Indigenous socialism with a Chilean face.

Happy New Year everyone.

I am, by personal and professional inclination, loathe to speculate on uncertain future events. On the other hand, I have an abiding interest in distant political processes even though I cannot claim particular analytic expertise when considering them. Thus, when watching the recent Chilean presidential election from afar, I found myself wanting to offer a view while being unable to realistically give a prediction or even outline what the future course of affairs will be beyond the inauguration of Chile’s new president in March. An exchange with a long term reader (Edward Main) during the holiday break led me to look closer into the matter. With that in mind, I hope that readers will take the following as an interested bystander’s observations rather than an expert reflection of the ongoing turn of events.

Five days before Christmas and 51 years after Salvador Allende was elected as the first socialist president in Chilean history, Gabriel Boric re-made history as the youngest candidate (35) to win that office. A former student activist and Congressman from Punta Arenas in Tierra del Fuego, he first rose to prominence during the 2011 student demonstrations against increases in tuition fees at the University of Chile, then again during the 2019 anti-austerity demonstrations precipitated by a 30 percent rise in public transportation prices in Santiago. In 2021 Boric rode a wave of votes (the most since mandatory voting laws were dropped in 2012) to win 56 percent of the national ballot (although less than 60 percent of eligible voters cast ballots, leaving a large pool of disaffected or apathetic voters in the political mix). He campaigned on an overtly socialist, specifically anti-neoliberal agenda, promising to tax the super rich, expand social services and environmental conservation programs, promote pension reform and universal health care and make the fight against income inequality his main priority in a country with the worst income gaps in South America.

Boric’s victory is remarkable given the tone of the campaign. His opponent, Jose Antonio Kast, embraced Trumpian-style rhetoric and openly said that he would be the “Bolsonaro of Chile” (Jair Bolsonaro is the national-populist president of Brazil who emulates Trump, now hospitalized because of complications from a knife attack in 2018). He railed against Boric as someone who would turn Chile into Cuba, Venezuela, Nicaragua, or even Peronist Argentina. Kast is the son of a card-carrying Nazi who fled to Chile after WW2 and built a sausage-making business that served as a launching pad for his children’s economic and political ambitions during the Pinochet dictatorship (the Kast family dynasty is prominent in Chilean rightwing circles). Jose Antonio Kast openly praised the strongman and his neoliberal economic policies during his presidential campaign while downplaying the thousands of murdered, tortured and exiled victims of Pinochet’s regime. He won a plurality of votes in the presidential primaries but lost decisively in the second round run-off between the two largest vote-getters.

Surprisingly given their vitriol during the campaign, both Kast and the outgoing president, rightwing Sebastian Pinera (son of a Pinochet Labour Minister who happened to be a friend of my father) extended their congratulations and offers of support to the newly elected Boric, who will be inaugurated in March. This makes the transition period especially important, as it may offer a window of opportunity for Boric to negotiate inter-partisan consensus on key policy issues.

Boric’s election follows that of several other Leftist presidential candidates in Latin America in the last two years, including those in Bolivia (a successor to the illegally ousted Evo Morales), Peru (an indigenous school teacher and teacher’s union leader) and Honduras (the wife of a former president ousted by a coup tacitly backed by the Obama administration). Centre-Left presidents govern in Belize, Costa Rica, Guyana, Mexico, Panama, and Suriname. A former leftwing mayor of Bogota is the front runner in this year’s Colombian presidential elections (now in Right-center hands) and former president Lula da Silva is leading the polls against Bolsonaro for the October canvass in Brazil. These freely elected Leftists are bookended on one end by authoritarian counterparts in Cuba, Nicaragua and Venezuela and on the other by right-leaning elected governments in Brazil, Ecuador, El Salvador, Guatemala Paraguay and Uruguay. Argentina, which has a Peronist government, straddles the divide between Left and Right owing to the odd (and very kleptocratic) populist coalition that makes up the governing Party. 

One might say that the region is relatively balanced ideologically speaking, but with an emerging tilt to the moderate Left as a result of the exposure by the pandemic of inherent flaws in the market driven economic model that dominated the region over the last thirty years. It remains to be seen if this political tilt will eventuate in the type of socio-economic reforms upon which the successful Leftists candidates campaigned on. What is pretty clear is that it will not be a repeat of the so-called “Pink Tide” that swept the likes of Hugo Chavez and Evo Morales into power in the early 2000s, both in terms of the extent of their policy ambitions and the style in which they rule. This most recent wave still retains many characteristics of the much lauded (by the Left) indigenous socialism of twenty years ago, but it is now tempered by the policy failures and electoral defeats that followed its heyday. It is indigenous not only because of its origins in populations that descended from pre-colonial civilizations (although there is still plenty of indigena in Latin American socialism), but because it originates in domestic and regional ideological thought and practice. Within this dual sense of the phrase, it is moderation and pragmatism that appears to differentiate the original 2000s versions from what is emerging today.

Western observers believe that the regional move Left may give China an opportunity to make strategic inroads in the hemisphere. That view betrays ignorance of the Latin American Left, which is not driven by any Communist orthodoxy or geopolitical alignment with China (or even blind hatred of the US), but instead is a very heterogenous mix of indigenous, environmental, trade union, student and social movement activism that among other things is progressive on gender and sexuality rights and climate change. This is not a Leninist/Maoist Left operating on vanguardist principles of “democratic centralism,” but instead a fluid amalgam of modern (industrial) and post-modern (post-industrial) causes. What that means is, since China is soon to overtake the US as the primary extractor of raw materials and primary goods from Latin America and has a checkered environmental record as part of its presence as well as a record of authoritarian management practices in Chinese controlled firms, it is by no means certain that it will be able to leverage emergent elected Latin American Left governments in its favor. 

In fact, given what has been seen in its relationship with the three authoritarian leftist states, many of the elected Leftist governments may prove reticent to deepen ties with the Asia giant precisely because of concerns about a loss of economic independence (fearing debt diplomacy, among other things). The Belt and Road initiative may seem an attractive proposition at first glance, but it can also serve to choke national sovereignty on the economic as well as diplomatic fronts. Boric and his supporters are very much aware of this given problems that have risen from Chinese investment in the Chilean mining and forestry sectors (such as disputes over water and indigenous land rights).

This is worth mention as a relevant aside. Chile’s economy remains primary good export oriented. The bulk of its GDP is derived from mining, forestry, fishing and agriculture, including value added products such as wine. Recently, lithium deposit exploitation has exploded across the so-called “lithium triangle” comprised of northwest Argentina, southwestern Bolivia and northeaster Chile, with Chinese investors jockeying for position with Western interests in the development of salt flat mining in which lithium is extracted for commercial purposes in an increasingly e-based global economy. Such mining is environmentally damaging and machine intensive, so the benefits accrued go to those who can afford to invest in it rather than to workers associated with it. Chinese firms compete on the bottom line, not on social responsibility.

The political economic consequences of this dependence on primary good exports fuelled by foreign investment follows a larger pattern whereby Chilean economic elites resist public investment in anything other than service industries connected to primary good supply chains and ancillary businesses (input and output logistics, highways, port infrastructure and the legal and commercial apparatuses attendant to them). This has made for a significant urban-rural divide when it comes to economic opportunity, something that is not alleviated by the proliferation of universities and private education institutions during the last 30 years. In fact, the Chilean economic model discourages investment in value-added technological innovation that would undermine the primacy of the primary good export sector as the dominant economic, social and political constellation. Instead, Right governments have used low export tax policy as a means of promoting “trickle down” opportunity to those inserted into the main productive sectors while Left leaning governments have used tax revenues on exports as a means of alleviating social inequalities and dysfunction while expanding the service sector middle class. As the 2019 demonstrations made clear, neither has worked. Boric’s presidency has that as its fundamental conundrum.

That brings up the internal political dynamics at play in Chile. For Boric to succeed he will have to deliver on very high public expectations. For that to happen he needs to navigate a three-cornered political obstacle course.

In one corner is his own political support base, which is comprised of numerous factions with different priorities, albeit all on the “Left” side of the policy agenda. This include members of the Constitutional Convention charged with drawing up a replacement for the Pinochet-era constitution still in force (something that was agreed to by the outgoing government in the wake of the 2019 protests). The Convention must design a new constitution with procedural as well as substantive features. That is, it must demarcate governance processes as well as grant enshrined rights. The balance between the two is tricky, because a minimalist approach that focuses on processes and procedures (such as elections, office terms and separation of powers) does not address what constitutes a “right” in a democracy and who should have rights bestowed upon them, whereas an encompassing approach that attempts to cover the universe of social endeavour risks granting so many rights to so many people and agencies that it overwhelms regulatory processes and becomes meaningless is real terms (the latter happened with the 1988 Brazilian constitutional reform, which covers a plethora of topics that have been cumbersome to enforce or implement in practice).

Not all of the delegates share the gradualist, incremental, moderately pragmatic approach to policy agenda-setting that Boric espouses, and because they are independently elected, it signals that the future of Chile resides in a very much redesigned approach to governance. It is even possible that delegates consider moving from a presidential to a parliamentary democracy given that Chile already has a very splintered party system that requires the building multiparty coalitions to form majorities in any event. Whatever is put on the table, Boric will have to urge delegates to exercise caution when it comes to sensitive issues like taxation, military funding and autonomy, land reform (including indigenous land rights, which have been the source of violent clashes in recent years) etc., less it provoke a destabilizing backlash from conservative sectors. In light of that and the strength of his election victory, it will be interesting to see how Boric approaches the Constitutional Convention, how his Cabinet shapes up in terms of personnel and policy orientation, and how his support bloc in Congress responds to his early initiatives.

The latter matters because Boric inherits a deeply fragmented Congress that has a slim Opposition majority but which in fact has seen all centrist parties lose ground to more extreme parties on both the Right and Left. Even so and depending on the issue, cross-cutting alliances within Congress currently transcend the usual Left-Right divide, so it is possible that he will be able to use his incrementalist moderate approach to advance a Left-nationalist project that keeps most parties aligned or at least does not step on too many Party toes. On the other hand, the fact Boric won 56 percent of a vote in which only 56 percent of eligible voters went to the polls means that his policy proposals could easily be rejected on partisan grounds given the lack of unified majorities on either side of the ideological divide.

In another corner are the political Opposition, dominated by Pinochetista legacies but increasingly interspersed with neo-MAGA and alt-Right perspectives (what I shall call Chilean nationalist conservatism). The Right has a significant presence in the Constitutional Convention so may be able to act as a brake on radical reforms and in doing so create space for Boric and his supporters in the convention to push more moderate alterations to the magna carta (each constitutional change requires a 2/3 vote in order to pass. This will force compromise and moderation by the drafters if anything is to be achieved).

The fact that Pinera and Kast, scions of the Pinochetista wing (they do not like that name and disavow ties to the dictatorship other than support for its “Chicago School” economic policies), readily conceded and offered support to Boric may indicate that the neoliberal wing of Chilean conservatism understands that many rightwing voters may have abstained from voting or voted for Boric on economic nationalist grounds as a result of Pinera’s adherence to market-oriented policies that clearly were not alleviating poverty or providing effective pandemic relief even as the upper ten percent of society continued to capture an increasing percentage of national wealth. This could mean that the Chilean Right is less disloyal to the democratic process as it was in the run up to Allende’s election and therefore more committed—or at least some of it is—to trying to reach compromises with Boric on pressing policy issues. In that sense their presence in the Constitutional Convention may prove to be a moderating influence. 

Conversely, in the wake of the defeat the Chilean Right might fragment between Pinochetista and newer factions, which will mean that conciliation with government initiatives will be difficult until the internal power struggle within the Right is resolved, and then only if it is resolved in a way that marginalizes Trump and Bolsonaro-inspired extremists within conservative ranks. After all, what sells in the US or Brazil does not necessarily sell in Chile. The most important arena in which this internal dispute will have to be resolved is Congress, where extreme Right parties have taken seats from traditional conservative vehicles. On the face of it that spells trouble for Boric, but the narrow Right majority in Congress and Pinochetista disdain for their extreme counterparts may grant him some room for manoeuvre.

In a very real sense, Boric’s political fate will be determined in the first instance by the coalition politics within his own support base as well as within the Right Opposition.

The final obstacle is getting the Chilean military on-board with the new government’s project. Of the three factors in this political triumvirate, the armed forces are both a constant and a wild card. They are a constant in that their deeply conservative disposition and institutional legacies are unshakable and guaranteed. This means that Boric’s government must tread delicately when it comes to civil-military affairs, both in terms of national security policy-making but also with regard to the prerogatives awarded the armed forces under the Pinochet constitution. Along with the Catholic Church and landed agricultural interests, the Chilean armed forces are one of the three pillars of traditional Chilean conservatism. This ideological outlook extends to the national paramilitary police, the Carabineros, who are charged with domestic security and repression (the two overlap but are not the same).

Democratic reforms (such as allowing female combat pilots) have been introduced into the military, especially during the tenure of former president Michelle Bachelet as Defense Minister, but the overall tone of civil-military relations over the years since democracy was restored (1990) has been aloof, when not tense. Revelations that Pinochet and other senior offices had received kickbacks from weapons dealers produced a paratrooper mutiny in 1993, and when Pinochet returned from voluntary exile in the UK in 2000 he was greeted with full military honors in a nationally televised airport ceremony. This rekindled old animosities between Right and Left that saw the military high command issue veiled warnings about leaving sleeping dogs lie. Until now, that warning has been heeded.

The role of the military as political guarantor and veto agent is enshrined in the Pinochet constitution. So is its receipt of a percentage of pre-tax copper exports. These powers and privileges have been pared down but not eliminated entirely over the years and will be a major focus of attention of the Constitutional Convention. With 7,800 kilometers of land bordering on three states that it has had wars with and 6,435 kilometers of ocean frontage extending out to Easter Island (and all the waters within that strategic triangle), the Chilean military is Army-dominant even if the other two service branches are robust given GDP and population size (in fact, the Chilean military is one of the most modernized in Latin America thanks to its direct access to copper revenues). What this means is that the Chilean armed forces exhibit a state of readiness and geopolitical mindset that is distinct from that of most of its neighbors and which gives it unusual domestic political influence.

The Chilean armed forces High Command continues to operate according to Prussian-style organizational principles that, if instilling professionalism and discipline within the ranks, also leads to highly concentrated and centralized decision-making authority in the services Flag-rank leadership. Moreover, although the Prussian legacy has diluted in recent years (with the Army retaining significant Prussian vestiges, to include parade march goose-stepping, while the Air Force and Navy have adored UK and US organizational models), the Chilean Navy is widely seen as a bastion for the most conservative elements in uniform, with the Air Force encompassing the more “liberal” wing of the officer corps and the Army and Carabineros leaning towards the Navy’s ideological position. The effect is to make democratic civil-military relations largely hinge on the geopolitical perspectives and attitudes of service branch leaders towards the elected government of the day.

Successfully navigating these three obstacle points will be the key to Boric’s success. The groundwork for that is being laid now, in the period between his election and inauguration. Should he be able to reach agreement with supporters and opposition on matters like the scope of constitutional reform and short-term versus medium-term fiscal and other policy priorities in the midst of a public health crisis, then his chances of leaving a legacy of positive change are high. Should he not be able to do so, then his attempt to impart a dose of pragmatism and moderation on Chilean indigenous socialism could well end in disarray.

We can only hope that for Boric and for Chile, the country advances por la razon y no por la fuerza.

Why do they do it? A note on the passing of Robert Barros.

I recently heard that my old friend Robert “Bob” Barros died of cancer in Buenos Aires last month. Bob was part of my graduate student cohort in Political Science at the University of Chicago in the early 1980s, and we studied under the same group of neo-Gramscian/analytic Marxist “transitologists” who helped redefine and renovate the study of comparative politics world-wide.

Bob wrote a number of influential works, particularly Constitutionalism and Dictatorship, a study of the Pinochet regime’s attempts to provide a legal mantle to its rule (and aftermath); “Personalization and Institutional Constraints,” on the tension between personalist dictators and their attempts to institutionalise their rule; “On the Outside Looking In” and “Secrecy and Dictatorships,” which addressed the methodological and substantive problems in studying (opaque) authoritarian regimes.

Bob’s work received awards and international recognition. Yet rather than seek the material comfort and security of a tenured position at a US university, he chose to follow his love of the Southern Cone by moving to Argentina to work at a small university there. He eventually found a partner and had a daughter with her. The last time I saw him was in 2017 when my family and I visited my childhood and his adopted home town.

Rather than write an obituary for Bob I thought I would share an anecdote about him and how it reflects on intellectual enterprise and scholastic endeavour. It goes like this:

While in graduate school Bob, I and other students of Latin American society would regularly get together over coffees to ruminate about life in general and politics in particular. The students came from a cross section of disciples–history, sociology, anthropology, political science–all connected by the Centre for Latin American Studies. We shared classes together and that became the basis for many personal and professional friendships that continue to this day.

(As an aside, I never saw such gathering after I arrived to teach at a university in New Zealand. Instead, grad students headed to the campus pub for piss-ups and academic staff met for tea and gossiped in the departmental common room, then retreated to their offices and later homes. There was, in the ten years that I lasted in that environment, no sense of intellectual community that I could discern of, at least in what passed for political studies those days. From what I am told, the contrast between my grad student experience and those of today’s grad students at that NZ university remains the same).

During some of those Chicago Kaffeeklatschs we debated whether the Argentine and Chilean juntas kept records on the atrocities they committed–the number, ages and gender of those detained, tortured, and murdered, the ways in which they were hunted down and disposed of, the types of barbarity to which they were subjected to, the children that were removed from them, etc. By the late 1970s and early 1980s when we got together over coffee there was enough information leaking out of both countries to suggest that the abuses were both systematic and wide-scale, which suggested that given the military bureaucracies involved, records might be kept.

We asked these questions because our collective reading under our common mentors had shown that Nazis, Stalinists and assorted others before them kept records that incriminated them clearly and recorded for all posterity their culpability in committing crimes against humanity. But why would they do so? Why would they not just erase all evidence of their crimes rather than leave a probatory trail that could be followed? Knowing that what they were doing was extreme and that the shadow of the future would determine how their actions would be read by subsequent generations, and knowing that such record-keeping would deny them any possibility of plausible deniability down the road in the event that they did not prevail for all time and thereby get to write the historical narrative as they pleased, we wondered about the authoritarian mindset, the pathological and sociopath motivations, collective versus individual madness and assorted other possible sources for meticulous record-keeping by murderous authoritarians. We then speculated if the Southern Cone dictatorships shared these traits.

As it turns out, those conversations provided me with the basis for doing my own field research on “desaparecidos” (disappeared) in Argentina during the 1976-83 dictatorship, where I worked as a part of a group of human rights organisations trying to determine the fate of hundreds of men, women and children who went missing during those years. I knew that there must be records on them, and sure enough there mostly was. Later on, the questions from those conversations provided me with the primary tools for engaging in leadership analysis work for the US security community. For Bob, it turned into a large research project on authoritarian legal frameworks that became the basis of his Ph.D. dissertation that eventually became the book on Constitutionalism and Dictatorship.

What he discovered is that, apart from grossly backwards forms of personalist rule, the majority of authoritarians feel the need to provide a legal mantle around their behaviour. This is both a way of justifying their actions as well as setting both precedent and parameters for future regimes in terms of potential judicial action as well as justifying their own rule. Whether they believe that their actions are legitimate or not, authoritarians want to give them the appearance of legality. That way, should they ever be prosecuted for, say, human rights violations, they can argue that what they did was justified by law and constitutional precept.

This may seem retrospectively obvious to the casual observer, but Bob provided meticulously-research details of the thinking that goes into creating such legal and institutional edifices.

I will not try to further summarise Bob’s richly detailed works or the many implications and avenues of future research opened by them. I simply would urge readers with an interest in how authoritarians try to legitimate and institutionalise their rule to have a look at his writing.

Que descanses en paz, querido amigo!

The real Chilean miracle.

The rescue of the 33 trapped miners in Chile is an epic feat. It is a testament to Chilean tenacity, discipline and ingenuity that the rescue operation was a sterling success. Bien hecho y felicitaciones, companeros!

There are some less covered aspects to the incident that are worth highlighting.

First, contrary to what US TV coverage may lead one to believe, the US did not spearhead the rescue efforts. A total of four US private contractors were sent to supervise the rescue bore drilling, and the derrick for that bore was US-made. There were also Canadian, Austrian and Kiwi experts on scene, but the majority of those involved in planning and carrying out the operation were Chilenos. Of course that should obviously be so: mining is the foundation of Chile’s export economy so it has a long history of expertise in that field. However, the accident itself has origins in policies that obviated any expertise. And in that regard it had a direct US connection: the Chicago School (as translated by Arnold Harberger) and the so-called “Washington Consensus.”

Under the market-driven edicts imposed by the Pinochet dictatorship and followed by the democratic Concertacion governments that ruled from 1990 until March of this year (the last two under Socialist presidents), the mining industry was deregulated and partially privatised. Although the Chilean state retains a majority interest in the largest copper mining ventures because copper is Chile’s hard income export earner (40 percent of the world’s copper comes from Chile), many smaller mining outfits proliferated under successive resource extraction plans developed by each of the democratic governments. That included allowing non-union workers into the mines and the proliferation of non-union “bargaining agents” at the shop level, all of which decreased worker input into the management of the deregulated and privatised mines (the larger state-owned mines are almost completely unionised). The mine in question is owned by one of these smaller private operators and has a long history of equipment failures, accidents, regulatory violations (such as the disarming of tunnel alarm systems) and maintenance problems. Plus, it was going broke (one of the ironies of the accident was that many of the rescued miners were about to be laid off due to the company’s financial difficulties). Thus the accident was a direct result of privatisation and deregulation leading to a lax workplace safety environment on the part of the mine’s owners.

Confronted by the mine owner’s inability to cope with the disaster the state-owned mining corporation, CODELCO, assumed control of the operation and brought its experts in. It was these people, effectively state employees, who directed, planned, staffed and executed the rescue (in fact, several of the six man rescue team were military personnel trained in advanced search and rescue operations). Or to put it very bluntly: it was the consequences of free market capitalism that caused the accident, and it was state capitalism that fixed it.

One thing that may not have been apparent to non-Spanish speaking viewers but which was quite clearly audible to those who do understand the language, was that several of the rescued miners, including the shift foreman who came out last as well as several of the rescuers sent underground to retrieve them, specifically said to Chilean president Sebastian Pinera that the accident was preventable and that measures must be taken to avoid a repetition of the event. Some of these remarks were quite pointed given that Pinera is of the centre-right and has benefited personally and professionally from Pinochet’s policies because he is the son of Pinochet’s Labour Minister and started his fortune by capitalising on the deregulation of the health insurance and private credit markets in the 1980s. To his benefit, president Pinera announced to the nation that he has ordered a review of the entire occupational safety framework, not just in mining but across the spectrum of economic activity, saying that it was clear that there was “gaps” and “failures” in the workplace protection of Chilean workers that needed tighter regulatory controls.  If he is true to his word and the review is genuine, that could result in a very positive outcome stemming from this near-tragedy.

As for Pinera’s role, he has acquitted himself very well. He monitored the operation from day 1 and did not just show up at the end to bask in the glory of the rescue. For a Righty, he came off as remarkably clued into the needs of his working class charges.  The same can be said for the Minsters for Health and Mining as well as the senior management team brought into supervise the rescue operation. From the erection of “Camp Hope” on the mining site (where relatives of the trapped miners held a vigil), to the flow of communication to the press and supply of necessities to the miners themselves, the pressed-into-service bosses performed admirably. And they all are public sector employees, even if the Ministers originated from the dark side of the political spectrum. Whatever the case, credit is deserved where it is due, and the president and the management team he sent to the rescue deserve gratitude and respect for their handling of the crisis.

One element of farce in the rescue was the arrival of Bolivian president Evo Morales on the scene. Morales was there because one of the rescued miners is a Bolivian. Morales promised him a house and a job if he returned home with him on the specially charted plane Morales arrived in. Trouble is, the miner left Bolivia at the age of 14 (he is now 24) to seek better economic fortune in Chile, has a Chilean partner and a network of friends, and for all outward appearances seems disinclined to return to his native country. So that left Morales to grandstand in his public speech in an effort to pressure the miner to return with him. To his credit, president Pinera noted that a medical evaluation would have to take place first, at which time the miner could make up his mind about what to do. Morales left a few hours later, alone.

There are of course many other sub-plots to this remarkable story of survival. But as someone who has lived and worked in Chile as a youth and adult, has several Chilean friends and who has written professionally on aspects of its political and economic development, it reminds me of how quietly and humbly efficient they are as a nation. They have suffered hardship and  disaster, both human and nature-made, yet they display a measure of stoicism, discipline and tenacity that is truly remarkable. The last 68 days has offered proof of that above and below ground. Viva Chile y sus mineros!