Something on NZ military diplomacy.

A few weeks ago it emerged that NZ Minister of Defence Peeni Henare had asked cabinet for approval to donate surplus NZDF Light Armoured Vehicles (LAVs) to Ukraine as part of the multilateral efforts to support the Ukrainian defence of its homeland against the Russian invasion that is now into its sixth week. A key to Ukrainian success has been the logistical resupply provided by NATO members, NATO partners (who are not NATO members) such as Australia, Japan, South Korea and New Zealand (which has sent signals/technical intelligence officers, non-lethal military and humanitarian aid and money for weapons purchases to the UK and NATO Headquarters in Brussels for forward deployment). This includes lethal as well as non-lethal military supplies and humanitarian aid for those disposed and dislocated by the war (nearly 6 million Ukrainians have left the country, in the largest refuge flow in Europe since WW2).

Cabinet rejected the request, which presumably had the approval of the NZDF command before it was sent to the Minister’s desk. There has been speculation as to why the request was rejected and true to form, National, ACT and security conservatives criticised the move as more evidence of Labour’s weakness on security and intelligence matters. Conversely, some thought that the current level and mix of aid provided is sufficient. At the time I opined that perhaps Labour was keeping its powder dry for a future reconsideration or as a means of setting itself up as a possible interlocutor in a post-conflict negotiation scenario. Others were, again, less charitable when it comes to either the military or diplomatic logics at play.

Whatever the opinion about the cabinet decision to not send LAVs to Ukraine at this moment, we should think of any offer to contribute to the Ukrainian defence as a form of military diplomacy. As a NATO partner NZ was duty-bound to contribute something, even if as a token gesture of solidarity. Its material contributions amount to around NZ$30million, a figure that is dwarfed by the monetary contributions of the other three NATO partners, which total over NZ$100 million each. Japan and South Korea have not contributed lethal aid, focusing on non-lethal military supplies akin to those sent by the NZDF and humanitarian aid similar to that provided by NZ, but on much larger scale. In addition to its material contributions, NZ has 64 civilian and military personnel deployed in Europe as part of its Ukrainian support effort; Japan and South Korea have none (as far as is known). Australia has sent 20 Bushmaster armoured personnel carriers and military aid worth A$116 million, plus A$65 million in humanitarian aid. The number of Australian personnel sent has not been disclosed.

In this context, it is worth re-examining the question of whether surplus NZDF LAVs should be considered for donation to Ukraine. First, a summary of what they are.

The NZDF LAVs are made in Canada by General Dynamics Land Systems. The NZDF version are LAV IIIs (third generation) that were purchased to replace the old MII3 armoured personnel vehicles. Unlike the MII3s, the LAVs are 8-wheeled rather than tracked, making them unsuitable for sandy, swampy or boggy terrain but ideal for high speed (up to 100KPH) deployment on hard dirt tracks or paved roads. It carries 6-8 troops and a crew of three. It has a turret chain gun and secondary weapons systems, but needs to be up armoured in most combat situations that do not involve high speed incursions behind heavy armour (such as mounted or dismounted infantry rifleman patrols) A contract was let for the purchase of 105 units in 2001 by the 5th Labour Government fronted by its Defense Minister Mark Burton, and the bulk of the purchase were delivered by the end of 2004. Criticism rained in from all sides (including from me) that the LAVs were unsuited for the Pacific Region where they would most likely be deployed, and that the two battalion motorised infantry force envisioned by the Army (that would use all 105 LAVs) was unrealistic at best. Subsequent audits questioned the rational and extent of the purchase, but no action was taken to reverse it.

The NZDF LAVs saw action in Afghanistan as SAS support vehicles and later as infantry patrol vehicles in Bamiyan Province. A total of 8 were deployed, with one being destroyed by an IED. Two were deployed to the Napier police shootings in 2009, two were deployed to a siege in Kawerau in 2016 and several were deployed to Christchurch as post-earthquake security patrol vehicles in 2011. That is the extent of their operational life. The majority of the fleet are stationed/stored at Camp Waiouru, Camp Trentham and Camp Burnham. That brings us to their current status.

NZ Army has +/- 103 LAVs in inventory (besides the destroyed vehicle two are used for parts). It reportedly can crew +/- 40 LAVs max ( a total that includes vehicle operators and specialised mechanics). It has sold 22 to Chile with 8 more on sale. NZ bought the LAVs for +/-NZ$6.22 million/unit and it sold to the Chilean Navy for +/- NZ$902,270/unit. It may keep a further 3 for parts, leaving 70 in inventory. That leaves +/- 30 to spare if my figures are correct. NZDF says it needs all remaining +/-70 LAVs, which is aspirational, not practical, especially since the Army contracted to purchase 43 Australian-made Bushmaster APCs in 2020 that are designed to supplement, then replace the LAVs as they reach retirement age.

That makes the NZDF insistence on retaining 70 LAVs somewhat puzzling. Does it expect to eventually sell off all the long-mothballed and antiquated vehicles (LAVs are now into the fourth and fifth generation configurations) at anything more than pennies for dollars? Given strategic export controls, to whom might the LAVs be sold? Of those who would be acceptable clients (i.e. non-authoritarian human rights-abusing regimes) who would buy used LAVIIIs when newer versions are available that offer better value for money?

With that in mind, practicality would advise the MoD/NZDF to donate them to Ukraine even if, in the interest of diplomatic opacity, the LAVs are sent to a NATO member that can withstand Russian pressure to refuse the donation on behalf of the Ukrainians (say, Poland, Rumania or even Canada, which already has a large LAV fleet). From there the LAVs can be prepared for re-patriation to Ukraine. There can be other creative options explored with like-minded states that could involve equipment swaps or discounted bulk purchases and sales that facilitate the transit of the NZ LAVs to Ukrainian military stores in exchange for supplying NZDF future motorised/armoured requirements. The probabilities may not be infinite but what is practicable may be broader than what seems immediately possible.

Rest assured that the Ukrainians can use the LAVs even if they are +20 years old, need up-armouring and need to be leak-proofed to do serious water crossings (does the Chilean Navy and its Marines know this?). But the main reason for donating them is that the diplomatic benefit of the gift out-weighs its (still significant) military value. That is because NZ will be seen to be fully committed to putting its small but respected weight behind multilateral efforts to reaffirm the norm-based International order rather than just pay lip service to it. To be clear, even if making incremental gains in the Dombas region using scorched earth tactics, the military tide has turned against the Russians. Foreign weapons supplies are a big part of that, so the moment to join extant efforts seems favourable to NZ’s diplomatic image. The saying that diplomacy is cowardice masquerading as righteous principle might apply here but the immediate point is that by stepping up its contribution of “defensive” weapons to Ukraine (as all donated weapons systems are characterised), NZ will reap diplomatic benefits immediately and down the road.

As for the Russians. What can they do about it? Their means of retaliation against NZ are few and far between even if cyber warfare tactics are used against NZ targets. NZ has already levied sanctions against Russian citizens and companies in accordance with other Western democracies, so adding LAVs into the punitive mix is not going to significantly tilt the Russian response into something that NZ cannot withstand.

Given all of this, Cabinet may want to re-consider the NZDF desire to contribute to its NATO partner’s request above what has been offered so far. Unless there are hidden factors at play, gifting surplus LAVs to the defense of Ukrainian independence would be a reasonable way to do so. The practical questions are how to get them there (since RNZAF airlift capability realistically cannot) and how to get them in combat-ready condition in short order so those who can carry them to the war zone can use them immediately. Rather then let them rust in NZ waiting to be called into improbable service or waiting for a sale that is likely to never happen, the possibility of donating LAVs to the Ukrainian cause is worth more thought.

Media Link: AVFA on small state approaches to multilateral conflict resolution in transitional times.

In this week’s “A View from Afar” podcast Selwyn Manning and I used NZ’s contribution of money to purchase weapons for Ukraine as a stepping stone into a discussion of small sate roles in coalition-building, multilateral approaches to conflict resolution and who and who is not aiding the effort to stem the Russian invasion. We then switch to a discussion of the recently announced PRC-Solomon Islands security agreement and the opposition to it from Australia, NZ and the US. As we note, when it comes to respect for sovereignty and national independence in foreign policy, in the cases of Ukraine and the Solomons, what is good for the goose is good for the gander.

We got side-tracked a bit with a disagreement between us about the logic of nuclear deterrence as it might or might not apply to the Ruso-Ukrainian conflict, something that was mirrored in the real time on-line discussion. That was good because it expanded the scope of the storyline for the day, but it also made for a longer episode. Feel free to give your opinions about it.

Media Link: AVFA on the Open Source Intelligence War.

I have been busy with other projects so have not been posting as much as I would like. Hence the turn to linking to episodes from this season ‘s “A View from Afar” podcast with Selwyn Manning (this is season 3, episode 8). In the month since the Russians invaded Ukraine we have dedicated our shows to various aspects of the war. We continue that theme this week by using as a “hook” the news that New Zealand is sending 7 signals intelligence specialists to London and Brussels to assist NATO with its efforts to supply Ukraine with actionable real time signals and technical intelligence in its fight against the invaders. We take that a step further by discussing the advent of open source intelligence collection and analysis as not only the work of private commercial ventures and interested individuals and scholars, but as a crowd sourcing effort that is in tis case being encouraged and channeled by the Ukrainian government and military to help tip the conflict scales in its favour.

We also discuss the geopolitical reasons why NZ decided to make the move when it arguably has no dog directly involved in the fight. It turns out that it does.

The incremental shift.

In the build up to the Xmas holidays I was interviewed by two mainstream media outlets about the recently released (December 2021) Defence Assessment Report and last week’s 5 Eyes Communique that included New Zealand as a signatory. The common theme in the two documents was the threat, at least as seen through the eyes of NZ’s security community, that the PRC increasingly poses to international and regional peace and stability. But as always happens, what I tried to explain in hour-long conversations with reporters and producers inevitably was whittled down into truncated pronouncements that skirted over some nuances in my thought about the subject. In the interest of clarification, here is a fuller account of what is now being described as a “shift” in NZ’s stance on the PRC.

Indeed, there has been a shift in NZ diplomatic and security approaches when it comes to the PRC, at least when compared to that which operated when he Labour-led coalition took office in 2017. But rather than sudden, the shift has been signalled incrementally, only hardening (if that is the right term) in the last eighteen months. In July 2020, the the wake of the ill-fated Hong Kong uprising, NZ suspended its extradition treaty with Hong Kong, citing the PRC passage of the Security Law for Hong Kong and its negative impact on judicial independence and the “one country, two systems” principle agreed to in the 1997 Joint UK-PRC Declaration on returning Hong Kong to Chinese control. At the same time NZ changed its sensitive export control regime so that military and “dual use” exports to HK are now treated the same as if they were destined for the mainland. 

In November 2020 NZ co-signed a declaration with its 5 Eyes partners condemning further limits on political voice and rights in HK with the postponment of Legislative elections, arrests of opposition leaders and further extension of provisions of the mainland Security Law to HK. The partners also joined in condemnation of the treatment of Uyghurs in Yinjiang province. In April 2021 Foreign Minister Nanaia Mahuta gave her “Dragon and Taniwha” speech where she tried to use Maori allegories to describe the bilateral relationship and called for NZ to diversify its trade away from overly concentrated partnerships, using the pandemic supply chain problems as an illustration as to why.

She also said that NZ was uncomfortable with using the 5 Eyes intelligence partnership as a public diplomacy tool. I agree completely with that view, as there are plenty of other diplomatic forums and channels through which to express displeasure or criticism. The speech did not go over well in part because NZ business elites reacted viscerally to a large tattooed Maori woman spinning indigenous yarns to a mainly Chinese and Chinese-friendly audience (and other foreign interlocutors further afield). From a “traditional” (meaning: white male colonial) perspective the speech was a bit odd because it was long on fable and imagery and short on “hard” facts, but if one dug deeper there were plenty of realpolitik nuggets within the fairy dust, with the proper context to the speech being that that Labour has an agenda to introduce Maori governance principles, custom and culture into non-traditional policy areas such as foreign policy. So for me it was the balancing act bookended by the trade diversification and 5 Eyes lines that stood out in that korero.

Less than a month later Prime Minister Ardern spoke to a meeting of the China Business Summit in Auckland and noted that “It will not have escaped the attention of anyone here that as China’s role in the world grows and changes, the differences between our systems – and the interests and values that shape those systems – are becoming harder to reconcile.” That hardly sounds like appeasement or submission to the PRC’s will. Even so, Mahuta and Ardern were loudly condemned by rightwingers in NZ, Australia, the UK and US, with some going so far as to say that New Zealand had become “New Xiland” and that it would be kicked out the 5 Eyes for being soft on the Chinese. As I said at the time, there was more than a whiff of misogyny in those critiques.

In May 2021 the Labour-led government joined opposition parties in unanimously condemning the PRC for its abuse of Uyghur human rights. The motion can be found here.

In July 2021 NZ Minister of Intelligence and Security Andrew Little publicly blamed China-based, state-backed cyber-aggressors for a large scale hacking attack on Microsoft software vulnerabilities in NZ targets. He pointed to intolerable behaviour of such actors and the fact that their operations were confirmed by multiple Western intelligence agencies. He returned to the theme in a November 2021 speech given at Victoria University, where he reiterated his concerns about foreign interference and hacking activities without mentioning the PRC by name as part of a broad review of his remit. Rhetorical diplomatic niceties aside, it was quite clear who he was referring to when he spoke of state-backed cyber criminals (Russia is the other main culprit, but certainly not the only one). You can find the speech here

In early December 2021 the Ministry of Defense released its Defense Assessment Report for the first time in six years. In it China is repeatedly mentioned as the major threat to regional and global stability (along with climate change). Again, the issue of incompatible values was noted as part of a surprisingly blunt characterisation of NZ’s threat environment. I should point out that security officials are usually more hawkish than their diplomatic counterparts, and it was the Secretary of Defense, not the Minister who made the strongest statements about China (the Secretary is the senior civil servant in the MoD; the Minister, Peeni Henare, spoke of promoting Maori governance principles based on consensus and respect into the NZDF (“people, infrastructure, Pacifika”), something that may be harder to do than say because of the strictly hierarchical nature of military organisation. At the presser where the Secretary and Minister spoke about the Report, the uniformed brass spoke of “capability building” based on a wish list in the Report. Let’s just say that the wish list is focused on platforms that counter external, mostly maritime, physical threats coming from extra regional actors and factors rather than on matters of internal governance.

Then came the joint 5 Eyes statement last week, once again reaffirming opposition to the erosion of Hong Kong’s autonomy and its gradual absorption into the Chinese State. Throughout this period NZ has raised the issue of the Uyghurs with the PRC in bilateral and multilateral forums, albeit in a quietly diplomatic way.

I am not sure what exactly led to NZ’s shift on the PRC but, rather than a sudden move, there has been a cooling, if not hardening trend during the last eighteen months when it comes to the bilateral relationship. The decision to move away from the PRC’s “embrace” is clear, but I have a feeling that something unpleasant may have occurred in the relationship (spying? influence operations? diplomatic or personal blackmail?) that forced NZ to tighten its ties to Western trade and security networks. The recently announced UK-NZ bilateral FTA is one step in that direction. AUKUS is another (because if its spill-over effect on NZ defense strategy and operations).

What that all means is that the PRC will likely retaliate sometime soon and NZ will have to buckle up for some material hardship during the transition to a more balanced and diversified trade portfolio. In other words, it seems likely that the PRC will respond by shifting its approach and engage diplomatic and economic sanctions of varying degrees of severity on NZ, if nothing else to demonstrate the costs of defying it and as a warning to those similarly inclined. That may not be overly burdensome on the diplomatic and security fronts given NZ’s partnerships in those fields, but for NZ actors deeply vested/invested in China (and that means those involved in producing about 30 percent of NZ’s GDP), there is a phrase that best describes their positions: “at risk.” They should plan accordingly.

Along with the New Year, there is the real possibility that, whether it arrives incrementally or suddenly, foreign policy darkness lies on the horizon.

Media Link: “A View from Afar” on NZ security strategy and the end of neoliberalism in South America.

I have not had much time to blog in recent weeks but continue the weekly series of podcasts with Selwyn Manning. This week we discussed efforts to develop a comprehensive national security strategy for New Zealand that goes beyond Defense White Papers and annual reports from various security agencies, then turned to recent elections in South America as an indicator that neoliberalism is well and truly dead as an economic policy approach and, perhaps more importantly, as a social theory. You can find the episode here.

Facing facts.

The critical reaction of some conservative commentators and politicians about Nanaia Mahuta’s “Taniwha and Dragons” speech is focused on the double premise that NZ is “sucking up” to the PRC while it abandons its obligations to its 5 Eyes intelligence partners. Some have suggested that NZ is going to be kicked out of 5 Eyes because of its transgressions, and that the CCP is pulling the strings of the Labour government.

These views are unwarranted and seemingly born of partisan cynicism mixed with Sinophobia, racism and misogyny (because Mahuta is Maori and both Mahuta and PM Ardern are female and therefore singled out for specific types of derision and insult). Beyond the misinterpretations about what was contained in the speech, objections to Mahuta’s invocation of deities and mythological beasts misses the point. Metaphors are intrinsic to Pasifika identity (of which Maori are part) and serve to illustrate basic truths about the human condition, including those involved in international relations. As a wise friend said to me, imagine if a US Secretary of State was an indigenous person (such as Apache, Cherokee, Hopi, Mohican, Navaho, Sioux or Tohono O’odham). It is very possible that s/he would invoke ancestral myths in order to make a point on delicate foreign policy issues.

In any event, this post will clarify a few facts. First, on military and security issues covering the last two decades.

New Zealand has twin bilateral strategic and military agreements with the US, the first signed in 2010 (Wellington Declaration) and the second in 20012 (Washington Declaration). These committed the two countries to partnership in areas of mutual interest, particularly but not exclusively in the South Pacific. New Zealand sent troops to Afghanistan as part of the US-led and UN-mandated occupation after 9/11, a commitment that included NZSAS combat units as well as a Provincial Reconstruction Team (PRT) in Bamiyan Province that mixed humanitarian projects with infantry patrols. More than 3500 NZDF troops were deployed in Afghanistan, at a cost of ten lives and $300 million.

Similarly, NZ sent troops to Iraq after the US invasion, serving in Basra as combat engineers in the early phase of the occupation, then later as infantry trainers for Iraqi security forces at Camp Taji. More than 1000 NZDF personnel were involved in these deployments, to which can be aded the SAS operators who deployed to fight Saddam Hussein’s forces and then ISIS in Iraq and Syria after its emergence. There are a small number of NZDF personnel serving in various liaison roles in the region as well, to which can be added 26 NZDF serving as peacekeepers in on the Sinai Penninsula (there are slightly more than 200 NZDF personnel serving overseas at the moment). In all of these deployments the NZDF worked with and now serves closely with US, UK and Australian military units. The costs of these deployments are estimated to be well over $150 million.

The NZDF exercises regularly with US, Australian and other allied partners, including the US-led RimPac naval exercises and Australian-led bi- and multilateral air/land/sea exercises such as Talisman Saber. It regularly hosts contingents of allied troops for training in NZ and sends NZDF personnel for field as well as command and general staff training in the US, Australia and UK. RNZN frigates are being upgraded in Canada and have contributed to US-led freedom of navigation exercises in the South China Sea (against PRC maritime territory extension projects) and anti-piracy and international sanctions enforcement missions in the Persian Gulf. Among the equipment purchases undertaken during the last two decades, the NZDF has bought Light Armoured Vehicles, the infamous “LAVs” (or Strykers, as they are known in the US), Bushmaster armoured personnel carriers, C-130J “Hercules” transport aircraft, P-8 “Poseidon” anti-submarine warfare and maritime surveillance aircraft, Javelin anti-tank portable missiles and a range of other weapons from 5 Eyes defence contractors. In fact, the majority of the platforms and equipment used by the NZDF are 5 Eyes country in origin, and in return NZ suppliers (controversially) sell MFAT-approved weapons components to Australia, the US, UK , NATO members, regional partners and some unsavoury Western-leaning regimes in the Middle East.

After the estrangement caused by the dissolution of the ANZUS defence alliance as a result of NZ’s non-nuclear decision in the mid-1980s, a rapprochement with the US began in the aftermath of the 9/11 attacks. The 5th Labour government sought to capitalise on the moment and sent troops into Afghanistan and later Iraq using the cover of UN resolutions to deflect political attacks. That led to improved military-to-military relations between the US and NZ, something that has been deepened over the years by successive NZ governments. The intelligence relationship embodied in the Echelon/5 Eyes agreement was slightly curtailed but never ended even when ANZUS died, and gradually was restored as the main security partnership to which NZ was affiliated. Now the NZDF is considered a small but valued military and intelligence partner of the US and other 5 Eyes states, with the main complaints being (mostly from the Australians) that NZ does not spend enough on “defence’ (currently around 1.5 percent of GDP, up from 1.1 percent under the last National government, as opposed to 2.1 percent in Australia, up from 1.9 percent in 2019) or provide enough of its own strategic lift capability. The purchase of the C-130J’s will help on that score, and current plans are to replace the RNZAF 757 multirole aircraft in or around 2028.

The dispute over US warships visiting NZ because of the “neither confirm or deny” US policy regarding nuclear weapons on board in the face on NZ’s non-nuclear stance was put to rest when the Arleigh Burke-class destroyer USS Sampson (DDG-102) participated in the RNZN 75th anniversary celebrations in November 2016 after an agreement between the then National government and US Department of Defense on assurances that it was not carrying or using nukes as weapons or for propulsion. As if to prove the point of bilateral reconciliation, on the way to the celebrations in Auckland DDG-102 diverted to provide humanitarian support to Kaikura earthquake relief efforts after the tremor of November 14th (the week-long anniversary fleet review involving foreign naval vessels began on on November 17th). A Chinese PLAN warship also participated in the anniversary Fleet Review, so the message conveyed by the first official NZ port visit by a US warship in 30 years was made explicitly clear to the PRC.

The fact is this: the relations between NZ and its 5 Eyes partners in the broader field of military security is excellent, stable and ongoing. That will not change anytime soon.

As for intelligence gathering, NZ is a core part of the 5 Eyes signals intelligence collection and analysis network. Over the years it has moved into the field of military signals intelligence gathering as well as technical and electronic intelligence-gathering more broadly defined. More recently, in light of the emergence of non-state terrorism and cyber warfare/espionage threats, the role of 5 Eyes has been upgraded and expanded to counter them. To that end, in the last decade NZ has received multiple visits from high-ranking intelligence officials from its partners that have dovetailed with technological upgrades across the spectrum of technical and electronic signals intelligence gathering. This includes addressing issues that have commercial and diplomatic sensitivities attached to them, such as the NZ decision to not proceed with Huawei involvement in its 5G broadband rollout after high level consultations with its 5 Eyes partners. More recently, NZ has been integrated into latest generation space-based intelligence collection efforts while the focus of the network returns to more traditional inter-state espionage with great power rivals like China and Russia (we shall leave aside for the moment the benefits that the GCSB and NZDF receive from Rocket Lab launches of US military payloads but we can assume that they are significant).

As routine practice, NZSIS and GCSB officers rotate through the headquarters of 5 Eyes sister agencies for training and to serve as liaison agents. Officers from those agencies do the same in NZ, and signals engineers and technicians from 5 Eyes partners are stationed at the collection stations at Waihopa and Tangimoana. GCSB and SIS personnel also serve overseas alongside 5 Eyes employees in conflict zones like Afghanistan and Iraq. While less standardised then the regular rotations between headquarters, these type of deployments are ongoing.

5 Eyes also maintains a concentric ring of intelligence partners that include France, Germany, Japan, Israel, and Singapore. These first-tier partners in turn use their respective capabilities to direct tactical and strategic intelligence towards 5 Eyes, thereby serving as the intelligence version of a “force multiplier” in areas of common interest. One such area is the PRC, which is now a primary focus of Western intelligence agencies in and outside of the Anglophone world. This common threat perception and futures forecasting orientation is shared by the NZ intelligence community and is not going to change anytime soon unless the PRC changes its behaviour in significant ways.

For its part, the PRC has no such complex and sophisticated intelligence networks with which to avail itself. It has intelligence partners in North Korea, Russia, Iran and other small states, but nothing on the order of 5 Eyes. As a result, it is much more reliant on human intelligence collection than its rivals in the 5 Eyes, something that has become a source of concern for the 5 Eyes community and NZ in particular (as the supposed weak link in the network and because of its economic reliance on China, of which more below). While the PRC (and Russia, Israel and Iran, to name some others) are developing their cyber warfare and espionage capabilities, the fact is that the PRC continues to rely most heavily on old-fashioned covert espionage and influence operations as well as relatively low tech signals intercepts for most of its foreign intelligence gathering. If I read intelligence reports correctly, NZ’s counter-espionage and intelligence efforts are focused on this threat.

In a word: NZ is committed to the 5 Eyes and has a largely Western-centric world view when it comes to intelligence matters even when it professes foreign policy independence on a range of issues. That is accepted by its intelligence partners, so transmission (of intelligence) will continue uninterrupted. It is in this light that Mahuta’s comments about NZ’s reluctance to expand 5 Eyes original remit (as an intelligence network) into a diplomatic coalition must be understood. There are other avenues, multilateral and bilateral, public and private, through which diplomatic signaling and posturing can occur.

That brings up the issue of trade. Rather than “sucking up” to China, the foreign minister was doing the reverse–she was calling for increased economic distance from it. That is because New Zealand is now essentially trade dependent on the PRC. Approximately 30 percent of NZ’s trade is with China, with the value and percentage of trade between the two countries more than tripling since the signing of the bilateral Free Trade Agreement in 2008. In some export industries like logging and crayfish fisheries, more than 75 percent of all exports go to the PRC, while in others (dairy) the figure hovers around 40 percent. The top four types of export from NZ to the PRC are dairy, wood and meat products (primary goods), followed by travel services. To that can be added the international education industry (considered part of the export sector), where Chinese students represent 47 percent of total enrollees (and who are a suspected source of human intelligence gathering along with some PRC business visa holders).

In return, the PRC exports industrial machinery, electronics (cellphones and computers), textiles and plastics to NZ. China accounts for one in five dollars spent on NZ exports and the total amount of NZ exports to China more than doubles that of the next largest recipient (Australia) and is more than the total amount in value exported to the next five countries (Australia, US, Japan, UK and Indonesia) combined. Even with the emergence of the Covid pandemic, the trend of increased Chinese share of NZ’s export markets has continued to date and is expected to do so in the foreseeable future.

Although NZ has attempted to diversify its exports to China and elsewhere, it remains dependent on primary good production for the bulk of export revenues. This commodity concentration, especially when some of the demand for export commodities are for all intents and purposes monopolised by the Chinese market, makes the NZ economy particularly vulnerable to a loss of demand, blockages or supply chain bottlenecks involving these products. Although NZ generates surpluses from the balance of trade with the PRC, its reliance on highly elastic primary export commodities that are dependent on foreign income-led demand (say, for proteins and housing for a growing Chinese middle class) makes it a subordinate player in a global commodity chain dominated by value-added production. That exposes it to political-diplomatic as well as economic shocks not always tied to market competition. Given the reliance of the entire economy on primary good exports (which are destined mainly for Asia and within that region, the PRC), the negative flow-on effects of any disruption to the primary good export sector will have seriously damaging consequences for the entire NZ economy.

That is why the Foreign Minister spoke of diversifying NZ’s exports away from any single market. The only difference from previous governments is that the lip service paid to the “eggs in several baskets” trade mantra has now taken on urgency in light of the realities exposed by the pandemic within the larger geopolitical context.

Nothing that the Labour government has done since it assumed office has either increased subservience to China or distanced NZ from its “traditional” partners. In fact, the first Ardern government had an overtly pro-Western (and US) slant when coalition partners Winston Peters and Ron Mark of NZ First were Foreign Affairs and Defence ministers, respectively. Now that Labour governs alone and NZ First are out of parliament, it has reemphasised its Pacific small state multilateralist approach to international affairs, but without altering its specific approach to Great Power (US-PRC) competition.

The situation addressed by Mahuta’s speech is therefore as follows. NZ has not abandoned its security allies just because it refuses to accept the Trumpian premise that the 5 Eyes be used as a diplomatic blunt instrument rather than a discreet intelligence network (especially on the issue of human rights); and it is heavily dependent on China for its economic well-being, so needs to move away from that position of vulnerability by increasingly diversifying its trade partners as well as the nature of exports originating in Aotearoa. The issue is how to maintain present and future foreign policy independence given these factors.

With those facts in mind, the Taniwha and Dragon speech was neither an abandonment of allies or a genuflection to the Chinese. It was a diplomatic re-equilibration phrased in metaphorical and practical terms.

Principled, pragmatic or expedient.

For several decades under Labour and National-led governments New Zealand has claimed to have an independent (and sometimes autonomous) foreign policy. This foreign policy independence is said to be gained by having a “principled but pragmatic” approach to international relations: principled when possible, pragmatic when necessary. More recently NZ foreign policy has shifted from traditional diplomacy in which trade was a component part to a trade focused orientation to which all other aspects of diplomatic endeavour are subordinated. Seen as a marriage of belief in Ricardian notions of comparative (and now competitive) advantage with a pragmatic understanding that NZ is dependent on trade for its survival and prosperity, the “trade for trade’s sake” approach continues to reign supreme to this day.

It turns out that foreign policy pragmatism or principle may no longer obtain in certain instances, especially when trade is involved. Take the issue of NZ military-related exports. It has been revealed that NZ firms and (possibly) public agencies export everything from airplane parts to small arms, explosive ordinance, training simulators, muzzle flash suppressors, missile guidance systems and artillery range finders to 41 countries and territories. (The term “possibly” is used here because all of the NZ exporting entities are redacted in the export list made public by MFAT. While some private exporters can be broadly identified by the nature of the items sold, other special license categories make ambiguous the provenance of the equipment in question).

Most of these exports go to NATO members and other liberal democracies, while other recipients are regional partners like Singapore, Malaysia , Australia, Tonga and Indonesia. The bulk of what is exported is what might be considered to be on the soft rather than sharp end of the so-called “kill chain:” items that do not impart lethal force directly but which contribute to the accuracy and lethality of weapons systems that do.

None of this would be controversial if it were not for the fact that some of the recipient countries have checkered human rights records (like Indonesia) while others have outright dismal histories of authoritarianism and military criminality. That includes Saudi Arabia, the United Arab Emirates, Turkey, and the PRC. Saudi Arabia and the UAE lead a coalition of Sunni Arab states that have been credibly accused of committing war crimes and genocide against Houthi populations in Yemen. Saudi Arabia does not recognise the Universal Declaration of Human Rights (the UAE was not party to the UDHR vote) and along with the UAE does not recognise a number of human rights conventions involving women’s rights, labour rights, political and social rights. Malaysia, Singapore and Indonesia also are not party to the UDHR and while not as dismal as the Sunni oligarchies, have subpar records when it comes to adhering to international human rights norms and agreements. NZ exports military training material to the PRC, whose human rights history is known for all the wrong reasons. There are other dubious recipients but the issue is clear. In spite of claiming to be a champion and defender of human rights as a matter of principle, NZ exports military equipment to egregious violators of human rights both at home and abroad.

Some will argue that NATO members and other democracies like Australia also violate the laws of war and human rights in their own territories. There is merit to those arguments. But the difference between Australia, Canada, the UK and US and, say, Saudi Arabia and the UAE when it comes to military conduct in conflict theatres is that war crimes committed by the forces deployed by liberal democracies are exceptions to the rule and are punished (even if initially covered up) rather than systematically encouraged and later denied. Domestically, while systemic racism clearly exists throughout the liberal democratic world, it is no longer genocidal in nature even if in previous eras there was a significant element of that.

Conversely, places like the PRC systemically abuse human rights at home, deny individual and collective rights as a matter of course and treat ethnic and religious minorities as if they were foreign enemies. Turkey has grown increasingly authoritarian under President Erdogan, with its treatment of its Kurdish minority a particularly black mark on its record. The UAE and Saudi Arabia are known for their mistreatment of foreign workers, Shiia Muslims in particular but not exclusively. Jordan and Bahrain, other recipients of NZ strategic license exports, are Western allies but not known for their adherence to human rights conventions.

Even Israel, a supposed liberal democracy and a Western ally that is another recipient of NZ military-related exports, systematically violates the rights of Palestinians inside and outside of its recognised territorial limits, including targeting of civilian populations during times of conflict (in Gaza) and forcibly annexing Palestinian territory (in the West Bank) as part of an expansionist doctrine that seeks to eventually expel Palestinians from what they and Israelis consider to be their homelands. Within Israel, in spite of recent electoral gains by so-called “Arab” (Joint List) parties, Palestinians are more often seen and treated as a subversive fifth column rather than full citizens (Arabs make up around 20 percent of the Israeli population).

Most liberal democracies simply do not act this way. The West may be guilty of many things, particularly during the colonial era and Cold War, but even if flawed most liberal democracies at a minimum pay lip service to the rule of law based on civil liberties and human rights at home and abroad. A fair number of the recipients of NZ strategic exports in recent years make no such pretence.

None of this would matter if NZ had a realist approach to foreign policy that was completely pragmatic in orientation based on national self-interest. Matters of principle would not factor into foreign policy-making and trade relations. But that is not the case. Instead, NZ is a very vocal defender of small state and minority rights in the international community as an extension of its championing of international human rights, international norms and the rule of law. That makes trading with authoritarians somewhat hypocritical and exporting military equipment to murderous regimes downright reprehensible. Especially when done for a buck–that is, for the profit gain of NZ private firms.

To be clear, almost any hunting-related equipment can be converted for dual use military purposes. But there is much more to the NZ export list (released by MFAT to a couple of investigative reporters under OIA requests) than converted hunting equipment. It also is interesting that most of the redactions in the sanitised export list are justified on commercial sensitivity rather than national security grounds. If items were merely dual use conversions from hunting equipment, one would think that there are little commercial sensitivities involved given the global scope of the hunting industry. Nor are end users always identified on the list, which makes MFAT assurances that it knows what is ultimately being done with the exports somewhat disingenuous. Either it knows and does not want to say or it does not know even though it allowed the export license request for those items to be approved.

Consider this example. MFAT approved the sale of a general utility aircraft from a Hamilton-based aerospace company (now bankrupt) to a PRC-based aviation firm in spite of numerous concerns about the end use of that aircraft. A year or so after the sale went through the plane was photographed at an airshow wearing North Korean military livery, sparking an investigation into how international sanctions on North Korea were circumvented in the process (the sanctions violation was considered a first order offence given the military use of the aircraft). In the legal process that followed, which resulted in the conviction and fining of the Hamilton firm for violating the international sanctions regime and NZ strategic export requirements, MFAT admitted that it had no clue as to who the end user might be beyond the PRC firm that, incidentally, owned a half interest in the Hamilton company and controlled its board of directors. In other words, it took the exporter’s word as an article of faith and as a result contributed to an egregious violation of UN sanctions that NZ voted to support. Diplomatically speaking, that tarnished NZ’s reputation because neither principle or pragmatism, much less due diligence, was applied to the sale.

Even training equipment has to be considered in proper context. Artillery range finders used for training purposes (which MFAT claims was the case with Saudi Arabia) are being used to train artillery for war, not fun and games. Saudi artillery is regularly used in the Yemen civil war, so it a stretch to say that exporting equipment that trains troops to be more accurate with their artillery fire is not related to the Yemeni conflict. Likewise, even if small in terms of numbers and monetary value, exporting sidearms and squad weapons to human rights violators ignores the fact that they could be used against domestic populations and foreign civilians as well as foreign adversaries.

Again, none of this would be of concern if NZ did not proclaim itself to have an independent foreign policy based on principle as well as pragmatism. If it was a country powered by a military-industrial complex such as the US, it would all be in a day’s business to export military equipment to assorted nefarious regimes. But not so NZ, which has staked its international reputation on being an agent of honest virtue–a good global citizen, as it often says.

The truth is different. If NZ was truly independent it could resist the pressure to act as a cut-out or front for its allies’ military-related services (say, by not allowing the national airline to serve as a sub-contractor for the reconditioning of Saudi Navy gas turbines usually serviced by US Navy contractors). It could pick and choose about when to be principled and when to be pragmatic when it comes to military-related exports (say, by exporting to NATO or liberal democratic partners only). After all, although clearly lacking any basis in principle, it is really pragmatic for NZ to sell the Saudis and Emiratis military equipment when they are involved in industrial-strength war crimes in pursuit of a genocidal campaign in a neighbouring country? Will the diplomatic benefits of courting such states outweigh the costs of making its rank hypocrisy visible to the rest of the international community?

In a past life I was involved in the decision-making chain involved in US military sales and training, etc. to Latin American countries. The primary criteria for vetting military equipment and training requests was twofold: the nature of the equipment or training requested and the character of the political regime (government) making the request. If the equipment or training was too sensitive or excessively lethal and/or the regime doing the requesting was of dubious disposition, then the request was denied. If the decision was anything other than an outright “no” on the primary grounds, then other criteria was applied: state of trade and diplomatic relations with the requesting state, the geopolitical balance in the (sub) region in which that state was located, the possibility of a domino proliferation impact, the presence of other foreign weapons suppliers as substitutes for US exports, etc. Once all of this was factored in with input from the various elements of the inter-agency consultation process (involving the State Department, CIA, NSC, Treasury, Commerce and other federal agencies with a potential stake in the matter), sometimes after sounding out other countries in the region about their reactions, a recommendation was sent to the White House for approval/denial. If the White House approved the sale/mission, then the recommendation was sent to Congress for approval, something involving several committee votes and then a general vote in both Houses. The process was slow and circuitous but in the end it was comprehensive and transparent.

Although it is possible that there are similarly robust weapons exportation strategic license vetting protocols in place in NZ, that does not seem to be the case. MFAT appears to make the call, perhaps after consultation with DPMC and/or Cabinet. Parliament is not involved in the decision-making process. No public notification is made. In other words, the entire NZ strategic export licensing regime is opaque at best. You can read the official criteria here.

MFAT says that the vetting process is rigorous and that it knows exactly where NZ sourced military equipment winds up. Yet it has only denied one out of 254 special export license requests in the last three years (to the Saudis for mortar stands and fire control (observation tower) equipment, supposedly in response to the Khashoggi murder). If foreign policy principle were involved, one might expect that the approval rate would be somewhat lower for authoritarian-ruled countries. But if pragmatism and trade are the criteria in play, does it make sense to supply murderous regimes with any kill chain components? Or is the fact that the entire decision-making process for granting special export licenses is so opaque that MFAT and the suppliers thought that they would never be found out if it were not for the good work of a couple of intrepid reporters?

More than principle and pragmatism as guideposts for foreign policy, it seems that trade-promoting expediency is the new normal in NZ foreign affairs, something that continues under the Ardern government. But with expediency comes a loss of independence and autonomy as well, because among other reasons, states with their own agendas can use NZ’s trade zealotry as third party cover for transactions they themselves may be reluctant to admit publicly (even the US has suspended weapons sales to Saudi Arabia because of its behaviour in Yemen). Or authoritarians can hold non-military trade relations with NZ hostage to the provision of military equipment. Either way, that makes NZ a foreign policy tool of others rather than an honest broker in international relations and global good citizen.

Just like the fact that NZ’s “clean and green” image is more myth than reality, the foreign policy reality is that at least when it comes to trading in the paraphernalia of death, NZ is unprincipled, hardly pragmatic and dominated by logics of trade expediency rather than a commitment to the upholding international human rights. While it would be too much to expect a National-led government to put principle before trade expediency, that this continues to occur under a Labour-led government (in which the Prime Minister claims that she was unaware of the strategic export recipient list until asked about it by the media) is all the more outrageous given its constant repetition of the “independent, principled but pragmatic” foreign policy mantra.

If NZ is to regain a semblance of integrity in diplomatic circles, its foreign policy decision-making matrix must change away from trade obsessed expediency and towards the principled but pragmatic orientation that grants it the independence that it claims to have. Conversely, if it wants to put trade before everything else, then it might as well fess up and open up the country’s foreign policy to the highest bidder.

Media Link: “A View from Afar” podcast on the private military-security industry and NZ’s role in it.

In this week’s podcast Selwyn Manning and I discuss the ethics and practicalities involved in the so-called “conflict industry.” It includes a discussion of the who and what of the “kill chain” and the implications of Rocket Lab’s position as a major US military logistical provider. You can find it here.

Setting them up to fail?

There has been some excitement about the naming of Nanaia Mahuta as Foreign Minister and Peeni Henare as Defense Minister in the new Labour cabinet. At first glance neither one appears to have much experience or background in the portfolios that they are now responsible for, but Mahuta is the first female (and Maori) Foreign Minister, complete with a moko kauae. Henare, first elected in 2014, has been Minister for Civil Defense during the last year and half. He is also Minister of Whānau Ora. They comprise part of a cabinet that is considered to be one of the most diverse in NZ history and have received global attention as a result.

Mahuta first entered parliament in 1996 on the Labour list, then was elected in 1999 to the Te Tai Hauauru seat (beating Tuku Morgan), then transferred and won the Tainui/Hauraki-Waikato in 2002. She has been re-elected ever since and made a run for the party leadership in 2014. She was Minister for Customs, Youth Development, Local Government and Associate Minister for the Environment from 2005-2008 during the 5th Labour government and prior to her appointment as Foreign Minister was Minister of Local Government and Maori Development in the 6th Labour government (the first of which she retains). While in Opposition she served as the Labour spokesperson for Maori Affairs, Education, Energy and Conservation. She is also Associate Minister of Trade and Export Growth, Environment and Housing.

After 24 years in parliament, Mahuta surely knows her away around the Beehive and the domestic policy scene. But questions remain about her and Henare’s suitability for the positions they have been given. The breakdown of the questions goes something like this:

The symbolism of diversity is a powerful thing. However, beyond its symbolic value diversity in cabinet is a laudable goal only if it is accompanied by substance. The latter is defined as competence, background or experience in the policy areas for which the appointee is responsible, or the ability to learn fast. Diversity without substance is a cynical form of tokenism because it rewards those without merit in order to engage in empty symbolism as a PR tactic. It also sets up the appointees for failure if s/he is out of depth or is unable to overcome resistance from inside and outside of the Ministries for which they are responsible. That in turn serves to reinforce negative stereotypes about the ethnic, religious, racial or other groups to which they belong.

A big problem for ministerial neophytes of any persuasion is that they run the risk of bureaucratic capture by the agencies that they ostensibly oversee. Bureaucratic capture is a phenomenon where career bureaucrats surround a Ministerial appointee with everything from puffery and flattery to stonewalling and sandbagging in order to get the new leader to absorb and accept institutional logics as his or her own. This may include the “baubles” of office: getting to play with big boys toys in the case of Defense, and jetting off to exotic lands in the case of Foreign Affairs. All courtesy of the taxpayer. The syndrome is familiar.

Another problem is bureaucratic resistance or shunning. This phenomenon is when career bureaucrats endeavour to resist policy initiatives and change instigated by the new appointee by diluting or subverting the message within the institutional maze (which the new Minister is unfamiliar with), or simply ignore directives that do not suit or run contrary to their entrenched interests until the initiatives are dropped. This is an all-to-common problem in the intelligence and security field, where cadres of so-called “old boys” work hard to prevent real effective institutional reform from happening so long as they feel that the status quo works for them. The resistance to reform is less visible in Foreign Affairs because of the arc of modern diplomacy (multi-faceted, involving a variety of actors and subjects), but it remains in some institutional niches nevertheless.

In Foreign Affairs and Defence there is the additional problem that newly appointed Ministers must immediately engage with foreign interlocutors. Many of these foreign diplomats and military officials have great experience and often a considerable degree of cynicism when addressing areas of mutual interest. They very often have different cultural backgrounds, different ideological motivations, different economic interests and different ways of conceptualising the international order (say, being realist rather than idealist or constructivist in perspective). Without the shared cultural and ideological referents common to home, Ministerial neophytes thrust onto the world as the senior faces of NZ face formidable challenges unlike those found domestically.

The questions about Mahuta and Henare are therefore driven by concerns about their experience and competence when confronting these realities, and about whether their domestic experience can immediately translate into the skillset required to effectively engage both the internal (bureaucratic) and external (foreign interaction) aspects of their jobs.

Not surprisingly, some of the responses to those asking these questions have been to accuse them of being racist. That could well be true for some people, but the knee jerk, reflexive defensiveness of these reactions simply serves to obscure the reality of tokenism and overlook incompetence in the event that it does occur.

More reasoned rebuttals focus on Mahuta’s long career in parliament and the range of portfolios she has held over the years. Although Henare has a much shorter parliamentary career, he is seen as a competent quick learner in the areas in which he has previously been given responsibility. So the reasoning goes that even if they do not have deep experience in military-security matters and foreign affairs, both Mahuta and Henare are well equipped to rapidly get up to speed on their portfolios.

Beyond that, there is the domestic political side of the appointment equation to consider. Mahuta and Henare represent important Maori constituencies that Labour seeks to retain as a support base. Henare comes from a distinguished military lineage, so the symbolism of his appointment bestows mana on his office and in the eyes of many of his troops. Mahuta, known as “The Princess” in some circles, is Maori royalty. This might prove very useful when engaging Pacific Island nobility on matters of regional and mutual concern, and her familiarity with pomp and circumstance makes her a natural for ceremonial occasions when representing the State.

Other assessments of the appointments are mixed. There is a line of thought that posits that, on the one hand, the Mahuta appointment is a way of getting a long serving, important yet underwhelming MP out of the way via a golden parachute into a glamorous job while on the other hand a young, up-and-coming Maori MP is given his first shot at playing with the Big Boys. If they do not pan out, this reasoning holds, then no harm done because others will be running the show in any event.

That dovetails with the belief that PM Ardern is going to be the de facto Foreign Minister, using the leverage of her global celebrity to advance major NZ initiatives on the world stage while Mahuta works on what a knowledgeable friend of mine calls the “mice and rats” of foreign affairs. Mahuta will also be a visible indigenous symbol of the multicultural and polyethnic nature of NZ society. So, while Ardern does the heavy lifting in things such as climate change, non-proliferation and bilateral relations with the likes of the PRC and US, Mahuta can provide the ceremonial face of NZ diplomatic representation to the global community.

For Henare the issue is simple: translate his generally well-regarded work in Civil Defense into an understanding of the logistics and operational requirements of complex service organisations such as the MoD/NZDF that operate under relatively tight budgetary constraints and with significant institutional shortcomings when it comes to personnel, material and overall force readiness, and which recently have (in the case of the NZDF) suffered some serious incidents of professional and personal misconduct within both senior and junior ranks. That notwithstanding, much of what the NZDF does under MoD policy directives IS civil defense, be it in terms of disaster relief, humanitarian interventions and emergency engineering and transport. So the experience he has gained in his previous portfolio, even if relatively short, should well suit him for his new role. More to the point, none of this will interfere with how the NZDF leadership see and approach the world around them.

The most jaded idea being advanced is that, regardless of whether they are competent or not, both of these politicians will be the subject of bureaucratic capture. Senior managers and careerists in Mfat and MoD and NZDF will in fact run these agencies largely unimpeded by their respective ministers, who will cut ribbons, shake hands and bestow honours instead. A “Yes Minister” scenario will prevail, if you will.

Not all the reaction to these appointments has been negative or questioning. Many at home and abroad are celebrating the diversity represented in the new Cabinet and the individual achievements of Mahuta, Henare and their non-Pakeha, non-straight and/or female colleagues. The era of the straight white male in politics is seen as coming to an end, with NZ leading the way.

Perhaps that is true but it is not for me to say. Along with being called a racist for having broached some of the afore-mentioned questions on social media as well as being labeled a member of the Pakeha international relations and security community (I have to plead guilty to that one), I am loathe to tread further into the minefield that is identity politics in Aotearoa. Moreover, since I focus on matters of international and comparative polities and security, I cannot offer a knowledgeable opinion about appointments made to domestic-focused portfolios or about which of the scenarios outlined above is the closest to the truth. It seems likely that there is a mix of factors and reasons involved in these appointments, both opportunistic and sincere.

All I can hope for is that both of the new ministers are not being set up to fail and that even if their learning curves are steep, that they succeed in gaining command of the important instruments of State that they have been directed to lead. Time will tell.

Research Link: the 42 Group Global Strategic Report Q1-2/2020.

I have been fortunate enough to receive regular reports from the 42 Group, a defence and security-focused collection of youngish people whose purpose is to provide independent strategic analysis to policy makers and the NZ public. Their work is very good.

I asked the person who sends me their reports if it was Ok to republish the latest report here. He agreed, so here it is.