Category: Politics

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Redrawing the lines.

Early this year I was asked by a media outlet to appear and offer predictions on what will happen in world affairs in 2022. That was a nice gesture but I wound up not doing the show. However, as readers may remember from previous commentary about the time and effort put into (most often unpaid) media preparation, I engaged in some focused reading on international relations and comparative foreign policy before I decided to pull the plug on the interview. Rather than let that research go to waste I figured that I would briefly outline my thoughts about that may happen this year. They are not so much predictions as they are informal futures forecasting over the near term horizon.

The year is going to see an intensification of the competition over the nature of the framework governing International relations. If not dead, the liberal institutional order that dominated global affairs for the better part of the post-Cold War period is under severe stress. New and resurgent great powers like the PRC and Russia are asserting their anti-liberal preferences and authoritarian middle powers such as Turkey, North Korea, Saudi Arabia and Iran are defying long-held conventions and norms in order to assert their interests on the regional and world stages. The liberal democratic world, in whose image the liberal international order was ostensibly made, is in decline and disarray. In this the US leads by example, polarized and fractured at home and a weakened, retreating, shrinking presence on the world stage. It is not alone, as European democracies all have versions of this malaise, but it is a shining example of what happens when a superpower over-extends itself abroad while treating domestic politics as a centrifugal zero sum game.

While democracies have weakened from within, modern authoritarians have adapted to the advanced telecommunications and social media age and modified their style of rule (such as holding legitimating elections that are neither fair or free and re-writing constitutions that perpetuate their political control) while keeping the repressive essence of it. They challenge or manipulate the rule of law and muscle their way into consolidating power and influence at home and abroad. In a number of countries democratically elected leaders have turned increasingly authoritarian. Viktor Orban In Hungary, Recep Erdogan in Turkey, Rodrigo Duterte in the Philippines, and Narendra Modi in India (whose Hindutva vision of India as an ethno-State poses serious risks for ethnic and religious minorities), all evidence the pathology of authoritarianism “from within.”

Abroad, authoritarians are on the move. China continues its aggressive maritime expansion in the East and South China Seas and into the Pacific while pushing its land borders outwards, including annexing territory in the Kingdom of Bhutan and clashing with Indian troops for territorial control on the Indian side of their Himalayan border. Along with military interventions in Syria, Libya and recently Kazakstan, Russia has annexed parts of Georgia and the Donbas region in eastern Ukraine, taken control of Crimea, and is now massing troops on the Ukrainian border while it demands concessions from NATO with regard to what the Russians consider to be unacceptable military activity in the post-Soviet buffer zone on its Western flank. The short term objective of the latest move is to promote fractures within NATO over its collective response, including the separation of US security interests from those of its continental partners. The long term intention is to “Findlandize” countries like Ukraine, Estonia, Latvia and Lithuania so that they remain neutral, or at least neutralized, in the event of major conflict between Russia and Western Europe. As Churchill is quoted as saying, but now applied to Vladimir Putin, “he may not want war. He just wants the fruits of war.”

>>Aside about Russia’s threat to the Ukraine: The Russians are now in full threat mode but not in immediate invasion mode. To do that they need to position water and fuel tankers up front among the armoured columns that will be needed to overcome Ukrainian defences, and the 150,000 Russian troops massed on the eastern Ukrainian border are not sufficient to occupy the entire country for any length of time given Ukrainian resistance capabilities, including fighting a protracted guerrilla war on home soil (at least outside Russian ethnic dominant areas in eastern Ukraine). The Russians know that they are being watched, and satellite imagery shows no forward positioning of the logistical assets needs to seize and hold Ukrainian territory for any length of time. Paratroops and light infantry cannot do that, and while the Russians can rapidly deploy support for the heavier forces that can seize and hold hostile territory, this Russian threat appears to be directed, at best, at a limited incursion into Russian-friendly (read ethnic) parts of eastern Ukraine. That gives the Ukrainians and their international supporters room for negotiation and military response, both of which may be essential to deter Russian ambitions vis a vis the fundamental structure and logic of European security.<<

Rather than detail all the ways in which authoritarians are ascendent and democrats descendent in world affairs, let us look at the systemic dynamics at play. What is occurring is a shift in the global balance of power. That balance is more than the rise and decline of great powers and the constellations aggregated around them. It is more than about uni-, bi-, and multipolarity. It refers to the institutional frameworks, norms, practices and laws that govern the contest of States and other international actors. That arrangement—the liberal international order–is what is now under siege. The redrawing of lines now underway is not one of maps but of mores.

The liberal international order was essentially a post-colonial creation made by and for Western imperialist states after the war- and Depression-marked interregnum of the early 20th century. It did not take full hold until the collapse of the Soviet Union, as Cold War logics led to a tight bipolar international system in which the supposed advantages of free trade and liberal democracy were subordinated to the military deterrence imperatives of the times. This led to misadventures and aberrations like the domino theory and support for rightwing dictators on the part of Western Powers and the crushing of domestic political uprisings by the Soviets in Eastern Europe, none of which were remotely “liberal” in origin or intent.

After the Cold War liberal internationalists rose to positions of prominence in many national capitals and international organizations. Bound together by elite schooling and shared perspectives gained thereof, these foreign policy-makers saw in the combination of democracy and markets the best possible political-economic combine. They consequently framed much of their decision-making around promoting the twin pillars of liberal internationalism in the form of political democratization at the national level and trade opening on a global scale via the erection of a latticework of bi- and multilateral “free” trade agreements (complete with reductions in tariffs and taxes on goods and services but mostly focused on investor guarantee clauses) around the world.

The belief in liberal internationalism was such that it was widely assumed that inviting the PRC, Russia and other authoritarian regimes into the community of nations via trade linkages would lead to their eventual democratization once domestic polities began to experience the material advantages of free market capitalism on their soil. This was the same erroneous assumption made by Western modernization theorists in the 1950s, who saw the rising middle classes as “carriers” of democratic values even in countries with no historical or cultural experience with that political regime type or the egalitarian principles underbidding it. Apparently unwilling to read the literature on why modernization theory did not work in practice, in the 1990s neo-modernization theorists re-invented the wheel under the guise of the Washington Consensus and other such pro-market institutional arrangements regulating international commerce.

Like the military-bureaucratic authoritarians of the 1960s and 1970s who embraced and benefited from the application of modernization theory to their local circumstances (including sub-sets such as the Chicago School of macroeconomics that posited that finance capital should be the leader of national investment decisions in an economic environment being restructured via the privatization of public assets), in the 1990s the PRC and Russia welcomed Western investment and expansion of trade without engaging in the parallel path of liberalizing, then democratizing their internal politics. In fact, the opposite has occurred: as both countries became more capitalistic they became increasingly authoritarian even if they differ in their specifics (Russia is a oligopolistic kleptocracy whereas the PRC is a one party authoritarian, state capitalist system). Similarly, Turkey has enjoyed the fruits of capitalism while dismantling the post-Kemalist legacy of democratic secularism, and the Sunni Arab petroleum oligarchies have modernized out of pre-capitalist fossil fuel extraction enclaves into diversified service hubs without significantly liberalizing their forms of rule. A number of countries such as Brazil, South Africa and the Philippines have backslid at a political level when compared to the 1990s while deepening their ties to international capital. Likewise, after a period of optimism bracketed by events like the the move to majority rule in South Africa and the “Arab Spring,” both Saharan and Sub-Saharan Africa have in large measure reverted to the rule of strongmen and despots.

As it turns out, as the critics of modernisation theory noted long ago, capitalism has no elective affinity for democracy as a political form (based on historical experience one might argue to the contrary) and democracy is no guarantee that capitalism will moderate its profit orientation in the interest of the common good.

Countries like the PRC, Russia, Turkey and the Arab oligarchies engage in the suppression and even murder of dissidents at home and abroad, flouting international conventions when doing so. But that is a consequence, not a cause of the erosion of the liberal international order. The problem lies in that whatever the lip service paid to it, from a post-colonial perspective liberal internationalism was an elite concept with little trickle down practical effect. With global income inequalities increasing within and between States and the many flaws of the contemporary international trade regime exposed by the structural dislocations caused by Covid, the (neo-)Ricardian notions of comparative and competitive advantage have declined in popularity, replaced by more protectionist or self-sufficient economic doctrines.

Couple this with disenchantment with democracy as an equitable deliverer of social opportunity, justice and freedom in both advanced and newer democratic states, and what has emerged throughout the liberal democratic world is variants of national-populism that stress economic nationalism, ethnocentric homogeneity and traditional cultural values as the main organizing principles of society. The Trumpian slogan “America First” encapsulates the perspective well, but support for Brexit in the UK and the rising popularity of rightwing nationalist parties throughout Europe, some parts of Latin America and even Japan and South Korea indicates that all is not well in the liberal world (Australia and New Zealand remain as exceptions to the general rule).

That is where the redrawing comes in. Led by Russia and the PRC, an authoritarian coalition is slowly coalescing around the belief that the liberal international order is a post-colonial relic that was never intended to benefit the developing world but instead to lock in place an international institutional edifice that benefitted the former colonial/imperialist powers at the expense of the people that they directly subjugated up until 30-40 years ago. What the PRC and Russia propose is a redrawing of the framework in which international relations and foreign affairs is conducted, leading to one that is more bound by realist principles rooted in power and interest rather than hypocritically idealist notions about the perfectibility of humankind. It is the raw understanding of the anarchic nature of the international system that gives the alternative perspective credence in the eyes of the global South.

Phrased differently, there is truth to the claims that the liberal international order was a post-colonial invention that disproportionally benefitted Western powers. Because the PRC and USSR were major supporters of national liberation and revolutionary movements throughout the so-called “Third World” ranging from the Middle East, Sub-Saharan Africa, Central and SE Asia to Central and South America, they have the anti-Western credentials to promote a plausible alternative cloaked not in the mantle of purported multilateral ideals but grounded in self-interested transactions mediated by power relationships. China’s Belt and Road initiative is one example in the economic sphere, and Russian military support for authoritarians in Syria, Iran, Cuba and Venezuela shows that even in times of change it remains steadfast in its pragmatic commitment to its international partners.

With this in mind I believe that 2022 will be a year where the transition from the liberal international order to something else will begin to pick up speed and as a result lead to various types of conflict between the old and new guards. What with hybrid or grey area conflict, disinformation campaigns, electoral meddling and cyberwarfare all now part of the psychological operations mix along with conventional air, land, sea and space-based kinetic military operations involving multi-domain command, control, communications, computing, intelligence, surveillance, reconnaissance and robotics (C4ISR2) systems, the ways in which conflict can be engaged covertly or overtly have multiplied. That technological fact means that it is easier for international actors, or at least some of them, to act as disruptors of the global status quo by using conflict as a systemic re-alignment vehicle.

Absent a hegemonic power or Leviathan, a power vacuum has opened in which the world is open to the machinations of (dare I say it?) “charismatic men of destiny.” Putin, Xi Jingpin and other authoritarians see themselves as such men. Conflict will be the tool with which they attempt to impose their will on international society.

For them, the time is now. With the US divided, weakened and isolated after the Trump presidency and unable to recover quickly because of Covid, supply chain blockages, partisan gridlock and military exhaustion, with Europe also rendered by unprecedented divisions and most of the rest of the world adopting“wait and see” or hedging strategies, the strategic moment is opportune for Russia, China and lesser authoritarian powers to make decisive moves to alter the international status quo and present the liberal democratic world with a fait accompli that is more amenable to their geopolitical interests.

If what I propose is correct, the emerging world system dominated by authoritarian States led by the PRC and Russia will be less regulated (in the sense that power politics will replace norms, rules and laws as the basic framework governing inter-state relations), more fragmented (in that the thrust of foreign policies will be come more bilateral or unilateral rather than multilateral in nature), more coercive and dissuasive in its diplomatic exchanges and increasingly driven by basic calculations about power asymmetries (think “might makes right” and “possession is two thirds of the law”). International organisations and multilateral institutions will continue to exist as covers for State collusion on specific issues or as lip service purveyors of diplomatic platitudes, but in practice will be increasingly neutralised as deliberative, arbitrating-mediating and/or conflict-resolution bodies. Even if not a full descent into international anarchy, there will be a return to a Hobbesian state of nature.

2022 could well be the year that this begins to happen.

Update: For an audio short take on what 20022 may bring, please feel free to listen to the first episode of season three of “A View from Afar,” a podcast that offers a South Pacific perspective on geopolitical and strategic affairs co-hosted by Selwyn Manning and me.

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A democratic peace or a feminist peace?

Many years ago when I was in mid academic career, two theoretical strands emerged in the field of international relations and comparative foreign policy. One was the basis for a school of thought that came to be known as feminist international relations theory, which to crudely oversimplify one sub-strand, posited that women have different and less conflictual approaches to politics and therefore, among other things, a world that had more female leaders would likely be a more peaceful one. The second came out of the the democratization literature and, again crudely oversimplified, posited that democracies were less prone to engage in war and therefore a world with more democracies would be a more peaceful one. Although neither strand specifically addressed the possibility, one can infer that if these notions are true a world of women-led democracies would be a Garden of Eden when compared to its present state. 

The two strands have existed in parallel since the early 1990s and continue to be much debated, refined, debunked, reformulated and extended. Arguments over the merits of each continue to this day even though I personally have not contributed to them like I once did (and to be honest I only contributed in an insignificant way to what is known as the democratic peace thesis debate and not the feminist IR debate, which is a minefield for male scholars).

Recently a good friend whose views I hold in high regard sent me an article titled ” The Gender Gap Is Taking Us to Unexpected Places” by Thomas B. Edsall of the New York Times (January 12, 2022). Mr. Edsall is an astute reader of politics and his column is well worth following. His article covers a lot of ground and is worth reading in its entirety but what struck me was this discussion of women’s impact on politics. I have quoted the relevant passage.


“Take the argument made in the 2018 paper “The Suffragist Peace” by Joslyn N. Barnhart of the University of California-Santa Barbara, Allan Dafoe at the Center for the Governance of AI, Elizabeth N. Saunders of Georgetown and Robert F. Trager of U.C.L.A.:

Preferences for conflict and cooperation are systematically different for men and women. At each stage of the escalatory ladder, women prefer more peaceful options. They are less apt to approve of the use of force and the striking of hard bargains internationally, and more apt to approve of substantial concessions to preserve peace. They impose higher audience costs because they are more approving of leaders who simply remain out of conflicts, but they are also more willing to see their leaders back down than engage in wars.

The increasing incorporation of women into “political decision-making over the last century,” Barnhart and her co-authors write, raises “the question of whether these changes have had effects on the conflict behavior of nations.”

Their answer: “We find that the evidence is consistent with the view that the increasing enfranchisement of women, not merely the rise of democracy itself, is the cause of the democratic peace.” Put another way, “the divergent preferences of the sexes translate into a pacifying effect when women’s influence on national politics grows” and “suffrage plays a direct and important role in generating more peaceful interstate relations by altering the political calculus of democratic leaders.”

That is a pretty strong claim with important implications for the recruitment of women into political management roles. My friend and I corresponded about the article and I thought that it would provide some food for thought for KP readers if I copied and reprinted some of my commentary to her. It is by no means a scholarly treatise or deeply grounded in the literatures pertinent to the subject, but it addresses the issue of whether women’s participation in politics leads to more peaceful/less conflictual political outcomes. Here is what I had to say (in quotes).

“Interesting thesis (that the enfranchisement of women, not democracy per se, contributes to the democratic peace thesis). Of course there has long been a view that if we only had more women in politics there would be less conflict. Tell that to Maggie Thatcher!

In the late 1980s I supervised student research that analyzed the impact of women in revolutionary movements on post-revolutionary social policy agendas. The cases studied were Cuba, Nicaragua, Colombia and El Salvador (two successful revolutions, two peace process-incorporated revolutionary movements so as to allow for proper comparative analysis using a most-similar/most different paired case study design). The results found that the more women participated in combat roles during the revolutionary wars, the more likely that they would be included in post-revolutionary policy decision-making, especially in traditionally female policy areas like family planning, health, education etc. Abortion rights were tied to that as well.

In places where women served as camp followers, concubines, cooks and in other non-combat roles tied to the revolutionary armies, they were excluded from post-revolutionary social policy making, even in traditionally female policy areas. The conclusion my student drew was that men respected women who fought alongside them and took the risks inherent in doing so. In my own experience and study, I have also found that under fire women were/are no more or less cowardly than men, by and large, especially when they received the same guerrilla training, so I accept this view. My student’s research also showed that the reverse was true: men did not respect as equals women who fulfilled “traditional” non-combat roles. 

This translated into very different attitudes towards incorporating women into the leadership cadres once the revolution was over (be they as part of a victorious coalition or when incorporated into post-settlement political parties and governments). That was especially the case for women who showed combat leadership skills under fire, in many cases due to the fact that so many male field-level guerrilla leaders were killed that women were forced step into the breach (sometimes from non-combat roles) in order to sustain the fight.

So basically, if women behaved “like men” in combat, they were accorded respect and inclusion in post-revolutionary policy making, at least in traditionally female policy areas. Or as I used to joke, can you imagine the reaction of these Sandinista sisters coming home from a hard day arguing with their male revolutionary leaders about neonatal and early childhood health care, abortion rights and domestic violence mitigation, only to have their oaf male partners shout out from the sofa that she/they should get him another cerveza? Let’s just say that there would be no “yes, dear” in their responses.

That was an interesting but incomplete conclusion. I am among other things a student of the path-dependency institutionalist school of comparative politics. That is, current institutions are the product of previous choices about those institutions, which in turn set the boundaries for future choices about those institutions. Once a choice is made about the purpose and shape of an agency or institution, it leads down a path of subsequent “bounded” choices–that is, choices made within the framework or confines established by the original choice. I often use Frost’s poem “The Road Not Taken” or the phrase “a path less chosen” to illustrate the concept. You come to a fork on the trail, and your (hiking) destiny is determined by which route you take. There might be a hungry grizzly on one, and a pristine mountain lake bordering on a serene meadow on the other, but you do not know that at the time you make your decision OR, you know what is ahead and steer accordingly with purposeful intent.

Political institutions are by and large created by and for men. They are masculine in that sense–they arise from the minds of men about how politics should be codified and operationalised. The original choices on institutional configuration and mores were made by and for men, as have most of what followed regardless of regime type. The comment in Edsell’s article about academia being a male domain (up until recently) that channels male competitive urges about status etc. into scholarship is true for political institutions as well (and business, needless to say). Now here is where things get tricky.

For women to do well in these male domains, they must initially “outboy the boys.” Early feminists confronted this in spades, and when they did play hard just like the boys, they were called dykes and worse regardless of their true sexuality. But the problem is deeper than misogynist weirdness and reactions. As the study of revolutionary women showed, they had to adopt male roles and behave as if or just like they were men in order to advance in the organization and achieve ultimate policy goals that were female in orientation. They had to play along in order to not only get along but to move the policy needle in a “feminine” or female-focused direction. But that meant being less feminine in order to prosper. No softness, no weakness (emotional or physical), no “girly” concerns (say, like lipstick or nice clothes) were permissible because that relegated them, IN THE EYES OF MEN, as too fragile and irrational to be respected as peers.

Extending the concept from revolutionary movements to democracies, what that means is that women entering into politics have to conform to the masculine attributes of the institutions that they have entered. Sure, they can change cosmetic things like male-only cigar lounges or dining rooms, but the entire vibe/aura/mana of these institutions is male-centric in everything that they do. Add to that institutional inertia–that is, the tendency of institutions to favor carrying forward past practices and mores (often in the name of “tradition” or “custom and usage”)–and what we get is women who are politically socialized by the institutions that they join to behave in masculine ways, at least when within the institution and carrying out the roles assigned to them by the institution. That makes changing the institution more important than changing the people within it, but that is also why institutions are loath to change (think of resistance to changing the US from a presidential two-party system to a parliamentary MMP-style system). Perhaps the NZ Green Party are onto something with their gender-balanced party caucus selections, but they remain inserted in a larger parliamentary “nested game” with origins and continuities grounded in masculinist behaviour and perceptions.

More broadly, just like we are a product of our upbringings moderated by the passage of time and experience, so too women in politics are institutionally socialized to respond and behave in certain ways. And those ways are masculine, not feminine. If the bounded rationalities of the institutional nested games in which women “play” are male-centric/dominant, then it is unsurprising that women who succeed in them do so because they adopt those rationalities as their own (even if their better angels incline them to more “feminine” approaches to institutional problem-solving). That includes the propensity for conflict and war.

Of course this is not a hard and fast universal rule. Jacinda Ardern is not Helen Clark. But then think of Hillary Clinton as well as Margaret Thatcher. Or Michelle Bachelet. Or Helen Clark if NZ was deliberately attacked in some fashion. I do not think that she would opt for compromise and concession rather than conflict, and I sure as heck do not think that Hillary would turn the other cheek when it comes to Putin invading the Ukraine. But what turned these young idealists into the battle axes they are now? I would suggest that it is their political socialization within masculine institutions.

So, as I mentioned, the franchise of women=less conflict thesis is intriguing but needs more work. Male and female traits and values may be the independent variables and propensity towards or against conflict may be the dependent variable, but the intervening variable is institutions, and more specifically, the bounded rationalities of the nested games that they impose on men and women because of the path-dependent nature of their histories as human agencies. Once we get that figured out and change the masculine nature of pretty much 90 percent of human institutions, then perhaps we will have a chance at a more peaceful world. But with lots of snark.”

Reader’s views are welcome.

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Indigenous socialism with a Chilean face.

Happy New Year everyone.

I am, by personal and professional inclination, loathe to speculate on uncertain future events. On the other hand, I have an abiding interest in distant political processes even though I cannot claim particular analytic expertise when considering them. Thus, when watching the recent Chilean presidential election from afar, I found myself wanting to offer a view while being unable to realistically give a prediction or even outline what the future course of affairs will be beyond the inauguration of Chile’s new president in March. An exchange with a long term reader (Edward Main) during the holiday break led me to look closer into the matter. With that in mind, I hope that readers will take the following as an interested bystander’s observations rather than an expert reflection of the ongoing turn of events.

Five days before Christmas and 51 years after Salvador Allende was elected as the first socialist president in Chilean history, Gabriel Boric re-made history as the youngest candidate (35) to win that office. A former student activist and Congressman from Punta Arenas in Tierra del Fuego, he first rose to prominence during the 2011 student demonstrations against increases in tuition fees at the University of Chile, then again during the 2019 anti-austerity demonstrations precipitated by a 30 percent rise in public transportation prices in Santiago. In 2021 Boric rode a wave of votes (the most since mandatory voting laws were dropped in 2012) to win 56 percent of the national ballot (although less than 60 percent of eligible voters cast ballots, leaving a large pool of disaffected or apathetic voters in the political mix). He campaigned on an overtly socialist, specifically anti-neoliberal agenda, promising to tax the super rich, expand social services and environmental conservation programs, promote pension reform and universal health care and make the fight against income inequality his main priority in a country with the worst income gaps in South America.

Boric’s victory is remarkable given the tone of the campaign. His opponent, Jose Antonio Kast, embraced Trumpian-style rhetoric and openly said that he would be the “Bolsonaro of Chile” (Jair Bolsonaro is the national-populist president of Brazil who emulates Trump, now hospitalized because of complications from a knife attack in 2018). He railed against Boric as someone who would turn Chile into Cuba, Venezuela, Nicaragua, or even Peronist Argentina. Kast is the son of a card-carrying Nazi who fled to Chile after WW2 and built a sausage-making business that served as a launching pad for his children’s economic and political ambitions during the Pinochet dictatorship (the Kast family dynasty is prominent in Chilean rightwing circles). Jose Antonio Kast openly praised the strongman and his neoliberal economic policies during his presidential campaign while downplaying the thousands of murdered, tortured and exiled victims of Pinochet’s regime. He won a plurality of votes in the presidential primaries but lost decisively in the second round run-off between the two largest vote-getters.

Surprisingly given their vitriol during the campaign, both Kast and the outgoing president, rightwing Sebastian Pinera (son of a Pinochet Labour Minister who happened to be a friend of my father) extended their congratulations and offers of support to the newly elected Boric, who will be inaugurated in March. This makes the transition period especially important, as it may offer a window of opportunity for Boric to negotiate inter-partisan consensus on key policy issues.

Boric’s election follows that of several other Leftist presidential candidates in Latin America in the last two years, including those in Bolivia (a successor to the illegally ousted Evo Morales), Peru (an indigenous school teacher and teacher’s union leader) and Honduras (the wife of a former president ousted by a coup tacitly backed by the Obama administration). Centre-Left presidents govern in Belize, Costa Rica, Guyana, Mexico, Panama, and Suriname. A former leftwing mayor of Bogota is the front runner in this year’s Colombian presidential elections (now in Right-center hands) and former president Lula da Silva is leading the polls against Bolsonaro for the October canvass in Brazil. These freely elected Leftists are bookended on one end by authoritarian counterparts in Cuba, Nicaragua and Venezuela and on the other by right-leaning elected governments in Brazil, Ecuador, El Salvador, Guatemala Paraguay and Uruguay. Argentina, which has a Peronist government, straddles the divide between Left and Right owing to the odd (and very kleptocratic) populist coalition that makes up the governing Party. 

One might say that the region is relatively balanced ideologically speaking, but with an emerging tilt to the moderate Left as a result of the exposure by the pandemic of inherent flaws in the market driven economic model that dominated the region over the last thirty years. It remains to be seen if this political tilt will eventuate in the type of socio-economic reforms upon which the successful Leftists candidates campaigned on. What is pretty clear is that it will not be a repeat of the so-called “Pink Tide” that swept the likes of Hugo Chavez and Evo Morales into power in the early 2000s, both in terms of the extent of their policy ambitions and the style in which they rule. This most recent wave still retains many characteristics of the much lauded (by the Left) indigenous socialism of twenty years ago, but it is now tempered by the policy failures and electoral defeats that followed its heyday. It is indigenous not only because of its origins in populations that descended from pre-colonial civilizations (although there is still plenty of indigena in Latin American socialism), but because it originates in domestic and regional ideological thought and practice. Within this dual sense of the phrase, it is moderation and pragmatism that appears to differentiate the original 2000s versions from what is emerging today.

Western observers believe that the regional move Left may give China an opportunity to make strategic inroads in the hemisphere. That view betrays ignorance of the Latin American Left, which is not driven by any Communist orthodoxy or geopolitical alignment with China (or even blind hatred of the US), but instead is a very heterogenous mix of indigenous, environmental, trade union, student and social movement activism that among other things is progressive on gender and sexuality rights and climate change. This is not a Leninist/Maoist Left operating on vanguardist principles of “democratic centralism,” but instead a fluid amalgam of modern (industrial) and post-modern (post-industrial) causes. What that means is, since China is soon to overtake the US as the primary extractor of raw materials and primary goods from Latin America and has a checkered environmental record as part of its presence as well as a record of authoritarian management practices in Chinese controlled firms, it is by no means certain that it will be able to leverage emergent elected Latin American Left governments in its favor. 

In fact, given what has been seen in its relationship with the three authoritarian leftist states, many of the elected Leftist governments may prove reticent to deepen ties with the Asia giant precisely because of concerns about a loss of economic independence (fearing debt diplomacy, among other things). The Belt and Road initiative may seem an attractive proposition at first glance, but it can also serve to choke national sovereignty on the economic as well as diplomatic fronts. Boric and his supporters are very much aware of this given problems that have risen from Chinese investment in the Chilean mining and forestry sectors (such as disputes over water and indigenous land rights).

This is worth mention as a relevant aside. Chile’s economy remains primary good export oriented. The bulk of its GDP is derived from mining, forestry, fishing and agriculture, including value added products such as wine. Recently, lithium deposit exploitation has exploded across the so-called “lithium triangle” comprised of northwest Argentina, southwestern Bolivia and northeaster Chile, with Chinese investors jockeying for position with Western interests in the development of salt flat mining in which lithium is extracted for commercial purposes in an increasingly e-based global economy. Such mining is environmentally damaging and machine intensive, so the benefits accrued go to those who can afford to invest in it rather than to workers associated with it. Chinese firms compete on the bottom line, not on social responsibility.

The political economic consequences of this dependence on primary good exports fuelled by foreign investment follows a larger pattern whereby Chilean economic elites resist public investment in anything other than service industries connected to primary good supply chains and ancillary businesses (input and output logistics, highways, port infrastructure and the legal and commercial apparatuses attendant to them). This has made for a significant urban-rural divide when it comes to economic opportunity, something that is not alleviated by the proliferation of universities and private education institutions during the last 30 years. In fact, the Chilean economic model discourages investment in value-added technological innovation that would undermine the primacy of the primary good export sector as the dominant economic, social and political constellation. Instead, Right governments have used low export tax policy as a means of promoting “trickle down” opportunity to those inserted into the main productive sectors while Left leaning governments have used tax revenues on exports as a means of alleviating social inequalities and dysfunction while expanding the service sector middle class. As the 2019 demonstrations made clear, neither has worked. Boric’s presidency has that as its fundamental conundrum.

That brings up the internal political dynamics at play in Chile. For Boric to succeed he will have to deliver on very high public expectations. For that to happen he needs to navigate a three-cornered political obstacle course.

In one corner is his own political support base, which is comprised of numerous factions with different priorities, albeit all on the “Left” side of the policy agenda. This include members of the Constitutional Convention charged with drawing up a replacement for the Pinochet-era constitution still in force (something that was agreed to by the outgoing government in the wake of the 2019 protests). The Convention must design a new constitution with procedural as well as substantive features. That is, it must demarcate governance processes as well as grant enshrined rights. The balance between the two is tricky, because a minimalist approach that focuses on processes and procedures (such as elections, office terms and separation of powers) does not address what constitutes a “right” in a democracy and who should have rights bestowed upon them, whereas an encompassing approach that attempts to cover the universe of social endeavour risks granting so many rights to so many people and agencies that it overwhelms regulatory processes and becomes meaningless is real terms (the latter happened with the 1988 Brazilian constitutional reform, which covers a plethora of topics that have been cumbersome to enforce or implement in practice).

Not all of the delegates share the gradualist, incremental, moderately pragmatic approach to policy agenda-setting that Boric espouses, and because they are independently elected, it signals that the future of Chile resides in a very much redesigned approach to governance. It is even possible that delegates consider moving from a presidential to a parliamentary democracy given that Chile already has a very splintered party system that requires the building multiparty coalitions to form majorities in any event. Whatever is put on the table, Boric will have to urge delegates to exercise caution when it comes to sensitive issues like taxation, military funding and autonomy, land reform (including indigenous land rights, which have been the source of violent clashes in recent years) etc., less it provoke a destabilizing backlash from conservative sectors. In light of that and the strength of his election victory, it will be interesting to see how Boric approaches the Constitutional Convention, how his Cabinet shapes up in terms of personnel and policy orientation, and how his support bloc in Congress responds to his early initiatives.

The latter matters because Boric inherits a deeply fragmented Congress that has a slim Opposition majority but which in fact has seen all centrist parties lose ground to more extreme parties on both the Right and Left. Even so and depending on the issue, cross-cutting alliances within Congress currently transcend the usual Left-Right divide, so it is possible that he will be able to use his incrementalist moderate approach to advance a Left-nationalist project that keeps most parties aligned or at least does not step on too many Party toes. On the other hand, the fact Boric won 56 percent of a vote in which only 56 percent of eligible voters went to the polls means that his policy proposals could easily be rejected on partisan grounds given the lack of unified majorities on either side of the ideological divide.

In another corner are the political Opposition, dominated by Pinochetista legacies but increasingly interspersed with neo-MAGA and alt-Right perspectives (what I shall call Chilean nationalist conservatism). The Right has a significant presence in the Constitutional Convention so may be able to act as a brake on radical reforms and in doing so create space for Boric and his supporters in the convention to push more moderate alterations to the magna carta (each constitutional change requires a 2/3 vote in order to pass. This will force compromise and moderation by the drafters if anything is to be achieved).

The fact that Pinera and Kast, scions of the Pinochetista wing (they do not like that name and disavow ties to the dictatorship other than support for its “Chicago School” economic policies), readily conceded and offered support to Boric may indicate that the neoliberal wing of Chilean conservatism understands that many rightwing voters may have abstained from voting or voted for Boric on economic nationalist grounds as a result of Pinera’s adherence to market-oriented policies that clearly were not alleviating poverty or providing effective pandemic relief even as the upper ten percent of society continued to capture an increasing percentage of national wealth. This could mean that the Chilean Right is less disloyal to the democratic process as it was in the run up to Allende’s election and therefore more committed—or at least some of it is—to trying to reach compromises with Boric on pressing policy issues. In that sense their presence in the Constitutional Convention may prove to be a moderating influence. 

Conversely, in the wake of the defeat the Chilean Right might fragment between Pinochetista and newer factions, which will mean that conciliation with government initiatives will be difficult until the internal power struggle within the Right is resolved, and then only if it is resolved in a way that marginalizes Trump and Bolsonaro-inspired extremists within conservative ranks. After all, what sells in the US or Brazil does not necessarily sell in Chile. The most important arena in which this internal dispute will have to be resolved is Congress, where extreme Right parties have taken seats from traditional conservative vehicles. On the face of it that spells trouble for Boric, but the narrow Right majority in Congress and Pinochetista disdain for their extreme counterparts may grant him some room for manoeuvre.

In a very real sense, Boric’s political fate will be determined in the first instance by the coalition politics within his own support base as well as within the Right Opposition.

The final obstacle is getting the Chilean military on-board with the new government’s project. Of the three factors in this political triumvirate, the armed forces are both a constant and a wild card. They are a constant in that their deeply conservative disposition and institutional legacies are unshakable and guaranteed. This means that Boric’s government must tread delicately when it comes to civil-military affairs, both in terms of national security policy-making but also with regard to the prerogatives awarded the armed forces under the Pinochet constitution. Along with the Catholic Church and landed agricultural interests, the Chilean armed forces are one of the three pillars of traditional Chilean conservatism. This ideological outlook extends to the national paramilitary police, the Carabineros, who are charged with domestic security and repression (the two overlap but are not the same).

Democratic reforms (such as allowing female combat pilots) have been introduced into the military, especially during the tenure of former president Michelle Bachelet as Defense Minister, but the overall tone of civil-military relations over the years since democracy was restored (1990) has been aloof, when not tense. Revelations that Pinochet and other senior offices had received kickbacks from weapons dealers produced a paratrooper mutiny in 1993, and when Pinochet returned from voluntary exile in the UK in 2000 he was greeted with full military honors in a nationally televised airport ceremony. This rekindled old animosities between Right and Left that saw the military high command issue veiled warnings about leaving sleeping dogs lie. Until now, that warning has been heeded.

The role of the military as political guarantor and veto agent is enshrined in the Pinochet constitution. So is its receipt of a percentage of pre-tax copper exports. These powers and privileges have been pared down but not eliminated entirely over the years and will be a major focus of attention of the Constitutional Convention. With 7,800 kilometers of land bordering on three states that it has had wars with and 6,435 kilometers of ocean frontage extending out to Easter Island (and all the waters within that strategic triangle), the Chilean military is Army-dominant even if the other two service branches are robust given GDP and population size (in fact, the Chilean military is one of the most modernized in Latin America thanks to its direct access to copper revenues). What this means is that the Chilean armed forces exhibit a state of readiness and geopolitical mindset that is distinct from that of most of its neighbors and which gives it unusual domestic political influence.

The Chilean armed forces High Command continues to operate according to Prussian-style organizational principles that, if instilling professionalism and discipline within the ranks, also leads to highly concentrated and centralized decision-making authority in the services Flag-rank leadership. Moreover, although the Prussian legacy has diluted in recent years (with the Army retaining significant Prussian vestiges, to include parade march goose-stepping, while the Air Force and Navy have adored UK and US organizational models), the Chilean Navy is widely seen as a bastion for the most conservative elements in uniform, with the Air Force encompassing the more “liberal” wing of the officer corps and the Army and Carabineros leaning towards the Navy’s ideological position. The effect is to make democratic civil-military relations largely hinge on the geopolitical perspectives and attitudes of service branch leaders towards the elected government of the day.

Successfully navigating these three obstacle points will be the key to Boric’s success. The groundwork for that is being laid now, in the period between his election and inauguration. Should he be able to reach agreement with supporters and opposition on matters like the scope of constitutional reform and short-term versus medium-term fiscal and other policy priorities in the midst of a public health crisis, then his chances of leaving a legacy of positive change are high. Should he not be able to do so, then his attempt to impart a dose of pragmatism and moderation on Chilean indigenous socialism could well end in disarray.

We can only hope that for Boric and for Chile, the country advances por la razon y no por la fuerza.

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The incremental shift.

In the build up to the Xmas holidays I was interviewed by two mainstream media outlets about the recently released (December 2021) Defence Assessment Report and last week’s 5 Eyes Communique that included New Zealand as a signatory. The common theme in the two documents was the threat, at least as seen through the eyes of NZ’s security community, that the PRC increasingly poses to international and regional peace and stability. But as always happens, what I tried to explain in hour-long conversations with reporters and producers inevitably was whittled down into truncated pronouncements that skirted over some nuances in my thought about the subject. In the interest of clarification, here is a fuller account of what is now being described as a “shift” in NZ’s stance on the PRC.

Indeed, there has been a shift in NZ diplomatic and security approaches when it comes to the PRC, at least when compared to that which operated when he Labour-led coalition took office in 2017. But rather than sudden, the shift has been signalled incrementally, only hardening (if that is the right term) in the last eighteen months. In July 2020, the the wake of the ill-fated Hong Kong uprising, NZ suspended its extradition treaty with Hong Kong, citing the PRC passage of the Security Law for Hong Kong and its negative impact on judicial independence and the “one country, two systems” principle agreed to in the 1997 Joint UK-PRC Declaration on returning Hong Kong to Chinese control. At the same time NZ changed its sensitive export control regime so that military and “dual use” exports to HK are now treated the same as if they were destined for the mainland. 

In November 2020 NZ co-signed a declaration with its 5 Eyes partners condemning further limits on political voice and rights in HK with the postponment of Legislative elections, arrests of opposition leaders and further extension of provisions of the mainland Security Law to HK. The partners also joined in condemnation of the treatment of Uyghurs in Yinjiang province. In April 2021 Foreign Minister Nanaia Mahuta gave her “Dragon and Taniwha” speech where she tried to use Maori allegories to describe the bilateral relationship and called for NZ to diversify its trade away from overly concentrated partnerships, using the pandemic supply chain problems as an illustration as to why.

She also said that NZ was uncomfortable with using the 5 Eyes intelligence partnership as a public diplomacy tool. I agree completely with that view, as there are plenty of other diplomatic forums and channels through which to express displeasure or criticism. The speech did not go over well in part because NZ business elites reacted viscerally to a large tattooed Maori woman spinning indigenous yarns to a mainly Chinese and Chinese-friendly audience (and other foreign interlocutors further afield). From a “traditional” (meaning: white male colonial) perspective the speech was a bit odd because it was long on fable and imagery and short on “hard” facts, but if one dug deeper there were plenty of realpolitik nuggets within the fairy dust, with the proper context to the speech being that that Labour has an agenda to introduce Maori governance principles, custom and culture into non-traditional policy areas such as foreign policy. So for me it was the balancing act bookended by the trade diversification and 5 Eyes lines that stood out in that korero.

Less than a month later Prime Minister Ardern spoke to a meeting of the China Business Summit in Auckland and noted that “It will not have escaped the attention of anyone here that as China’s role in the world grows and changes, the differences between our systems – and the interests and values that shape those systems – are becoming harder to reconcile.” That hardly sounds like appeasement or submission to the PRC’s will. Even so, Mahuta and Ardern were loudly condemned by rightwingers in NZ, Australia, the UK and US, with some going so far as to say that New Zealand had become “New Xiland” and that it would be kicked out the 5 Eyes for being soft on the Chinese. As I said at the time, there was more than a whiff of misogyny in those critiques.

In May 2021 the Labour-led government joined opposition parties in unanimously condemning the PRC for its abuse of Uyghur human rights. The motion can be found here.

In July 2021 NZ Minister of Intelligence and Security Andrew Little publicly blamed China-based, state-backed cyber-aggressors for a large scale hacking attack on Microsoft software vulnerabilities in NZ targets. He pointed to intolerable behaviour of such actors and the fact that their operations were confirmed by multiple Western intelligence agencies. He returned to the theme in a November 2021 speech given at Victoria University, where he reiterated his concerns about foreign interference and hacking activities without mentioning the PRC by name as part of a broad review of his remit. Rhetorical diplomatic niceties aside, it was quite clear who he was referring to when he spoke of state-backed cyber criminals (Russia is the other main culprit, but certainly not the only one). You can find the speech here. 

In early December 2021 the Ministry of Defense released its Defense Assessment Report for the first time in six years. In it China is repeatedly mentioned as the major threat to regional and global stability (along with climate change). Again, the issue of incompatible values was noted as part of a surprisingly blunt characterisation of NZ’s threat environment. I should point out that security officials are usually more hawkish than their diplomatic counterparts, and it was the Secretary of Defense, not the Minister who made the strongest statements about China (the Secretary is the senior civil servant in the MoD; the Minister, Peeni Henare, spoke of promoting Maori governance principles based on consensus and respect into the NZDF (“people, infrastructure, Pacifika”), something that may be harder to do than say because of the strictly hierarchical nature of military organisation. At the presser where the Secretary and Minister spoke about the Report, the uniformed brass spoke of “capability building” based on a wish list in the Report. Let’s just say that the wish list is focused on platforms that counter external, mostly maritime, physical threats coming from extra regional actors and factors rather than on matters of internal governance.

Defence-Assessment-2021Download

Then came the joint 5 Eyes statement last week, once again reaffirming opposition to the erosion of Hong Kong’s autonomy and its gradual absorption into the Chinese State. Throughout this period NZ has raised the issue of the Uyghurs with the PRC in bilateral and multilateral forums, albeit in a quietly diplomatic way.

I am not sure what exactly led to NZ’s shift on the PRC but, rather than a sudden move, there has been a cooling, if not hardening trend during the last eighteen months when it comes to the bilateral relationship. The decision to move away from the PRC’s “embrace” is clear, but I have a feeling that something unpleasant may have occurred in the relationship (spying? influence operations? diplomatic or personal blackmail?) that forced NZ to tighten its ties to Western trade and security networks. The recently announced UK-NZ bilateral FTA is one step in that direction. AUKUS is another (because if its spill-over effect on NZ defense strategy and operations).

What that all means is that the PRC will likely retaliate sometime soon and NZ will have to buckle up for some material hardship during the transition to a more balanced and diversified trade portfolio. In other words, it seems likely that the PRC will respond by shifting its approach and engage diplomatic and economic sanctions of varying degrees of severity on NZ, if nothing else to demonstrate the costs of defying it and as a warning to those similarly inclined. That may not be overly burdensome on the diplomatic and security fronts given NZ’s partnerships in those fields, but for NZ actors deeply vested/invested in China (and that means those involved in producing about 30 percent of NZ’s GDP), there is a phrase that best describes their positions: “at risk.” They should plan accordingly.

Along with the New Year, there is the real possibility that, whether it arrives incrementally or suddenly, foreign policy darkness lies on the horizon.

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The unshackled straitjacket.

In the 1980s the political scientist Jon Elster wrote a book titled Ulysses and the Sirens where he uses the Homeric epic The Odyssey to illustrate the essence of democracy. In book 12 of The Odyssey, the enchantress Circe warns Ulysses of the dangers posed by the mythical Sirens, purportedly half women and half bird but in reality monsters, whose songs were irresistible to men and who endeavored to lure wayfarers to their deaths on the rocky cliff faces of the Siren’s island. Circe advised that only Ulysses should listen to their “honeyed song,” and that his men should plug their ears with beeswax while he be lashed to the mast of his ship after his men plugged their ears, and that even though he cried and begged them to untie him once he came to hear the Siren’s alluring tones, that he only be freed once his ship was far our of reach of the Siren’s voices. So it was, as Ulysses heeded her advice, made safe passage in spite of the temptress’s calls, and he and his crew proceeded on their decade-long voyage home from the Trojan Wars to Ithaca. As it turns out, it did not end well for all, which is a story for another day. (Thanks to Larry Rocke for correcting my initial mistaken read about their fate).

Elster’s use of the story is designed to highlight three related things. First (the minor point, about the false promise of ethereal options), that, as with the Sirens, while there may be many seemingly attractive alternatives to the inefficiencies of democratic governance, the perils imbedded in purported alternatives outweigh the (mythical) rewards that they claim to confer. Second, that a good leader prizes wise counsel and heeds their advice. Third (the major point), that democracy at its essence is a self-limiting (self-binding) form of governance in which incumbents of political decision-making positions deliberately refrain from making full or untrammeled use of the powers vested in them by virtue of the popular vote. The underpinning belief is that political decision-makers will adhere in principle to self-limitation because they understand and share Elster’s view of democratic governance: it is not just about the means of power acquisition and subsequent use once it public office; it is about (self) restraint in the exercise of power in pursuit of the common good. Power is exercised not for personal or partisan again. It is exercised for the benefit of all. And for that to happen, self-restraint is necessary.

Unfortunately, humans are not those most righteous of creatures so in recognition of human fallibility in practice limits are placed on public authority not by voluntary adherence to principle but by institutional mores, norms, laws and conventions. Constitutions are the highest expression of that enforced restraint in the exercise of power, and systems of checks and balances between different branches of government are the means by which self-restraint is imposed and enforced. The key to adherence is that all actors accept the importance of self-limitation in the first place and understand that the constitutional/institutional rules are designed to encourage collective compliance in the face of temptations to pursue individual or partisan agendas and policies inimical to the common good.

I call this the “straitjacket” theory of democratic politics. Politicians voluntarily accept the limitations on their powers imposed by systems of checks and balances when assuming public office. The understand why self-restraint is the essence of democracy, along with consent and compromise in the pursuit of second-best solutions that, if not satisfying everyone all of the time, satisfy enough people most pf the time so that the political system because self-reproducing (and re-generating!) on its own terms. There is a material as well as social-cultural component to this grand contingent compromise (i.e. expectations have to be met in order for collective consent to continue to be given), but the combination of universal laws and institutional norms and mores promote a type of political socialization in which self-restraint is seen and promoted as a civic virtue, not a weakness, because it promotes exactly that type of compromise when it comes to policy outcomes.

The rule of self-restraint applies to all political actors in a democracy, local and national, in government or in Opposition. The temporal boundaries of electoral cycles means that all actors get to compete again at some pre-determined and relatively short-term date. That means that losers today can become winners in the near future, and that current winners need to deliver on their promises if they are to win again. The implicit bargain is clear: governments do not press full advantage even if widely popular and Oppositions do not go full contrarian on every government initiative. That encourages moderation in debate and policy outcomes because adopting extreme, polarized positions violates the law of self-restraint and in so doing inhibits compromise on collective outcomes. If sides go for broke today when it comes to policy, they may find themselves on the receiving end of equally extreme counter-measures down the road, with the vicious cycle continuing from there. Recognition of this fact–that today’s political behavior casts a shadow on the future for better or worse–is another contributor to the adoption of self-limiting strategies by political actors. This is not just a matter of principle. It is a matter of pragmatism for those committed to operating under democratic governance paradigms.

From a cynically Marxist perspective, the need for political self-restraint in pursuit of contingent compromises rests on the fact that otherwise the rapacious and undemocratic nature of capitalism would be exposed by the zero-sum politics of its political puppets. Over the long term that augers poorly for capitalist political control and the social and institutional advantages that go along with it, so moderation and self-restraint under democratic institutions are, as Lenin noted, the best “political shell” for capitalism. The idea is to not get too greedy or partisan when it comes to profit-taking and political competition and to macro-manage the economy consensually so that profit-driven or partisan avarice is constrained. That way capitalist hegemony can be disguised and maintained rather than exposed and challenged. Someone who appreciated this fact in a non-Marxist way was John Maynard Keynes, and the phrase “Keynesian compromise” is often used describe his approach to political economy.

Whatever the interpretation, for today’s liberal democracies and a few of the newer experiments in that political form, this has been the unwritten political understanding that overlaps the social compact between governed and governors. There are always exception to the rule and moments in which principle falls hard on the sword of hypocrisy, opportunism and privilege, but in the main the enduring feature of democracy has been that those in positions of power do not take full advantage of the authority vested in them. In may not always be a matter of voluntary choice for them, but they understand why the straitjacket must be worn.

Those days are over. In the US but also in other parts of the world where US-style politics has leached like a cancer onto local democratic politics (think Brazil, but even places like Chile, the UK or Italy), politicians not only do not adhere to self-binding strategies but no longer accept the straitjacket premise. Whether a matter of principle or pragmatism, the shadow of the democratic future holds no sway over them and so self-restraint or limitation in the use of their authority is no longer considered a virtue. Instead, they work hard to use procedural, institutional and legal maneuver, aided and abetted by external forces such as direct pressure and gaslighting campaigns channeled via lobbyists, partisan and social media, to undermine and subvert the system from within—in other words, to unshackle the straitjacket, political Houdini-style in order to impose their partisan and personal preferences on society.

Hence the rise of a phenomenon known as the “constitutional coup” whereby disloyal Oppositions attempt to impeach government incumbents on false or flimsy grounds (again, Brazil is a sad example). Now there has appeared something known as the “procedural coup” where one (or two) branches of government attempt to usurp and override the decisions of another, effectively voiding the balance-of-power premise inherent in constitutional systems such as the US. And it was exactly that goal that motivated Trump and his supporters on January 6—to usurp the power of Congress to declare a winner in last year’s presidential race.

That has been laid out in gory detail by the investigations into the January 6 insurrection-turned-coup attempt in the US, where it has been revealed that there were orchestrated links between the White House, Republicans in Congress and insurrectionists to violently impede the certification of the Biden presidential victory. It is seen in Republican attempts to stack state election offices with partisans and to gerrymander and engage in voter suppression programs that skew elections in their favor. It is seen in GOP and rightwing activist groups coercively attempting to gain control of local government offices and school boards via impeachment and recall campaigns waged against serving incumbents. It is seen in the insanity of GOP House members spouting Qanon and other MAGA extremist beliefs in and outside the debating chamber, including threats of physical harm to Democrat colleagues. None of this is an exercise in self-restraint and clearly is an attempt to loosen the fetters of institutional noms and practices.

The US is the exemplar of democratic corrosion but it is not alone. Already the same type of tactics—cries of election fraud before elections are held in places like Brazil and Chile; instigation of civil, including militia resistance to duly constituted government mandates such as in Australia; attempts to delegitimize government with calls to arrest, try, imprison or execute public officials because of their use of public health orders to impose pandemic control measures, all with a wink and nod from opposition politicians, such as in Aotearoa–the very edifice of global democratic governance is being shaken from without and within.

It is the latter threat that is the concern here because a stable democracy is impervious to seditious conspiracies. In contrast, unstable or fragile democracies whose political leadership is ridden with ideological extremists, charlatans, grifters, profiteers and other unscrupulous self-interested maximizers of egotistic opportunities, in which the fundamental law of self-restraint no longer applies, is fertile ground for authoritarian usurpation from within or without.

It is quite possible that the US is too far gone down this path to avoid a civil war. But if democracy is going to be saved there as well as elsewhere, then we must return to the foundational principles upon which that political edifice rests: that those in public office practice self-restraint in the use of their authority and abide by the the imposed limits placed upon that authority by the system of checks and balances inherent in the tripartite division of government powers. Only then can we return to the type of horizontal as well as vertical accountability that a political system built on self- or imposed restraint can uniquely offer the society that it governs.

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Warnings versus threats in foreign relations.

Over my years in academia and then as a security official in the US, I came to believe in the importance of analytic, conceptual and terminological precision. I realised that being precise and demanding precision from others when speaking or writing was not just a pedantic obsession. Words have meaning and specific words have significant meaning. Once uttered or written, words have real world implications and consequences, and if they are used carelessly the results are mostly for the worse because imprecision adds elements of confusion or misunderstanding into social discourse. That may or may not be done deliberately, but the potential damage is universal. Consider the following.

Perhaps because political discourse has been “securitized” after 9/11, or perhaps because the number and types of dangers have increased over the last decade, it seems that the use of the word “threat” has become standard practice in discussions of international relations and foreign policy. Social media has added additional channels through which to convey the pervasive sense of darkness on the horizon.

We hear of the threat posed by climate change; the threat of unchecked migration on once-stable liberal democracies; the threat of Chinese/Russian/US/Iranian/Israeli/North Korean aggression; the threat of various types of sub- and non-state ideological terrorism; the threat of drugs; the threat of crime; the threat of non-heteronormative Christian patriarchical lifestyles on “traditional values;” the threat of cyber crime and warfare; the threat of disinformation and direct influence campaigns on domestic politics; the threat of the surveillance and other aspects of the “Deep” State; the threat of species and planetary extinction, and so on. To consume news and current events reporting these days is to consume a multi-variegated diet of threat.

But is the use of the term justified? Could it be that the English-language media are conflating “threat” with “warning,” which is not the same thing? In order to better understand the concepts of “threat,” “threatened” and “threatening” in the discussion of international affairs, this essay will attempt to unpack its conceptual foundations. Among other things, this will allow us to differentiate between warnings, on the one hand, and threats properly construed.

A threat is a danger in the making: imminent, forthcoming or potential. Threats can be physical, material (say, economic), cultural (e.g. to identity), social (to cohesion), psychological and/or spiritual. Threats can be the work of nature, humans or both working consciously or unconsciously in concert (e.g. the impact of carbon emissions on oceanic water temperatures and sea levels or of a human-made virus escaping from a laboratory). They can be existential or circumstantial, They can be immutable, intractable and ever-present or they can be ameliorated, mitigated or eliminated.

When we speak of “threatening” or “threatened” we are referring to future courses of action in which danger materializes and is applied. Again, this danger can come in many guises, from kinetic force to psychological pressure or enforced material deprivation. If consciously applied as an act of human volition, the object is punitive: to place a targeted subject under some form of duress by invoking a danger towards them, where the threat is a signal of intent. Conversely, to be threatened to is to believe and perceive to be in danger. That is not always due to the actions of others—a tornado touching down a half mile away is a mortal threat to those in the vicinity.

This is different than a warning or being warned. A “warning” does not always carry with it the certainty of danger or punitive action and while it may precede a threat, to be warned is not the same as being threatened. A warning is advice about something to be avoided or at least aware of, or of the ramifications of potentially negative course of action, or a caution against further action. To be warned is to be put on notice that failure to respond to or ignore a given activity might or could result in adverse consequences. These may or may not involve the threat of danger. The importance of the distinction is in the implicit punitive action inherent in a threat. One can be warned about an impending threat (say, thunderstorms that start to develop funnel clouds), but warnings can also be advisory or precautionary where danger is not involved (for example, a warning about shaking a fizzy drink bottle before opening it). 

In foreign relations states issue warnings all of the time, both to others as well as their own citizens. States may warn friends and allies as well as adversaries. These warnings may ascend a ladder of punitive sanction into open threats (against others) or legal sanctions (against citizens), but properly understood are at the low end of state advisories. That is why much of what is reported as “threats” and “threatening” on the part of states are in fact no such thing—they are warnings of various sorts.

In international relations, for a threat to be credible and move beyond a mere warning, the author must display the capability, intent, and relative power to punitively apply duress to the subject of the threat. Moreover, the subject must understand the threat as given and be unable to deter or reply in kind. In other words, for a threat to be credible and for a recipient to feel genuinely threatened, there must be a power imbalance between author and subject that the subject cannot counter short of acquiescence. For example, New Zealand may credibly threaten small island neighbors in the South Pacific, assuming that the latter do not have the protection of a larger state. But New Zealand cannot threaten larger states. Conversely, larger states such as the US or China can threaten many entities in many ways given the relative power asymmetries in their favor. Middle powers such as Australia may threaten some states and other actors but not others, again, depending on the power balances involved in each relationship (which are bound to involve inter-connected others as well). The point is that while all states can issue warnings of various sorts, threats are contingent on their credibility, which in turn are dependent on the power relationships underpinning them. Without power asymmetries in their favour, threats are idle at best or bluffs at worst. This can lead to unintended negative consequences for those who play loose with the concept.

Here is a genuine threat: the current Russian military buildup along the Eastern Ukrainian border. This is not merely a drill. Forward placement of fuel trucks amid multi-platform armoured columns, deployment of field artillery and ground attack aircraft and presence of paratroop units signal real intent. Russia has clearly stated that it will not allow Ukraine to join NATO and will use force to do so. It has a proven track record in this regard, as the 2014 annexation of Crimea and occupation of parts of the Kherson Oblast and Donbas regions attest. Similarly, Russia’s invasion of the Transcaucasia region of Georgia and support for separatist government in South Ossetia and Abkhazia in 2008 was argued along the same lines: Russia would not stand for Georgian integration into NATO because, as is the case with Ukraine today, it is considered a strategically important buffer zone protecting the Russian mainland from Western aggression. Whatever the legitimacy of its rationale, given its proven reputation to use force, its military superiority over Ukraine and the West’s inability to deter it with sanctions and unwillingness to use counter-force to bolster Ukrainian defences, the massing of Russian military units (some 100,000 strong) along Ukraine’s border is very much a threat that will likely lead to action

Russian military forces at staging area near Ukrainian border. Photo: Mazar Technologies.

Now consider this contrasting example: we read and hear about how military aircraft from the PRC regularly enter into Taiwanese airspace in order to convey a threat about a potential future invasion. However, the reality is that Chinese warplanes fly sorties in the Taiwanese Air Defence Identification Zone (ADIZ) that includes part of the mainland provinces of Fujian, Zhejiang and Jiangxi as well as parts of the East China Sea (Sea of Japan) and South China Sea. This is is not Taiwanese territorial airspace and the Taiwanese do not bother to respond to most PLAA flights exercising over the mainland. At most, the PLAA flights in the Taiwanese ADIZ can be construed as warnings about future intent and capabilities, but of themselves are not a threat. That would change if PLAA sorties violate Taiwanese sovereign territorial airspace, at which point the threat should be considered real.

  • Source: Republic of China (Taiwan) Ministry of National Defense.

The image above is of PLAA sorties into the Taiwanese ADIZ in September 2020, including those that cross the so-called median line that divides the Formosa Strait. The PRC has its own ADIZ that includes all of the airspace above Taiwan as well as the entire East China Sea and most of the northern South China Sea, yet does not assert overflight rights in Taiwanese 12-mile territorial airspace. This belies claims that it is engaging in “threatening” behaviour towards Taiwan, at least for the moment.

The problem with misidentifying PLAA exercises in the ADIZ as threats to Taiwan is that this can lead media commentators and nationalist politicians in the PRC, Taiwan and elsewhere to misread what is happening and prepare accordingly. That in turn creates a classic security dilemma whereby policy makers misperceive or misconstrue what is really happening (warnings) for something that it really is not (threats), prepare as if what is misconstrued is real and, hyped by media-driven nationalist fervor, get locked into pre-emptive or preventative war logics that cause them to stumble into armed confrontations that are otherwise avoidable. At that point the escalatory chain to all-out war is unlocked.

This returns us to the original point of the post. There are practical implications to the misconstruing of or confusion between warnings and threats. Media conflation of warnings and threats can lead to miscalculation and unintended negative consequences. For media types, conceptual and semantic precision is often downplayed in favor of attention-grabbing but erroneous statements. This is particularly the case for headline writers in print and audio-visual media, who want to drive eyeballs onto stories in order to generate clicks or views that in turn translate into advertising revenue.

This logic is impeccable in revenue-generating terms, but the media do not have to suffer the consequences of their terminological imprecision. Those are worn by others, and the others are not just security policy makers in contested spaces.

That is why insisting on discursive precision is not just a pedantic concern. Instead, it is the real-world implications that argue best for analytic, conceptual and terminological precision in foreign policy discussions.

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Chinese influence and American hate diffusion.

Over the last decade concerns have been raised about Chinese “influence operations” in NZ and elsewhere. Run by CCP-controlled “United Front” organisations, influence operations are designed to promote PRC interests and pro-PRC views within the economic and political elites of the targeted country as well as Chinese diaspora communities. The means of doing so is transactional and convertible by cash. United Front organisations put money and operatives into the local political system exploiting loopholes or laxities in political finance laws and candidate selection processes, and buy majority ownership of or board membership in strategically placed local firms. This greases the skids for more “Chinese-friendly” perspectives in economic and political decision-making circles.

In parallel, local Chinese language media (both Mandarin and Cantonese) are purchased and their editorial orientation turned towards the CCP party line. This ensures that dissenting opinions are eliminated from outlets that cater to newer Chinese language immigrants, something that, for example, is evident in the coverage of Hong Kong over the last few years. Along with outright intimidation campaigns directed at critics, dissidents and so-called malcontents, this ensures that what is presented to local native and expat populations about China is what the CCP wants it to be. With large scale (now temporarily suspended due to Covid restrictions) immigration of CCP-approved or affiliated mainlanders on student and business visas and the emergence of ethnic Chinese lobbying groups, this ensures that pro-PRC narratives come to dominate how it is spoken about in targeted countries.

The practical goal is to present homogenous and uniform pro-CCP views among expat communities and to re-orient local elite perspectives and material interests towards a more China-friendly position, both in terms of international affairs as well as Chinese domestic politics. The broader strategy is to use the “Achilles Heel” of liberal democracy–freedoms of expression, association and movement–to subvert democratic societies from within. The approach is top-down and largely elite-focused, but has trickle down effects throughout the targeted society. Most importantly, it works. One only has to look at the wedding of NZ political and economic elite interests to those of Chinese agents and entities to understand why. Think Don Brash, John Key and Jenny Shipley as poster children for that type of unholy union, but Labour has, shall we say, some baggage of its own in this regard.

However, there is another malign foreign influence operating in NZ as well as places like Brazil and Italy. It arrives as a type of cultural or ideological diffusion and it is propagated by US-based non-state political actors like Steve Bannon and his Counterspin media channel as well as the Qanon conspiracy network, Alex Jones and Infowars plus assorted other alt-Right and neo-fascist outlets channeling anti-government and anti- “Deep State” views of the likes of the Proud Boys, Oathkeepers and Three Percenters. Rather than the top-down and elite-centric approach adopted by Chinese influence operators, US cultural-ideological diffusers use “alternative media,” direct marketing (such as by distributing leaflets and cold calling with false information) and social media (including using political blogs, fake websites, plus trolls and bots on large platforms) to exploit pre-existing social fault lines and amplify newer divisions in a targeted society. In doing so they copy and adapt Russian (and now Chinese) psychological operations models of disinformation, misinformation and false-flagging. They prey on gullibility, ignorance and/or hate and their currency is rage: rage born of frustration with life opportunities or personal grievance; rage against institutions and processes (i.e. the “system”), rage against past injustices and/or modern offences or slights; rage against assorted ‘others” challenging status and privilege; outrage at offences big and small–the sources of rage are both individual and collective and with enough coaching and channeling can be marshalled into a powerful force for good or evil. Cultural-Ideological diffusers such as Bannon travel on the dark side.

The approach is bottom-up and grassroots in orientation, and works along what Gramsci called the trenches of civil society to push a counter-hegemonic notion of “good sense” against the hegemonic conception of “common sense” purveyed by the mainstream (elite-controlled) media. These trenches include social movements as well as social institutions in which historical and contemporary grievances can be combined into a civil resistance front.

In the contemporary NZ context, that means uniting anti-vaccination/mask/lockdown sentiment with anti-tax, anti-environmental, anti-1080, Christian conservative, libertarian, gun-rights and assorted other rightwing views as well as outliers like Maori sovereignty proponents. To cultivate grassroots resistance it uses local activists as well as “Astroturf” entities such as the purportedly farmer-led group known as the “Groundswell Movement,” which in fact is a creation of the urban rightwing (and National Party-aligned) Taxpayers Union. The rhetoric of cultural-ideological diffusion protests is imported to a large extent and at times seemingly at odds with local issues: witness the proliferation of Trump and MAGA-supportive references amongst current anti-government demonstrators. More worryingly, unlike most of the NZ protest movements of the past, the rhetoric and actions of local protestors influenced by cultural-ideological US agitators is tinged with overt hints of violent punishment, retribution and revenge against the government, “liberals,” and even the mainstream media (which if anything has shown itself to be largely uncritical and mild Fourth Estate that is mainly interested in generating clicks or viewership based on controversies-of-the-day and scandal). References to NZ authorities as Nazis deserving of Nuremburg-style trials lend an ominous tone to the recent exercises in civil rights, to which can be added the open displays of racist, misogynist and neo-fascist sentiment among those involved. That may be a more “natural” form of discourse for a deeply polarised country like the US with a long record of political violence, but it has no organic roots in NZ’s otherwise vigorous culture of civil disobedience and public protest.

Less the smorgasbord approach to forming anti-government movements seem hopeless as a political strategy or praxis (and hence dismissible), the key to its success is to use cultural-ideological diffusion tactics to create a temporary coalition of convenience, not a long-term alliance. It’s immediate purpose is to sabotage the government from without, not undermine it from within. It uses contemporary political conflicts such as the debate about pandemic mitigation to sow social and political division while exploring the same Achilles Heel as do the Chinese influence operators (the freedoms of speech and protest in particular). Ultimately, its long-term end is similar: to undermine public faith in the liberal democratic system as given in order to impose a more authoritarian order of some sort. But for the time being, the focus is on the short-term: sow unrest, promote sedition and usurp authority using social media to import US-sourced cultural-ideological framing of “wedge” issues in order to do so.

Gramsci of course wrote thinking about Left political praxis in Mussolini’s Italy, so there is a certain irony in the adoption of his thought by the likes of Steve Bannon. But that is part of why Bannon is an evil genius: he knows what works and does not care from where good strategic ideas come from.

Not surprisingly local security “experts” have jumped up to state the obvious that things might get violent if the anti-government rhetoric continues to escalate along the lines mentioned above. Raising public consciousness of this possibility is a good thing. More helpfully, the NZ intelligence community has warned that a terrorist attack is possible within a year or so and that it will likely come in the form of a “lone wolf” emerging out of the anti-vaxx/mask/lockdown movement (although the process of radicalisation and likely profile of such an individual has not been specified). The media is covering itself as a target of extremists because some of its members have been threatened by anti-government bullies, and politicians, with good reason, are increasingly concerned about their security given the vitriol directed at (some of) them. While it is laudable to focus attention on the security threat angle implicit in recent protests, a deeper understanding of the methodology and mechanics of cross-border non-State cultural-ideological diffusion is in order, especially when it is subversive in intent. Unless one understands what the likes of Bannon want to do when directing their malevolent gaze on Aotearoa and who are the most susceptible to the entreaties of their perverse siren song, then all that can be done is to react to rather than pre-empt whatever harm is headed our way.

Our security authorities need to be cognisant of this fact, but as a stable and largely peaceful society, so do we.

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Random Retweets: Pandemic mitigation.

Introduction.

I have recently seen a trend whereby people turn their twitter ruminations into op eds and even semi-scholarly essays such as those featured on Spinoff, Patreon or The Conversation. It makes sense to develop ideas from threads and maximise publication opportunities in the process, especially for academics operating in a clickbait environment that has now crept into scholarly journals. I am not immune from the thread-to-essay temptation, although I have tended to do that on my work page and stick to subjects more pertinent to my work because the twitter account I use is a business rather than personal one.

With that in mind and because I have not posted here for a while, I thought it opportune to edit and repurpose some twitter thoughts that I have shared on the subject of what might be called the security politics of Covid mitigation in New Zealand. Below I have selected, cut and pasted some salient edited tweets along that analytic line.

Security aspects of pandemic politics.

There are traditional national security threats like armed physical attack by external/internal enemies. There are non-traditional national security threats like rising sea levels and disasters. Anti-vaxxers are a non-traditional national security threat that must be confronted.

Social media is where state and non-state actors (criminal organisations, extremist groups) link with local agitators in order to combine resources for common purpose. Viral dis-/misinformation and influence campaigns designed to socially destabilise and politically undermine public faith in and support for liberal democracies like NZ are an example of such hand-in-glove collaboration. If left unchecked it can lead to mass public disorder even when seemingly disorganised (e.g. by using “leaderless resistance” tactics). This growing “intermestic” or “glocal” threat needs to be prioritised by the NZ intel community because otherwise social cohesion is at risk. On-line seditious saboteurs must be identified, uncovered and confronted ASAP. That includes “outing” the foreign-local nexus, to include state and non-state actor connections.

If people are going to complain about Chinese influence operations in NZ, then they would do good to complain about US alt-Right/QAnon influence operations in NZ as well. Especially when the latter is manifested in the streets as anti-vac/anti-mask protests. The difference between them? PRC influence operations attempt to alter the NZ political system from within. US alt-Right/QAnon influence operations seek to subvert it from without. Both are authoritarian threats to NZ’s liberal democracy.

In the war against a mutating virus initially of foreign origin NZ has a 5th column: anti-vax/maskers, religious charlatans, Deep State and other conspiracy theorists, economic maximisers, venal/opportunistic politicians, disinformation peddlers and various selfish/stupid jerks. Their subversion of a remarkably effective pandemic mitigation effort should be repudiated and sanctioned as strongly as the law permits. Zero tolerance of what are basically traitors to the community is now a practical necessity (along with a 90% vaccination rate). Plus, as a US-NZ dual citizen who had his NZ citizenship application opposed by some hater, I would like to know who let in the rightwing Yank nutters now fomenting unrest over masks/vaxes/lockdowns/mandates etc. They clearly do not meet the good character test.

A counter-terrorism axiom is that the more remote the chances of achieving an ideological goal, the more heinous will be the terrorist act. Anti-vax and conspiracy theorists using Nazi/holocaust analogies to subvert democratic pandemic mitigation strategies are akin to that.

Long-term community well-being requires commitment to collective responsibility and acceptance of individual inconvenience in the face of a serious public health threat. It is part of the democratic social contract and should not be usurped for partisan or personal gain. Elephant in the room: when cultural mores contradict and undermine public health scientific advice but for political reasons cannot be identified as such. If true, partisan-focused approaches to Covid is not just an Opposition sin. The virus does not see culture or tradition. Anti-vax/mask views are no excuse to violate public health orders. Likewise economic interest, leisure pursuits, religious or secular beliefs no matter how deeply held. Ergo, cultural practice cannot override the public good. Collective responsibility is a democratic obligation.

Those that set the terms of debate tend to win the debate. In politics, those that frame the narrative on a subject, tend to win the debates about it. By announcing a “Freedom Day” the govt has conceded the debate about pandemic mitigation. The issue is not about human freedom. It is about managing public health risk in pursuit of the common good. Using “freedom” rhetoric injects ideology into what should be an objective debate about prudent lockdown levels given uneven vaccination rates, compliance concerns, mental health and economic issues. Bad move.

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Positive Feedback.

Ah, the joys of engaging in public debates. I got this gem over at my work email. Does anyone know who this lovely group might be?

>>From: National Interest Battalion <notonyourlife@gmail.com>
Subject: Are you a Jew?

Message Body:
Are you a Jew?

Stop your anti-Pakeha, economy and rights destroying propoganda. Or we’ll kill you.<<

I am going to wear my honorary Jew label with pride. But I do feel bad for the guy in Utah who had his email used by the author of this lovely missive.

UPDATE: Some metadata for the email: IP 118.149.85.142