do not do is alter the macroeconomic system as given, nor fully account for the microeconomic and unanticipated non-economic behavioural responses to their initiatives. The premise is that if policy-makers use State powers to constrain or frame certain types of human activity or behaviour via taxation, regulation, re-organisation and persuasion, then they will elicit specific types of responses. Rather than morally agnostic when it comes to outcomes, they are normatively-driven (aka biased) towards producing preferred collective outcomes. For example, if you narrow city streets by installing bike and busways and prohibit surface parking without increasing off-street parking spaces, the assumption is that people will abandon their cars and seek alternative modes of transportation whether they live in urban centres or commute to them. Vehicle congestion will be lowered, airborne particulate and street wastewater pollution will fall and people will get healthier by walking more and cycling.

The problem is that this does not account for the universe of car usage, to include the need to transport children and household supplies, the limited availability of disabled transportation access or presence of health issues that make cycling or access public transport difficult, the need for private vehicles for work, lack of transportation alternatives in satellite communities connected to urban employment centres, etc.

In other words, no major structural reforms are adopted, and no hedge is made against unanticipated responses to the implementation of grandiose projects. Market-led capitalism remains untouched as the core of the national economy, with modifications in tax policy nibbling around the margin of the macroeconomic model and broader behavioural changes in society encouraged–some would say imposed–by State fiat. This is the reverse of the neoliberal project, which focused on immediate structural changes and consequences and did not indulge in offering preferences when it came to longer-term social behaviours.

The results for the Left (such as it is in NZ) are often disappointing: With insufficient police resources to enforce road safety policies that are designed to reduce the road death and injury toll, the toll remains static in spite of millions spent on advertising campaigns. In places like West Auckland, ambitious traffic reduction schemes are implemented in places originally designed to attract rather than discourage car usage (e.g. around the Henderson mall and adjacent shopping areas), thereby resulting in gridlock, anger, protests, large-scale violations of the new traffic guidelines and eventual abandonment of the project altogether in the face of community resistance to the change and at a cost of millions of wasted taxpayer dollars.

The same can be said about recent approaches to water provision. The Three Waters project is designed to rationalise water rights, quality and supply by centralising managerial authority in a reduced number of districts while providing better voice for indigenous partners. However, rather than be welcome as an improvement in public good provision, what it received by way of response was both a racist backlash against improved Maori representation as stakeholders and pushback from those who see the removal of decentralised decision-making (however incompetent or inefficient it may be) as an erosion of democratic rights to self-governance when it comes to local water management.

The top-down approach to social engineering is based on one of two logics: that people will respond as required given what they have been legislatively told is in their best collective interest; or people will willingly comply with what they perceive as beneficial for the common good. The catch is that with atomising, individualistic neoliberal perspectives and logics deeply embedded throughout society in NZ, the former will be resisted or ignored and the latter will be met with non-compliance. Given the ideological influence of “legacy” market-oriented social perspectives in contemporary NZ, their impact on general acceptance of 6th Labour government social engineering projects has been deleterious to say the least.

This was seen in the reaction by NZ anti-vaccination, anti-masking and anti-mandate campaigns to the government’s pandemic mitigation efforts, where world-leading prevention, containment and mitigation strategies developed by public health professionals and epidemiologists faced concerted resistance from the business community, conspiracy theorists, rightwing political opportunists, media figures and assorted tinfoil hat “cookers” that culminated in the Parliamentary protests and riot of 2022, and which continue to percolate and be mainstreamed today. In that case a declared national emergency demanded a rapid social engineering response in the face of an immediate existential threat, and yet even then it was repeatedly challenged as an authoritarian over-reach and infringement on basic freedoms. If ever there was concrete proof that the neoliberal ideological championing of the primacy of individual choice was firmly embedded in NZ society, it was in this type of response to what was otherwise a clear case of the State acting on behalf of and defending the collective interest (specifically, public health and welfare) against a common threat.

The point of this rumination is to help understand why the current government may lose the October election. Although it objectively has had more successes than failures during very trying times, it is the combination of market-dominated macroeconomic logics, deeply rooted neoliberal social perspectives and resentment against “top-down” approaches to social engineering that has swayed public opinion against it. That, more than unearthed scandals, media “gotcha” moments or the policies of the parties themselves, seems to be the root cause behind the apparent electorate desire to replace the current government with a Right coalition in which the racist, extremist tail will wag the vacuous “moderate” dog.

That is of concern not only because it threatens to undo some of the good work of the 6th Labour government, but mostly because not all Right social engineering projects are of the bottom-up variety to begin with and all of them require a turn to some form of authoritarianism in their initial stages (as the turn to neoliberalism in NZ in the 80s demonstrates). With ACT being the ideological/dog-whistling tail on the National dog, the turn rightwards will be top-down and harsh.

Media Link: “A View from Afar” on “democratic backsliding.”

In this week’s “A View from Afar” podcast Selwyn Manning and I discuss the concept of “democratic backsliding” and why it is a troublesome development world wide. To do so we disaggregate the political, institutional and societal manifestations of backsliding in a democracy as well as the reasons for it. You can find the show here.

The dirty power of culture wars.

A few decades ago I wrote an essay about the impact of state terror on Argentine society. One of my points was that terrorism was used by the military dictatorship known as the “Proceso” not because it was particularly effective at ferreting out subversives but because it worked as an atomising agent in Argentine society. That is, it used pervasive fear of institutionalised terrorism as a means to “infantilize” people and increasing isolate and alienate them as individuals, which served to destroy the horizontal social bonds that were the basis of collective solidarity among the groups targeted by the dictatorship. That in turn eased the way for the imposition of so-called neoliberal economic policies that redistributed income downwards for the majority, significantly curtailed the State role in economic management and provision of basic public services, destroyed social welfare, health and education safety nets and pauperised the population in general while increasing the material fortunes of the elites associated with the regime.

State terror created a culture of fear that atomised and isolated people in the public space, thereby paving the way for their infantilisation as social subjects and eventual dependency on and subjugation by their dictatorial masters. What is less known is that the so-called “Dirty War” waged by the dictatorship known as the “Proceso” (Process) was justified not on economic but on cultural grounds, as a defense of “traditional (Catholic) values” placed under siege by immoral, degenerate, atheistic Communist subversion in the guise of liberalism, feminism, secularism, homosexuality, youthful rebellion and other depraved foreign ideologies that had no “natural” place in the patriarchal, heteronormative capitalist social status quo that dominated Argentina at the time. Now, in the contemporary era, a variant on this theme has been introduced into socio-political narratives in the liberal democratic West as well as elsewhere: Culture Wars.

In recent years conservative authoritarians have moved to using electoral facades rather than coups as a means of gaining and maintaining government office. Their weapon of choice is no longer terror imposed by or on behalf of the State but a defense of traditional values against attempts by progressives to undermine the moral fabric of society. Similarly, authoritarians out of office no longer seek to use guerrilla war as a main vehicle for conquering power but instead embark on crusades against “wokeness,” “political correctness” and perceived (and mostly imaginary) attacks on “free speech” by liberal-progressive-socialist-communists. In both cases the strategic move has been from a physical war of manoeuvre to a cultural war of position in which the battle is over values and identities, not necessarily (although ultimately involving) government offices, economic policies or physical terrain. In other words, the social backdrop to political competition and conflict is now increasingly dominated by Culture Wars.

That is notable because the Culture Wars approach rejects or replaces the most basic axiom in politics: that people vote with their wallets. Think of it this way. The MAGA crowd voted against its economic interests when it voted for Trump (even if Trump’s “America First” economic pipe dream was sold to them as feasible). More recently, both Vladimir Putin and Recap Erdogan in Russia and Turkey diverted popular attention from their disastrous economic policies and corruption towards a defense of “traditional” values, in Putin’s case “traditional” Christian values (supported by the Russian orthodox hierarchy) and in Erdogan’s case “traditional” Muslim values (again, supported by conservative clerics). They both railed against the depravity of the West and the corrosive impact the importation of Western mores and ideas has had on their respective societies. In fact, Putin went so far as to order the invasion of Ukraine because of its “degenerate” liberal (when not Nazi) leadership’s threat to the ethnic Russian part of the Ukrainian population. The point is that when Culture Wars are used as an electoral strategy in order to outweigh objective economic realities, they often are successful.

The emphasis on Culture Wars is understandable when conservative authoritarians have no economic legs to stand on. That is where the parallel between US and NZ conservatives come in. Neither the GOP in the US or National/Act in NZ have economic platforms that are remotely close to practicable, sustainable or deserving of popular support. They are in fact elitist in construction and elitist in benefit. So, rather than modify their economic policy platforms away from their exhausted and discredited neoliberal/market-driven trickle-down policies, these conservatives turn to inciting Culture Wars as a means of diverting attention towards superstructural and often artificial fault lines in their respective democratic societies. In the US things like gun rights and opposition to racial, gender and sexual equality may be an “organic” product of American Christian repression and its record of historical conquest, but in NZ the notion of unrestricted gun ownership rights and opposition to transgender rights (on the slanderous grounds that the latter are “groomers” and pedophiles) are foreign imports that have no “organic” or native origins in NZ society. However, the attacks on co-governance frameworks in NZ is indeed rooted in deep-seated Pakeha racism against Maori, so the fusion of foreign imported ideologies and local regressive perspectives on race mesh easily into a divide and conquer (so they think) Culture War strategy on the part of the NZ Right.

More broadly, the assault on gender and sexual identity minorities, immigrants and various types of non-traditional non-conformity that defy the traditional narrative about what the “proper” society should look and behave like is rife throughout the Western liberal democratic world even where gun rights are restricted in the interests of public safety (seen, not unreasonably, as a public good rather than an infringement on individual liberty), where racism is not a historical stain or contemporary problem or where economic policies have popular support. It is major a stock in trade of elected authoritarians like Victor Orban in Hungary, Andrzej Duda in Poland and former president Jair Bolsonaro in Brazil as well as a host of demagogic political and social figures throughout the world, to say nothing of outright autocrats like Putin, Erdogan and a swathe of Middle Eastern and African oligarchs and strongmen.

The important thing to bear in mind is that like state terror as a social atomising agent, Culture Wars work. Trump, Bolsonaro and Orban rode them to victory in democratic executive branch elections, Putin and Erdogan used them to rally support for their unpopular regimes (with Erdogan likely to win a run-off election next weekend in spite of his disastrous economic policies and Putin holding onto power like a (rat-trapped) rat on cheese despite Russia’s futile war on Ukraine). Wanna-be’s like Luxon, Peters and Seymour in NZ seem to believe that their best bet is to copy at least some aspects of the Culture Wars strategy and adapt them to Aotearoa’s particular circumstances in the run up to this year’s general election. Given the media attention devoted to co-governance, transgender rights (or better said, their mere presence), vaccinations and the use of Te Reo in public discourse, there may in fact be grounds for traction in that angle of approach. That makes it more imperative that people push back at the introduction of retrograde ideological arguments in the NZ context. They are largely not from here and have no place in Aotearoa.

The pushback is necessary for a simple reason. Culture Wars work as a socio-political strategy because they are based on a dirty little secret: that fear is a great perception and behaviour modifier. Culture warriors traffic in the promotion of fear, both real and imagined, rational and irrational. This fear is of targeted “others,” those who can be readily identified and easily scapegoated while also be made into seemingly malevolent Leviathans who must be struck back by common, sensible, “traditional values”-holding people–the silent majority, as it were. Although it is helpful to the Culture Was projects if the “others” look different, worship different Gods, have different customary practices or engage in non-heteronormative sexual behaviour, it matters less what the “others” actually do than that they are identified as threats to traditional values and mores. The use of disinformation and misinformation is helpful in this regard because fear is a tool whether the basis for it is true or not–and it is most often not true or grounded in reality. What matters is achieving the objective, not the truth. The objective, in turn, is to restore a previous societal status quo in the face of pressures to make it more equitable, inclusive and responsive to the needs of those marginalised.and voiceless under the “traditional” scheme of things.

Complacency is the ally of the Culture Warriors because silence allows them to megaphone their messages of fear and hate through corporate and social media unimpeded by fact checkers, truth-speakers or coherent ripostes. Decent people may believe that Culture Wars are just a side-circus show that does not in fact distract from bread and butter and other serious issues of the day when people make their political and social preference choices. But as the likes of Brian Tamaki and various conservative media talking heads have shown, they do in fact have an impact on public perceptions when not challenged by more tolerant and open-minded arguments. Their fear-mongering gains ground in the measure that complacency cedes them rhetorical space in the pubic discourse.

All of which is to say that although there may be considerable distance in practice between Argentine (or Chilean or Guatemalan or Salvadorean, etc.) state terrorism and the Culture Wars in contemporary democracies, they are on a continuum where fear (manufactured or real) is exploited for political and social advantage above and beyond the economic projects that may underpin them. As Bernard de Voto noted (paraphrased here), “a person’s eyes and ears and the fulcrum of his/her judgement supplies his/her capability for action.” The fulcrum of fear is made up of orchestrated “Othering” in which contending perceptions of norms, mores and acceptable behaviours, that is, the conflict between between traditional and “progressive” values, is focused on particular subjects and groups. The purpose of Culture Wars is to warp the ideological fulcrum on which social consensus rests in order to obtain political, social and often material advantage whether it be based in the truth or not.

As a bottom line culture warriors play dirty with the truth just as much as the Argentine Dirty War ignored international norms and strictures against the torture and killing of civilians. Much like the logic of the “Proceso” when defending its actions, the ends of the culture warrior justifiy the means, and in a world in which the value of tradition is increasingly under question and often challenge, warping of the ideological fulcrum in order to promote manipulable fear in the body politic is just as useful as the pliers, branding irons, cow-prods and battery clamps used by the Latin American torturers of yore.

To which I say now as I said back then, mutatis mutandis: “Nunca Mas!”

PS: For those who may be interested in the essay linked to above, please email me (pablo@kiwipolitico.com) and I will send you a copy of the entire essay as an attachment in my reply.

Media Link: ” A View from Afar” first show of 2023.

After considerable delays related to the impact on Cyclone Gabrielle on both North Island coasts, the “A View from Afar” podcast with Selwyn Manning and I has resumed. After a brief introduction talking about the storm aftermath, we follow up the previous KP post about AUKUS, then briefly talk about the Discord classified material leaks and the power struggle in Russia. You can find the podcast here.

” A View from Afar” returns.

On Thursday May 11, 2023 at 12PM (noon) NZ time/8PM Wed 10th May US East Coast time/1AM Thursday London time/8 AM Thursday Singapore time and 10AM Thursday Sydney time, the A View from Afar podcast will resume broadcasting. Selwyn Manning and I will discuss the AUKUS agreement and its implications for New Zealand and the fallout from the Discord classified material leaks as well as global affairs from a South Pacific perspective.

The show is interactive so tune in and join us!

When the levee breaks.

The Waitakere coastal settlement where I live will not be the same as a result of Cyclone Gabrielle. Although we were fortunate to not suffer deaths or major injuries, many properties have been destroyed or damaged by slips and many people have been displaced, some permanently. The immediate (dare I say precipitant?) cause of the worst damage were slips caused by sodden hillsides, cliff faces and road verges along ridge lines. The rains in the large storm a couple of weeks ago were diluvial, and although the wind in Gabrielle was worst than in the previous storm, it was buffered by the Waitakere Ranges as it blew counter-clockwise Southeast to Southwest. Yet it brought more than enough rain to overload the saturated earth in a narrow valley with steep inclines and deep hollows and floodplains where tributary streams descend, then converge and empty onto the beach.

My homestead suffered no major damage because we are perched on the top of the valley at the headwaters with the house sited in a carved out North-facing bowl on a relatively flat section of land. We heard pine limbs falling on the roof the night of the storm but other than some erosion and cracks in the footpaths, we emerged unscathed. Below us it was devastation. Our road is cut off by a half a dozen major slips and is closed, with some of those slips covering the entire road width, dozens of meters long and impassable even by foot. We still have no power as poles and lines were downed by those slips and others. We did not have internet or cell phone coverage for over 30 hours because the local cell phone tower lost power and then ran out of backup battery power after 15 hours. Indeed, in their infinite wisdom Spark, who controls the tower, decided against installing a backup generator at the tower and resorted to a cheaper battery supply even though there are day-long+ power outages in this area two/three times per year. Since emergency crews rely on cell phone coverage and because landlines were discontinued by Spark when the wifi receivers/transmitters were installed on the tower a few years ago, the entire area was actually incommunicado and in the dark for those 30+ hours. Needless to say that impeded emergency response/disaster relief efforts.

That gets me to the point of this post. It is now very clear that the climate change chickens have come to roost if for no other reason then that rising sea temperatures create subtropical storm conditions that generate increased rainfall and wind speeds further South than in previous centuries. These storms are generated more frequently and unseasonably when compared to historical records. So Gabrielle is a storm of a new type, if you will, one born off of New Caledonia in summer that headed deep Southeast offshore of New Zealand on its way to the roaring 40s.

The storm rains that hit my valley were not from the Southwest, which is/was the prevailing wind. They were unusual, virtually non-existent, in the two decades that I have lived in the area. But in the last two years there have been several storms that came from the S/SE direction, with the last two being the fiercest.

But this post is just not about the consequences of climate change on coastal communities. It is also about yet more human folly. In the past half decade the population of my valley has quadrupled (at a minimum). What was once a valley sprinkled with hippies, poets, writers, artists, surfers, potheads (covering all of the previous categories) and the occasional celebrity or politician hiding from the public eye, has now become a commuter suburb full of bankers, hedge fund managers, assorted mid-level executives and for-profit wellness gurus who combine crystal gazing and anti-vaccination spiritual discovery with crude money-making schemes in ashrams and healing centres scattered in the bush. Behind the backs of the voting public and in violation of the Waitakere Heritage Protection Act, local council authorities quietly re-zoned parts of my valley so it could be sub-divided into smaller sections. These recently re-zoned areas lie on the floodplains at the bottoms of the valley but also along the upper reaches where people like me live on lifestyle blocks of 10-11 acres. When I bought my place in 1999 no sub-division of any sort was permitted on properties like mine and even the native vegetation was supposed to be regenerated if not being actively used as horse paddock or in silage.

Now, with the “tiny house” trend, the valley is full of container houses and shacks posing as tiny houses. There is supposed to be only one sub-division per property and it must be linked to the main house by a common driveway and have its own septic system. The truth, however, is that some lifestyle blocks now have several small dwellings on them complete with assorted types of plumbing and not always with independent self-contained septic systems (in other words, they are using long drops). This ia problem because the tributary streams that converge towards the bottom cannot cope with the effluent from dodgy septic systems and long drops. Rather than new home owners, these new dwellings are occupied by a legion of renters squeezed out of the Auckland rental market but also, in significant numbers, by AirBnB guests who pay exorbitant amounts for a few nights of “bush experience.” In particular, foreigners are suckers for both the wellness con artists as well as the AirBnB parasites. In any event the result is a proliferation of people way beyond what is ecologically sustainable in the valley. E coli measurements in what used to be pristine parts of the tributary stream system are stark proof of that.

The two roads in and out of the settlement have not been significantly upgraded since 1999 other than pothole and shoulder repairs but the volume of traffic has increased exponentially along with the population growth. Some of the newcomers are decent sorts, but along with them have come meth heads, boy racers and gangsters of various stripes. What once were two isolated roads where horses, runners, cyclists and children could transit peacefully are now at times rally courses, both at day and at night. The days of mellow hippies are loooong gone.

When Cyclone Gabrielle hit she took with her established batches dating back to the 1950s but also some of the new builds on the floodplain and on steep hillsides. This raises the issue of consenting, building inspections and, dare I say it, corruption in the building consent awarding process. I say this because somehow complaints against some of the most egregious violators of land use statutes repeatedly end up with nothing having being done to curb their offending and business being conducted as usual even though almost every honest local knows who the offenders are and what the nature of their offences happen to be. Local politicians are well aware of this offending but cast a blind eye. Many people attribute the proliferation of tiny houses to the need for housing and therefore a legitimate market response to that pressure, but as mentioned, much of the new housing is immediately listed as short term holiday rentals rather than long term accomodation.

I do not mean to imply that corruption is a serious problem here or anywhere else in NZ. But I suspect that it exists and is more prevalent than we acknowledge. I say this in part because I was once part of a Transparency International survey of the NZ intelligence services and military. The questionnaires were extensive and in-depth. I put much effort into my responses. Where the answers were numerical values from 1-5 (1 being bad, 5 being good), I did in fact rate some institutions with 2.5/3 rather than 5s because not everything our security communities do is righteous or correct (for example, I marked the NZSIS down for its misrepresentations and treatment of Ahmed Zaoui and the NZDF down for its slander of Jon Stephenson, something that eventually resulted in it losing a defamation court case with costly consequences for the NZ taxpayers). The numerical value as well as longer response questions covered a wide swathe of institutional practices, so to my mind having a few lower scores in amongst an otherwise positive overall assessment was to be expected, especially given the nature of the institutions under review. In fact, I would have thought it unusual for scores to be uniform across the board.

When the aggregate tabulations were published I was shocked to see that in the final version of the Transparency International report, the agencies that I was asked to evaluate in terms of honesty, transparency, professionalism, etc. were given straight 5s in every category. I asked around of other participants if I was an outlier and my results discarded as such but was told that no, there was at least one other participant who had given varying marks to the categories in the study, sometimes coincident with mine but other times not (we participants did not interact with each other until the report was published in order to preserve the integrity of the process). For whatever reason, Transparency International New Zealand decided to overlook the lower marks and give the NZDF and intelligence agencies the equivalent of straight “A”s.

We must remember that Transparency International is focused on the appearance of integrity, corruption, honesty or dishonesty, not the reality of it. That may be why Singapore and New Zealand always appear on the top of the Transparency International scales when it comes to honest governance when in fact, at least in the case of Singapore, nothing moves in the city-state without someone greasing the palms of the PAP regime. Perhaps in New Zealand we have a variation on the theme. Ours is a white collar or white glove type of corruption conducted by well-heeled and well-connected people in high places, unlike the vulgar street level corruption of officials in small island states and other underdeveloped countries with loose ethics and weak accountability systems that could otherwise serve as checks on personal and professional avarice. Among other actors, the PRC has understood this phenomenon very well and used it to its advantage when seeking political and economic benefit in such places–and perhaps New Zealand as well (reports of Chinese “influence operations” in NZ are well-substantiated and have exposed close ties between PRC-linked donors and various political parties).

The tragedy in all of this is that while storms are an independent variable that is not preventable, human agency serves as an intervening or intermediate variable than can make their impact (the dependent variable) better or worse. Human actions contributed to making things worse when it comes to the storm impact on my small community, but looking afar to the NZ East Coast, perhaps it had a similar impact there as well (think of the debris fields created by forestry “slash” practices, which contributed to the destruction of bridges and roadways as logjams were created by rain-fueled floodwaters and resulted i the death of one child).

I could go on offer a critique of neo-liberalist applications and market driven economics on public welfare at this point, but their negative impact is clear. Whatever the original rational for adopting monetarist fiscal policies and deconstructing the public sector so that private interests could promote “efficiency” in the delivery of formerly public services and the economy in general, we need the State “back in” because it is obvious that human agency is driven by things other than devotion to service and the common good. That has turned out to be sub-optimal from the standpoint of our collective welfare. The pandemic was the first obvious sign that a return to a more interventionist State was needed. The cyclones are now a confirmation of that necessity.

Put another way. The calamity that has befallen my lovely rural beach-focused community is the result of two conditions: human-induced climate change and human institutional and personal failures. Which as a bottom line reminds us of one thing: the levees of society are, for better and worse, man-made.

Democratic compromise as the mutual second-best.

For the first ten years of my former academic career I wrote a considerable amount about post-authoritarian democratisation thanks to the mentors that introduced me to the subject and my personal interest in Argentina and the Southern Cone. I alternated this interest with writing about various security related topics like terrorism and comparative civil-military relations, with the natural overlap being that the move from dictatorship to democracy would of necessity entail a move away from state terrorism as practiced by the likes of the Argentine Junta and Pinochet’s regime in Chile and towards civil-military relations that were dominated by civilians, not murderous men in uniforms.

In recent times I have returned to these subjects with some friends and correspondents who share my interest in politics. The erosion of democracy in the US and elsewhere and the rise of national populism, rightwing extremism and various other forms of authoritarianism in places like Brazil, Hungary, Nicaragua, Serbia, Turkey, the Philippines, Venezuela and countries that experienced the “Arab Spring” in the early 2010s has brought the subject of what democracy is and is not back to the forefront of my thought.

Most recently a good friend and I, both Americans by birth but living abroad by choice, have traded views on the rise of Trumpism and the sad turn towards MAGAist politics on the part of the Republican Party. Two areas that emerged as major sources of concern were the GOP stacking of local and state governments with MAGA believers pursuant to a program of gerrymandering and voter suppression that effectively disenfranchises demographic groups considered to be opponents of MAGA policy objectives (say, urban African Americans in Southern states or white liberals in Midwestern states). School boards, country clerk offices, electoral commissions–all of these have been targeted by the GOP as priority areas, something that Steve Bannon consistently advocated more than ten years ago, and in the measure that they have been successful (and they have in many instances) they have guaranteed Republican majorities in those states and localities. That it turn reinforces MAGA dominance over political discourse and practice in those parts of the country.

The second, deeper problem is abandonment of the notion that contingent political and economic compromise is at the heart of the democratic social contract. That causes political competition to be seen in zero-sum terms and opponents as adversary “others” who must be defeated at all costs and hopefully forever. It is this shift that lies at the root of the GOP turn to MAGA and the local take-over strategy.

Here is what I wrote to my friend when we discussed the issue. As friends often do in order to make a point, I began mine with an anecdote (my comment is edited and paraphrased for clarity):

“Two observations. 1) When I lived in Tucson in the late 80s-early 90s Mormons used to try to stack school boards and PTAs by running numerous candidates for every school in the district (in my case, the Amphi district where my kids attended primary and secondary school). This allowed them to shape individual and district-wide school policy wherever they won a majority of seats, but even as minorities they were influential in shaping school direction on things like prayer, the pledge of allegiance etc. This locally-focused “bottom-up” political strategy of organising to elect partisan adherents into grassroots, small-town offices was adopted by the GOP in subsequent decades and became a core strategic tenet in the 2010s. Rather than solely focus on federal-level offices, the Republican National Committee (RNC) also worked hard to stack local political decks with (increasingly MAGA) partisan adherents who then worked in unison to guarantee Republican dominance of state and federal electoral processes in their respective jurisdictions. That has produced permanently Red (GOP) electoral outcomes in states like Oklahoma, Wyoming, and Arkansas.”

“But there is more to this process than the “stacking” strategy, and we might call that 2) democratic socialisation. As (my friend) might recall, I was a student of the great generation of “transitologists” of the late 1970s and early 1980s: Schmitter, O’Donnell, Przeworski (all on my Ph.D. committee), Elster, Garreton, Rouquie, Stepan, Linz, Bobbio, et.al. One of the major points that they made was that democracy was the result of what was known as the mutual second-best game: no one could gain everything that they wanted all of the time in a competitive democracy, so instead everyone pursued “second-best” strategies based on mutual contingent compromise that allowed them to achieve some of their objectives some of the time. This turns out to be a Pareto optimal solution in game-theoretic terms since no one can achieve better individual outcomes without hurting those of others (where each has the ability to do so), and as an extensive form game where preferences and outcomes change based on prior outcomes, it laid the foundation for a durable compromise between class and non-class actors and their political representatives (as agents of sectorial interests).” 

Of course, the democratic compromise only succeeds if it is respected and popular expectations are met with regard to it. If these are not met the compromise is broken, which paves the way for the imposition of zero-sum authoritarian solutions. That appears to be what has happened in, and to, the US.

“What the GOP stacking strategy has done, most negatively, is reject the notion of a political compromise (much less class compromise) grounded in mutual second best approaches to democratic competition. This is, to say the least, a profoundly authoritarian way of pursuing political interests and as such is inimical–and threatening–to democracy as a regime made up of institutions, norms and values. But it is where we are today, although I believe that the GOP may have taken a step too far in the dictatorial direction under Trump and will soon rue the day that it ever chose to go down the MAGA path because it has now become the province of sociopaths and charlatans.”

That is what has been lost in the US: the acceptance that democracy rests on a contingent economic and political compromise between the electorate and elites. Workers agree to accept capitalism in exchange for better wages, job security and living conditions, including educational opportunity and access to affordable housing, drinking water, transportation, power and the like. Elites agree to use a percentage of their pre-tax profits an/or increased corporate and individual taxation to provide the mass of wage-earners with the material conditions required for social peace. Regardless of partisan identity, governments mediate interests and administer the broad terms of the bargain.

That is a central feature. What brings this all together as a workable outcome over time is a regularly refreshed political bargain between agents of elites and workers in all of their guises–lobbies, unions, parties, non-profits, community organisations etc. They all have their specific interests that make for differences in priority and approaches to pursuing them. But they have a larger common interest in seeing the system work because it is the best guarantee that everyone comes away with something now and in the future. All political actors understand this and governments act accordingly.

Democracy may be transactional in practice but it is founded on a common understanding that the mutual-second best approach and contingent compromise are the best way to guarantee social peace. Needless to say, issues such as racism, homophobia, xenophobia and other instances of malicious “othering” are not reducible to game theoretic solutions, but the idea is to inculcate a polity with a political socialisation that places a premium on partisan and sectorial compromise and pursuit of mutual contingent consent as mainstays of both the political as well as social system. That in turn widens space for increased toleration of difference, horizontal solidarity networks between different groups of people, and inter-generational reproduction of political norms and value re-orientation focused on the mutual second best as the preferred collective outcome.

Needless to say this is just a distillation of what democracy is as a political form. It does not address the differences and relationship between procedural (electoral) and substantive (institutional, societal, economic) democracy. But is does reduce the concept to a fundamental core characteristic: contingent compromise.

The US is very far from this ideal at the moment, and even in places like Aotearoa understanding of these core concepts appears to have eroded considerably in recent years (perhaps as a result of the US influence on local political practice). In any event, rather than treat democracy as one means towards a desired partisan end, perhaps it is best for all to reflect on its intrinsic worth as the political aggregator of distinct and heterogenous material and ideological preferences in socially pluralistic societies.

Media Link: “A View from Afar” on China, Taiwan and future implications.

The “A View from Afar” podcast with Selwyn Manning and I resumed after a months hiatus. We discussed the PRC-Taiwan tensions in the wake of Nancy Pelosi’s visit and what pathways, good and bad, may emerge from the escalation of hostilities between the mainland and island. You can find it here.

A Note of Caution.

The repeal of Roe vs Wade by the US Supreme Court is part of a broader “New Conservative” agenda financed by reactionary billionaires like Peter Thiel, Elon Mush, the Kochs and Murdochs (and others), organised by agitators like Steve Bannon and Rodger Stone and legally weaponised by Conservative (often Catholic) judges who are Federalist Society members. The agenda, as Clarence Thomas openly (but partially) stated, is to roll back the rights of women, ethnic and sexual minorities as part of an attempt to re-impose a heteronormative patriarchal Judeo-Christian social order in the US.

Worse, the influence of these forces radiates outwards from the US into places like NZ, where the rhetoric, tactics and funding of rightwing groups increasingly mirrors that of their US counterparts. Although NZ is not as institutionally fragile as the US, such foreign influences are corrosive of basic NZ social values because of their illiberal and inegalitarian beliefs. In fact, they are deliberately seditious in nature and subversive in intent. Thus, if we worry about the impact of PRC influence operations in Aotearoa, then we need to worry equally about these.

In fact, of the two types of foreign interference, the New Conservative threat is more immediate and prone to inciting anti-State and sectarian violence. Having now been established in NZ under the mantle of anti-vax/mask/mandate/”free speech” resistance, it is the 5th Column that needs the most scrutiny by our security authorities.

The unshackled straitjacket.

In the 1980s the political scientist Jon Elster wrote a book titled Ulysses and the Sirens where he uses the Homeric epic The Odyssey to illustrate the essence of democracy. In book 12 of The Odyssey, the enchantress Circe warns Ulysses of the dangers posed by the mythical Sirens, purportedly half women and half bird but in reality monsters, whose songs were irresistible to men and who endeavored to lure wayfarers to their deaths on the rocky cliff faces of the Siren’s island. Circe advised that only Ulysses should listen to their “honeyed song,” and that his men should plug their ears with beeswax while he be lashed to the mast of his ship after his men plugged their ears, and that even though he cried and begged them to untie him once he came to hear the Siren’s alluring tones, that he only be freed once his ship was far our of reach of the Siren’s voices. So it was, as Ulysses heeded her advice, made safe passage in spite of the temptress’s calls, and he and his crew proceeded on their decade-long voyage home from the Trojan Wars to Ithaca. As it turns out, it did not end well for all, which is a story for another day. (Thanks to Larry Rocke for correcting my initial mistaken read about their fate).

Elster’s use of the story is designed to highlight three related things. First (the minor point, about the false promise of ethereal options), that, as with the Sirens, while there may be many seemingly attractive alternatives to the inefficiencies of democratic governance, the perils imbedded in purported alternatives outweigh the (mythical) rewards that they claim to confer. Second, that a good leader prizes wise counsel and heeds their advice. Third (the major point), that democracy at its essence is a self-limiting (self-binding) form of governance in which incumbents of political decision-making positions deliberately refrain from making full or untrammeled use of the powers vested in them by virtue of the popular vote. The underpinning belief is that political decision-makers will adhere in principle to self-limitation because they understand and share Elster’s view of democratic governance: it is not just about the means of power acquisition and subsequent use once it public office; it is about (self) restraint in the exercise of power in pursuit of the common good. Power is exercised not for personal or partisan again. It is exercised for the benefit of all. And for that to happen, self-restraint is necessary.

Unfortunately, humans are not those most righteous of creatures so in recognition of human fallibility in practice limits are placed on public authority not by voluntary adherence to principle but by institutional mores, norms, laws and conventions. Constitutions are the highest expression of that enforced restraint in the exercise of power, and systems of checks and balances between different branches of government are the means by which self-restraint is imposed and enforced. The key to adherence is that all actors accept the importance of self-limitation in the first place and understand that the constitutional/institutional rules are designed to encourage collective compliance in the face of temptations to pursue individual or partisan agendas and policies inimical to the common good.

I call this the “straitjacket” theory of democratic politics. Politicians voluntarily accept the limitations on their powers imposed by systems of checks and balances when assuming public office. The understand why self-restraint is the essence of democracy, along with consent and compromise in the pursuit of second-best solutions that, if not satisfying everyone all of the time, satisfy enough people most pf the time so that the political system because self-reproducing (and re-generating!) on its own terms. There is a material as well as social-cultural component to this grand contingent compromise (i.e. expectations have to be met in order for collective consent to continue to be given), but the combination of universal laws and institutional norms and mores promote a type of political socialization in which self-restraint is seen and promoted as a civic virtue, not a weakness, because it promotes exactly that type of compromise when it comes to policy outcomes.

The rule of self-restraint applies to all political actors in a democracy, local and national, in government or in Opposition. The temporal boundaries of electoral cycles means that all actors get to compete again at some pre-determined and relatively short-term date. That means that losers today can become winners in the near future, and that current winners need to deliver on their promises if they are to win again. The implicit bargain is clear: governments do not press full advantage even if widely popular and Oppositions do not go full contrarian on every government initiative. That encourages moderation in debate and policy outcomes because adopting extreme, polarized positions violates the law of self-restraint and in so doing inhibits compromise on collective outcomes. If sides go for broke today when it comes to policy, they may find themselves on the receiving end of equally extreme counter-measures down the road, with the vicious cycle continuing from there. Recognition of this fact–that today’s political behavior casts a shadow on the future for better or worse–is another contributor to the adoption of self-limiting strategies by political actors. This is not just a matter of principle. It is a matter of pragmatism for those committed to operating under democratic governance paradigms.

From a cynically Marxist perspective, the need for political self-restraint in pursuit of contingent compromises rests on the fact that otherwise the rapacious and undemocratic nature of capitalism would be exposed by the zero-sum politics of its political puppets. Over the long term that augers poorly for capitalist political control and the social and institutional advantages that go along with it, so moderation and self-restraint under democratic institutions are, as Lenin noted, the best “political shell” for capitalism. The idea is to not get too greedy or partisan when it comes to profit-taking and political competition and to macro-manage the economy consensually so that profit-driven or partisan avarice is constrained. That way capitalist hegemony can be disguised and maintained rather than exposed and challenged. Someone who appreciated this fact in a non-Marxist way was John Maynard Keynes, and the phrase “Keynesian compromise” is often used describe his approach to political economy.

Whatever the interpretation, for today’s liberal democracies and a few of the newer experiments in that political form, this has been the unwritten political understanding that overlaps the social compact between governed and governors. There are always exception to the rule and moments in which principle falls hard on the sword of hypocrisy, opportunism and privilege, but in the main the enduring feature of democracy has been that those in positions of power do not take full advantage of the authority vested in them. In may not always be a matter of voluntary choice for them, but they understand why the straitjacket must be worn.

Those days are over. In the US but also in other parts of the world where US-style politics has leached like a cancer onto local democratic politics (think Brazil, but even places like Chile, the UK or Italy), politicians not only do not adhere to self-binding strategies but no longer accept the straitjacket premise. Whether a matter of principle or pragmatism, the shadow of the democratic future holds no sway over them and so self-restraint or limitation in the use of their authority is no longer considered a virtue. Instead, they work hard to use procedural, institutional and legal maneuver, aided and abetted by external forces such as direct pressure and gaslighting campaigns channeled via lobbyists, partisan and social media, to undermine and subvert the system from within—in other words, to unshackle the straitjacket, political Houdini-style in order to impose their partisan and personal preferences on society.

Hence the rise of a phenomenon known as the “constitutional coup” whereby disloyal Oppositions attempt to impeach government incumbents on false or flimsy grounds (again, Brazil is a sad example). Now there has appeared something known as the “procedural coup” where one (or two) branches of government attempt to usurp and override the decisions of another, effectively voiding the balance-of-power premise inherent in constitutional systems such as the US. And it was exactly that goal that motivated Trump and his supporters on January 6—to usurp the power of Congress to declare a winner in last year’s presidential race.

That has been laid out in gory detail by the investigations into the January 6 insurrection-turned-coup attempt in the US, where it has been revealed that there were orchestrated links between the White House, Republicans in Congress and insurrectionists to violently impede the certification of the Biden presidential victory. It is seen in Republican attempts to stack state election offices with partisans and to gerrymander and engage in voter suppression programs that skew elections in their favor. It is seen in GOP and rightwing activist groups coercively attempting to gain control of local government offices and school boards via impeachment and recall campaigns waged against serving incumbents. It is seen in the insanity of GOP House members spouting Qanon and other MAGA extremist beliefs in and outside the debating chamber, including threats of physical harm to Democrat colleagues. None of this is an exercise in self-restraint and clearly is an attempt to loosen the fetters of institutional noms and practices.

The US is the exemplar of democratic corrosion but it is not alone. Already the same type of tactics—cries of election fraud before elections are held in places like Brazil and Chile; instigation of civil, including militia resistance to duly constituted government mandates such as in Australia; attempts to delegitimize government with calls to arrest, try, imprison or execute public officials because of their use of public health orders to impose pandemic control measures, all with a wink and nod from opposition politicians, such as in Aotearoa–the very edifice of global democratic governance is being shaken from without and within.

It is the latter threat that is the concern here because a stable democracy is impervious to seditious conspiracies. In contrast, unstable or fragile democracies whose political leadership is ridden with ideological extremists, charlatans, grifters, profiteers and other unscrupulous self-interested maximizers of egotistic opportunities, in which the fundamental law of self-restraint no longer applies, is fertile ground for authoritarian usurpation from within or without.

It is quite possible that the US is too far gone down this path to avoid a civil war. But if democracy is going to be saved there as well as elsewhere, then we must return to the foundational principles upon which that political edifice rests: that those in public office practice self-restraint in the use of their authority and abide by the the imposed limits placed upon that authority by the system of checks and balances inherent in the tripartite division of government powers. Only then can we return to the type of horizontal as well as vertical accountability that a political system built on self- or imposed restraint can uniquely offer the society that it governs.